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Cover short-step edge case in selftest step classifier
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Makefile

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npx --yes markdownlint-cli@0.39.0 --config docs/reports/.markdownlint.json docs/reports/GSIFI_AGI_ASI_GOVERNANCE_BLUEPRINT_2026_2030.md docs/reports/GSIFI_GOVERNANCE_ARTIFACTS_RUNBOOK.md
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check-gsifi-governance: validate-gsifi-governance validate-gsifi-governance-module test-gsifi-governance lint-gsifi-governance
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.PHONY: governance-test governance-validate governance-validate-json governance-validate-json-check governance-check
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.PHONY: governance-test governance-reports-validate governance-validate-json governance-validate-json-check governance-check
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governance-test:
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python3 -m unittest discover tool_tests
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governance-validate:
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governance-reports-validate:
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python3 tools/validate_governance_reports.py
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governance-validate-json:
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python3 tools/validate_governance_reports.py --json > /tmp/governance_validation.json
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python3 -c 'import json; p=json.load(open("/tmp/governance_validation.json", "r", encoding="utf-8")); assert p.get("status")=="passed", f"Validator JSON status not passed: {p}"; print("Validator JSON status is passed.")'
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governance-check: governance-test governance-validate governance-validate-json-check
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governance-check: governance-test governance-reports-validate governance-validate-json-check
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.PHONY: governance-setup governance-deps-check governance-lint governance-validate governance-artifact-inventory governance-policy-test governance-validator-test governance-evidence-manifest governance-evidence-verify governance-evidence-schema governance-report governance-report-schema governance-check-generated
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governance-setup:
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$(PYTHON) governance_blueprint/validation/validate_dashboard_links.py
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gov-selftest:
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$(PYTHON) governance_blueprint/validation/selftest_validate_artifacts.py
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$(PYTHON) governance_blueprint/validation/selftest_run_validation_suite.py
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$(PYTHON) -m unittest discover governance_blueprint/validation -p 'selftest_*.py'
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gov-suite:
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$(PYTHON) governance_blueprint/validation/run_validation_suite.py
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<title>Regulator-Ready 2026–2030 Enterprise and Civilizational AGI/ASI Governance, Architecture, Safety, and Implementation Blueprint</title>
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<abstract>
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This report provides an implementation-ready blueprint for Fortune 500, Global 2000, and G‑SIFI institutions and supervisors from 2026 to 2030. It unifies enterprise AI governance, regulatory compliance engineering, high-assurance platform architecture, AGI/ASI safety and containment, civilizational compute governance, and financial-services model risk controls. It includes dependency-aware rollout planning, machine-readable governance artifacts (JSON/YAML/Rego), and regulator-ready sections for boards, C-suites, architects, platform engineers, and AI safety teams.
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</abstract>
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<content>
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## 1) Scope, Audience, and Design Principles
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- **Audience:** Board risk committees, C-suites, regulators, model risk teams, enterprise architects, AI platform engineers, and AI safety researchers.
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- **Institutional scope:** Multi-jurisdiction enterprises spanning US/EU/UK/APAC with prudential and conduct exposure.
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- **Design principles:** legality-by-design, safety-by-design, controls-as-code, evidence-by-default, and independent challenge for all high-impact AI.
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## 2) Integrated Regulatory Compliance Framework Mapping and Implementation
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### 2.1 Control ontology and traceability model
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Adopt a canonical enterprise control model (`AIGOV-*`) with immutable trace links:
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1. legal/supervisory source,
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2. control objective,
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3. implementation control,
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4. test procedure,
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5. evidence artifact,
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6. accountable owner.
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### 2.2 Framework crosswalk (required coverage)
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- **EU AI Act + Annex IV:** risk classification, provider/deployer obligations, conformity pathways, technical documentation and post-market monitoring.
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- **NIST AI RMF 1.0:** Govern/Map/Measure/Manage aligned to risk lifecycle and operating KPIs/KRIs.
