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1 | | -# Sentinel AI Governance Dashboard: Implementation Roadmap & Technical Report Plan (2026–2035) |
| 1 | +# Sentinel AI Governance Dashboard & Omni-Sentinel Cockpit: Implementation roadmap & Technical Report Plan (2026–2035) |
2 | 2 |
|
3 | | -**Version**: 1.1 |
| 3 | +**Version**: 1.2 |
4 | 4 | **Last Updated**: 2026-06-15 |
5 | 5 | **Owner**: AI Governance Platform Engineering |
6 | 6 | **Status**: Approved |
7 | 7 |
|
8 | 8 | ## 1. Executive Summary |
9 | | -The **Sentinel AI Governance Dashboard** serves as the central command-and-control interface for Global Systemically Important Financial Institutions (G-SIFIs) to manage the lifecycle, safety, and regulatory compliance of enterprise AI and frontier AGI/ASI systems. This roadmap transitions from basic observability to autonomous, hardware-rooted containment and zero-knowledge evidence production. |
| 9 | +The **Sentinel AI Governance Dashboard** and **Omni-Sentinel Governance Cockpit** serve as the dual-mode command-and-control interface for G-SIFIs. The Dashboard provides high-level executive and regulatory visibility, while the Cockpit offers real-time operational intervention (Kill-Switches, Drift Mitigation) for AGI/ASI ecosystems. This roadmap integrates hardware-rooted safety, Gemini-driven intelligence, and OSCAL 1.1.2 compliance-as-code. |
10 | 10 |
|
11 | 11 | --- |
12 | 12 |
|
13 | 13 | ## 2. Technical Stack Recommendation (React-Centric) |
14 | 14 |
|
15 | 15 | ### Frontend (High-Assurance UI) |
16 | | -- **Framework**: React 19+ with Next.js (App Router) for high-performance SSR/ISR. |
17 | | -- **Component Library**: Radix UI Primitives + Tailwind CSS (ensuring accessibility and design consistency). |
18 | | -- **State Management**: TanStack Query (Server State) + Zustand (Client State). |
19 | | -- **Visualization**: **Recharts** (operational telemetry) + **D3.js** (complex relationship maps, Global Variable Map, and causal lineage). |
20 | | -- **Accessibility**: Web Speech API for voice-driven governance queries and WCAG 2.2 AA compliance. |
| 16 | +- **Framework**: React 19+ with Next.js (App Router) for SSR/ISR. |
| 17 | +- **Service Workers**: Workbox-powered **Offline-Ready Service Workers** for critical cockpit functionality during network partition. |
| 18 | +- **Component Library**: Radix UI + Tailwind CSS (AIGOV-05 compliant accessibility). |
| 19 | +- **State Management**: TanStack Query + Zustand (with persistence for offline state). |
| 20 | +- **Visualization**: **Recharts** (high-frequency telemetry) + **D3.js** (Global Variable Map, causal lineage, and topological MoE maps). |
| 21 | +- **Accessibility**: Web Speech API for voice-driven audit queries and hands-free cockpit commands. |
21 | 22 |
|
22 | 23 | ### Backend & Governance Plane |
23 | | -- **Primary API**: FastAPI (Python) or Node.js (Deno/Express) for low-latency policy evaluation. |
24 | | -- **Policy Engine**: Open Policy Agent (OPA) with Rego for real-time Admission Control. |
25 | | -- **Audit Storage**: Kafka (Event Fabric) → S3 Object Lock (PQC-WORM) using `pqc_worm_logger.py`. |
26 | | -- **Privacy/ZK**: Circom & SnarkJS for Groth16 zk-SNARK proofs; TEE attestation (AMD SEV-SNP/Intel TDX). |