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- **NIST AI 600-1:** secure/trustworthy AI engineering controls, adversarial robustness, and resilience.
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- **ISO/IEC 42001:** AI management system (AIMS), audit cycle, continual improvement.
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- **OECD AI Principles:** transparency, robustness, accountability, and human-centered outcomes.
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- **GDPR Article 22:** safeguards for significant automated decisions (human review, contestability, meaningful information).
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- **FCRA/ECOA:** adverse action reasoning and anti-discrimination controls in credit decisions.
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- **Basel III/IV + SR 11-7:** model risk governance, prudential oversight, overlays, and board reporting.
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- **NIS2:** cyber resilience, AI dependency security, incident reporting and supply-chain control.
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- **FCA Consumer Duty + SMCR:** customer outcomes governance and explicit senior-manager accountability.
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- **MAS/HKMA FEAT:** fairness, ethics, accountability, and transparency control packs for APAC.
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### 2.3 Compliance implementation pattern (enterprise)
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- **Policy layer:** legal interpretation + control text + jurisdiction overlays.
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- **Enforcement layer:** OPA/Rego admission and runtime policies.
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- **Evidence layer:** Kafka event streams + WORM retention + legal hold.
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- **Assurance layer:** independent validation, 2LOD challenge, 3LOD audit, external assurance.
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- **Regulatory layer:** jurisdiction-ready supervisory evidence packs and notification workflows.
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## 3) Institutional-Grade Governance Platform Technical Architecture
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### 3.1 Capability domains
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- **Sentinel AI Governance Platform v2.4** (policy registry, tiering, approvals, exceptions, evidence graph).
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- **WorkflowAI Pro** (HITL orchestration, approvals, overrides, and accountability trails).
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- **EAIP** (model gateway, policy mediation, secure tool-use brokering, and failover routing).
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- **High-assurance RAG** (source provenance, trust scoring, citation constraints, and retrieval-integrity checks).
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### 3.2 Control stack specification
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- **Kubernetes/Kafka/OPA:** policy admission, runtime guardrails, immutable telemetry.
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- **Docker Swarm hardening:** mTLS everywhere, signed-image-only deployment, scoped secrets, node attestation.
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- **Node.js/Python governance sidecars:** mandatory evidence envelope for every inference/action.
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- **Next.js explainability UX:** rationale views, recourse process, policy provenance and model card surfacing.
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- **Terraform/CI/CD governance automation:** policy test gates, SoD approvals, provenance attestations, rollback controls.
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### 3.3 Hyperparameter and drift standards
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- **Parameter governance:** approved envelope per model tier; material-change classification.
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- **Drift standards:** data/concept/behavior/policy drift metrics with mandatory response triggers.
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- **Model update protocol:** major updates require revalidation + compliance sign-off before promotion.
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## 4) AGI/ASI Safety, Containment, and Crisis Simulation Blueprint
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### 4.1 Safety framework integration
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- **Luminous Engine Codex:** safety claims catalog and evidentiary burden framework.
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- **Cognitive Resonance Protocol:** coherence/deception stress testing and emergent behavior diagnostics.
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- **Sentinel / Omni-Sentinel:** enterprise monitoring and emergency intervention plane.
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### 4.2 Containment architecture for frontier systems
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- isolated AGI containment labs,
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- hardened egress and tool controls,
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- dual-key authorization for external effects,
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- autonomous behavior tripwires,
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- immediate kill/quarantine pathways.
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### 4.3 Frontier risk taxonomy
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- misuse acceleration,
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- cyber offense amplification,
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- financial market manipulation,
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- institutional deception/persuasion,
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- recursive capability escalation.
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### 4.4 Crisis simulation standard
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- quarterly tabletop and semiannual live simulation,
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- regulator-observer scenarios for Tier 4/5,
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- mean-time-to-containment and incident quality KPIs,
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- postmortem evidence and control remediation SLAs.