| 24 | +- **Primary API**: FastAPI (Python) with **Gemini API** integration for automated security intelligence and threat reasoning. |
| 25 | +- **Policy Engine**: OPA (Rego) + TLA+ runtime monitors. |
| 26 | +- **Audit Storage**: Kafka → S3 Object Lock (PQC-WORM) via `pqc_worm_logger.py`. |
| 27 | +- **Privacy/ZK**: Circom/SnarkJS (Groth16) for systemic risk proof production. |
27 | 28 |
|
28 | 29 | --- |
29 | 30 |
|
30 | 31 | ## 3. Phased Implementation Roadmap |
31 | 32 |
|
32 | | -### Phase 1: Foundation & WORM Audit (Q3 2026) |
33 | | -*Target: Establish the "Single Source of Truth" for AI evidence.* |
34 | | -- **WORM Audit Log Exports**: Immutable evidence storage and export for internal audit. |
35 | | -- **RBAC Enforcement**: OPA-based Role-Based Access Control (Viewer, Auditor, Model Owner, Admin). |
36 | | -- **ComplianceDashboard (v1)**: Baseline visualization of model inventory and simple status checks. |
37 | | -- **Hardware Attestation UI**: Real-time TEE/vTPM status monitor (`PCR_MATCH=TRUE`). |
38 | | -- **Web Speech API**: Initial hands-free UX for audit stations. |
39 | | - |
40 | | -### Phase 2: Intelligence & Compliance (Q1 2027) |
41 | | -*Target: Real-time alignment with global regulatory regimes.* |
42 | | -**Prerequisites**: Phase 1 Foundation. |
43 | | -- **Global Variable Map**: Visualizing prompt/model variable dependencies across the enterprise. |
44 | | -- **Regulatory Mapping**: Automated OSCAL mapping for **EU AI Act**, **DORA**, **GDPR**, and **NIST AI RMF**. |
45 | | -- **OSCAL Export**: Machine-readable regulatory dossier assembly. |
46 | | -- **Cognitive Attestation**: Initial implementation of "Intent vs. Output" monitoring (Cognitive Resonance). |
47 | | - |
48 | | -### Phase 3: Assurance & Simulation (Q4 2027) |
49 | | -*Target: Proactive risk mitigation and privacy-preserving audit.* |
50 | | -**Prerequisites**: Phase 1 WORM, Phase 2 Compliance. |
51 | | -- **EAIP Simulator Tooling**: "Chaos Engineering" for AI agents; testing Enterprise AI Agent Interoperability Protocol (EAIP) constraints. |
52 | | -- **Zero-Knowledge Proof Auditing**: Groth16 zk-SNARK proofs for G-SRI (Global Systemic Risk Index) thresholds. |
53 | | -- **AI-Driven Workflow Recommendation Engine**: ML-powered suggestions for governed, safe workflow chains. |
54 | | -- **Signed & PDF-Exported Reports**: Cryptographically signed technical documentation (Annex IV compliant). |
55 | | - |
56 | | -### Phase 4: AGI/ASI Maturity & Systemic Risk (Q1 2028+) |
57 | | -*Target: Global alignment and autonomous containment.* |
58 | | -**Prerequisites**: Phase 1-3 completion, TEE attestation, ZK-Compliance operational. |
59 | | -- **Global Kill-Switch Workflows**: Hardware-rooted, multi-sig "OmegaActual" intervention protocol. |
60 | | -- **AGI/ASI Safety Roles**: Integration of Council Charter and AI Safety Officer (ASO) workflows. |
61 | | -- **Red Dawn Scenario Runner**: Simulation of existential risk scenarios and containment verification. |
62 | | -- **International Governance Interface**: SIP v3.0 integration for ICGC ledger anchoring. |
| 33 | +### Phase 1: Foundation, WORM Audit & Cockpit Baseline (Q3 2026) |
| 34 | +- **WORM Audit logs**: Immutable evidence chain with ML-DSA-65 signatures. |