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## 5) Civilizational-Scale AI and Compute Governance Mechanisms
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### 5.1 Global governance construct
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- **International Compute Governance Consortium (ICGC)**
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- **Global Compute Registry**
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- **Treaty-aligned systemic governance forum**
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### 5.2 Mechanism registry
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- **GACRA, GASO, GFMCF, GAICS, GAIVS, GACP, GATI, GACMO, FTEWS, GAI-SOC, GAIGA, GACRLS, GFCO, GAID, GASCF**
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### 5.3 Enterprise obligations
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- register above-threshold compute,
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- disclose severe incidents and near misses,
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- participate in cross-border simulations,
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- maintain schema interoperability for audit and crisis coordination.
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## 6) Financial Services-Specific Model Risk and Governance
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### 6.1 Credit and lending
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- adverse action explainability,
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- protected-group fairness monitoring,
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- recourse and manual escalation controls.
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### 6.2 Trading and market support
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- no fully autonomous high-impact execution,
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- stress/reverse-stress controls,
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- real-time supervisory kill-switch authority.
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### 6.3 Enterprise risk and fiduciary advisors
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- suitability and fiduciary constraints,
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- systemic spillover pre-checks,
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- liquidity and contagion scenario gates.
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### 6.4 SR 11-7 lifecycle integration
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inventory -> tiering -> validation -> challenge -> production monitoring -> periodic revalidation -> retirement.
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## 7) 2026–2030 Dependency-Aware Implementation Roadmap
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### Phase A (2026): Baseline controls and legal-compliance anchoring
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Dependencies: inventory + tiering + policy baseline + evidence stream bootstrap.
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### Phase B (2027): Automation and operating scale
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Dependencies: standardized sidecar telemetry + release gates + multi-jurisdiction packs.
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### Phase C (2028): Frontier assurance and resilience
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Dependencies: containment lab maturity + crisis simulations + external assurance.
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### Phase D (2029): Systemic-risk integration
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Dependencies: compute registry linkage + mechanism interoperability + systemic exercises.
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### Phase E (2030): Adaptive governance and treaty-compatible operations
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Dependencies: dynamic control tuning + supervisory data exchange maturity + continuous assurance.
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## 8) Regulator-Ready Report Sections by Stakeholder
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<section audience="board">
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- risk appetite posture,
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- concentration exposure,
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- unresolved exceptions,
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- investment and capability roadmap.
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</section>
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<section audience="c_suite">
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- accountability model,
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- operational KRIs/KPIs,
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- cross-border compliance heatmap,
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- strategic deployment constraints.
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</section>
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<section audience="regulator">
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- control mapping and legal traceability,
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- test evidence and exceptions,
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- incidents/remediation,
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- forward risk treatment plan.
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</section>
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<section audience="enterprise_architects">
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- reference architecture,
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- system boundaries and trust zones,
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- dependency and resilience design,
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- control integration points.
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</section>
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<section audience="ai_platform_engineers">
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- runtime enforcement policies,
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- release gate definitions,
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- observability/evidence contracts,
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- rollback and incident hooks.
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</section>
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<section audience="ai_safety_researchers">
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- capability evaluations,
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- containment efficacy,
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- deceptive-behavior and misuse testing,
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- residual risk and open research queue.