| 35 | +- **Omni-Sentinel Cockpit (v1)**: Real-time "Kill-Switch" UI and hardware attestation (`PCR_MATCH=TRUE`). |
| 36 | +- **RBAC Enforcement**: OPA-based identity gates for Auditor/Admin/Operator roles. |
| 37 | +- **Offline-First Scaffolding**: Service worker implementation for core safety controls. |
| 38 | + |
| 39 | +### Phase 2: Intelligence, Compliance & Template Management (Q1 2027) |
| 40 | +- **Gemini Security Intelligence**: LLM-driven reasoning for automated incident classification and threat analysis. |
| 41 | +- **OSCAL 1.1.2 Mapping**: Automated alignment with EU AI Act, DORA, and NIST AI RMF via OSCAL machine-readable catalogs. |
| 42 | +- **Prompt Template Management**: Governed library for enterprise prompt engineering with versioning and safety scoring. |
| 43 | +- **Global Variable Map**: D3.js visualization of cross-agent variable dependencies. |
| 44 | + |
| 45 | +### Phase 3: Assurance, Drift Simulation & ZK-Compliance (Q4 2027) |
| 46 | +- **G-SRI Drift Simulators**: "Red Dawn" chaos engineering tool to simulate systemic risk index drift and verify MTTC. |
| 47 | +- **Zero-Knowledge Proof Auditing**: Groth16 proofs for privacy-preserving regulatory attestations. |
| 48 | +- **Audit Report Factory**: One-click assembly of cryptographically signed, PDF-exported Annex IV dossiers. |
| 49 | +- **EAIP Simulator**: Stress-testing Enterprise AI Agent Interoperability Protocol (EAIP) mesh robustness. |
| 50 | + |
| 51 | +### Phase 4: AGI/ASI Maturity & Autonomous Containment (Q1 2028+) |
| 52 | +- **Global Kill-Switch (OmegaActual)**: Decentralized multi-sig hardware intervention. |
| 53 | +- **Council Charter Workflows**: Digital twin of the AI Safety Council oversight logic. |
| 54 | +- **International Governance Interface**: SIP v3.0 ledger anchoring with ICGC. |
63 | 55 |
|
64 | 56 | --- |
65 | 57 |
|
66 | | -## 4. Technical Report Plan |
| 58 | +## 4. Implementation Architecture & Task Breakdown |
67 | 59 |
|
68 | | -| Section | Description | Owner | Timeline | Audience | |
| 60 | +### I. Governance Cockpit Architecture |
| 61 | +- **Layer 1: The Execution Plane**: Confidential enclaves (AMD SEV-SNP) running Omni-Sentinel sidecars. |
| 62 | +- **Layer 2: The Logic Plane**: OPA/Rego decisions for every inter-agent call (EAIP). |
| 63 | +- **Layer 3: The Interaction Plane**: React 19 dashboard with offline-ready service workers. |
| 64 | + |
| 65 | +### II. Task Breakdown (Detailed) |
| 66 | + |
| 67 | +| Task ID | Component | Description | Phase | Owner | |
69 | 68 | | :--- | :--- | :--- | :--- | :--- | |
70 | | -| **I. UX Features** | WRE implementation via GNNs; D3.js Variable Mapping; Cognitive Attestation UX. | Product / Engineering | Q1 2027 | Internal / Audit | |
71 | | -| **II. Monitoring** | Framework Crosswalk (OPA -> ISO 42001/NIST); Risk Pulse telemetry design. | Compliance / Risk | Q1 2027 | Regulator / Board | |
72 | | -| **III. Cryptographic** | PQC-WORM (Kafka + ML-DSA-65); `pqc_worm_logger.py` interface; ZK-Circuits (Circom). | Security Eng | Q4 2027 | Auditor / Security | |
73 | | -| **IV. EAIP & Policy** | In-dashboard OPA IDE; EAIP protocol adversarial simulation methodology. | Platform Eng | Q4 2027 | Engineering | |
74 | | -| **V. AGI/ASI Safety** | Alignment Resonance ($C_{res}$) metrics; Council Charter workflows; X-Risk modeling. | AI Safety Council | Q1 2028 | Board / Regulator | |
| 69 | +| GOV-001 | WORM Logic | Integrate `pqc_worm_logger.py` with Kafka event stream. | 1 | Security | |
| 70 | +| GOV-002 | CSP Config | Implement strict nonce-based CSP in Next.js for dashboard security. | 1 | Frontend | |
| 71 | +| GOV-003 | OSCAL Map | Create Rego-to-OSCAL 1.1.2 mapping matrix for EU AI Act Annex IV. | 2 | Compliance | |
| 72 | +| GOV-004 | Gemini-SI | Deploy FastAPI agent to query Gemini for real-time risk reasoning. | 2 | AI Research | |
| 73 | +| GOV-005 | Drift Sim | Build D3-based G-SRI drift simulation engine. | 3 | Platform | |
| 74 | +| GOV-006 | ZK-Circuit | Develop Circom circuits for "Fairness" and "Privacy" proofs. | 3 | Cryptography | |
75 | 75 |
|
76 | 76 | --- |
77 | 77 |
|
78 | | -## 5. Feature Prioritization Matrix |
79 | | - |
80 | | -| Feature | Priority | Complexity | Phase | |
81 | | -| :--- | :--- | :--- | :--- | |
82 | | -| **WORM Audit Logs** | Critical | Medium | Phase 1 | |
83 | | -| **RBAC (OPA)** | Critical | Low | Phase 1 | |
84 | | -| **ComplianceDashboard** | High | Medium | Phase 1 | |
85 | | -| **OSCAL Export** | High | Medium | Phase 2 | |
86 | | -| **Cognitive Attestation** | High | Medium | Phase 2 | |
87 | | -| **Global Kill-Switch** | High | High | Phase 4 | |
88 | | -| **Red Dawn Runner** | High | High | Phase 4 | |
89 | | -| **ZK-Proofs (Groth16)** | Medium | High | Phase 3 | |
90 | | -| **Workflow Rec Engine** | Medium | High | Phase 3 | |
91 | | -| **Signed PDF Reports** | Medium | Low | Phase 3 | |
92 | | -| **Web Speech API** | Low | Low | Phase 1 | |
93 | | -| **ICGC Anchoring** | Low | High | Phase 4 | |
| 78 | +## 5. Technical Report Plan |
94 | 79 |
|
95 | | ---- |
| 80 | +- **I. Advanced UX Architecture**: Service worker partitioning for offline cockpit resilience; D3.js topological mapping of MoE swarms. |
| 81 | +- **II. Regulatory Engineering**: OSCAL 1.1.2 catalog structure; mapping OPA admission rules to ISO 42001 control domains. |
| 82 | +- **III. Cryptographic Audit**: WORM plane integrity verification; Groth16 systemic risk proof generation. |
| 83 | +- **IV. AGI Safety Protocol**: "OmegaActual" TLA+ specification; Alignment Resonance ($C_{res}$) metric derivation. |
96 | 84 |
|
97 | | -## 6. Definitions & References |
| 85 | +--- |
98 | 86 |
|
99 | | -### StaR-MoE / SAME Stability Thresholds |
100 | | -Dashboard monitors must alert upon breach of the following systemic invariants: |
| 87 | +## 6. Definitions & Systemic Thresholds |
101 | 88 | - **Alignment Resonance ($C_{res}$)**: ≥ 0.85 |
102 | 89 | - **Shannon Routing Entropy ($H_{sh}$)**: ≥ 2.5 |
103 | | -- **Ingress Token Entropy Density ($H_{token}$)**: ≤ 4.8 |
104 | | -- **Demographic Parity Gap ($DP_{gap}$)**: < 0.05 |
105 | | - |
106 | | -### Internal Utilities |
107 | | -- **pqc_worm_logger.py**: Internal utility for signing events using CRYSTALS-Dilithium before commit to Kafka. |
| 90 | +- **G-SRI (Global Systemic Risk Index)**: Alerts at > 85.0 |
| 91 | +- **OSCAL (NIST 800-53)**: Open Security Controls Assessment Language (v1.1.2). |
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