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</section>
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## 9) Machine-Readable Governance Artifacts
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- `governance_blueprint/compliance_profile_2026.json`
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- `governance_blueprint/civilizational_compute_governance_framework.yaml`
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- `governance_blueprint/opa/systemic_risk_guardrails.rego`
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- `governance_blueprint/annex_iv_technical_documentation_template.json`
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- `governance_blueprint/rollout_plan_2026_2030.yaml`
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</content>
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{
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"template_id": "eu-ai-act-annex-iv-tech-doc-v1",
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"version": "1.0.0",
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"sections": [
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{"id": "A", "name": "General system description", "required": true},
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{"id": "B", "name": "Design and development specifications", "required": true},
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{"id": "C", "name": "Data requirements and governance", "required": true},
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{"id": "D", "name": "Risk management system", "required": true},
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{"id": "E", "name": "Post-market monitoring", "required": true},
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{"id": "F", "name": "Human oversight measures", "required": true},
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{"id": "G", "name": "Performance and limitations", "required": true},
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{"id": "H", "name": "Cybersecurity and resilience", "required": true}
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],
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"metadata": {
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"provider": "",
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"deployer": "",
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"model_id": "",
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"model_version": "",
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"intended_purpose": "",
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"risk_classification": "",
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"jurisdictions": [],
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"responsible_executive": ""
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},
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"evidence_links": {
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"validation_report": "",
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"data_lineage_record": "",
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"monitoring_dashboard": "",
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"incident_playbook": ""
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}
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}
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{
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"package": "enterprise_agi_asi_governance_blueprint",
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"version": "1.3.1",
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"generated_utc": "2026-04-27T06:11:04Z",
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"version": "1.4.5",
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"generated_utc": "2026-04-28T02:47:09Z",
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"artifacts": {
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"control_mapping_matrix.csv": "8af4170e62e6aec3c12f3f554d29fe31e6c59c196cd9b3e1590f1238597ce228",
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"evidence_event_schema.json": "7c84f8fce1cefeff08308a2763c086eb4ede05881881cd53c484e879df04196a",
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"opa/release_gate.rego": "bd117bddd2c77a0fd5cc4741aa6805b6f1f711d2baa5732ca037ea4db7b60c43",
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"compliance_profile_2026.json": "aa3468812b58f05095d6d96e7def2262c90c142dadf13bf91bc8423a85ae345f",
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"annex_iv_technical_documentation_template.json": "08c791484963dd46e0cbc0e76358229813816f66d050df4e9783e73ded7e787e",
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"civilizational_compute_governance_framework.yaml": "15a2b94042bcd6f79643be6289febbef3b697f29424e842b76ee8944027d9d27",
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"roadmap_2026_2030.yaml": "35132b486b360d91ceab94e7949278c755a28dbab0cccf64e0b3a776d7dab485",
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"validation/validate_artifacts.py": "0908bb44ecf2b209861fb3fe0259bad2b652d94b1f6c50c45592b074f52848e0",
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"opa/release_gate.rego": "3a8b5e3a4c90e78bfd5f9dee1f4ca4927d198238aa18679e4a78aa94623d453c",
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"validation/run_validation_suite.py": "2e00f22a83e572424b07ba9f6984394c8b99d2317fb40134fd2dd97d6708a2b6",
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},
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"external_artifacts": {
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"REGULATOR_READY_AGI_ASI_TECHNICAL_REPORT_2026_2030.md": "b590161a765704a9d320dcfa1fae2f8285bc816fc56cf25062e11c3f27bcdbee"
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}
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framework_id: civilizational-compute-governance-2030
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version: 1.0.0
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updated_at: 2026-04-27T00:00:00Z
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institutions:
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- International Compute Governance Consortium (ICGC)
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- Global Compute Registry
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- Treaty-Aligned Systemic Risk Governance Forum
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mechanisms:
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GACRA:
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name: Global AI Compute Registration Authority
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purpose: Register frontier compute assets and cross-border usage declarations.
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GASO:
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name: Global AI Safety Observatory
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purpose: Consolidate safety incidents and near misses.
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GFMCF:
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name: Global Frontier Model Certification Framework
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purpose: Maintain safety certification baseline for frontier systems.
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GAICS:
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name: Global AI Incident Coordination System
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purpose: Coordinate transnational containment and response.
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GAIVS:
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name: Global AI Verification Standard
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purpose: Define verifiable claims, evaluations, and evidence schemas.
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GACP:
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name: Global Algorithmic Containment Protocol
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purpose: Standardize emergency containment actions.
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GATI:
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name: Global AI Treaty Interface
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purpose: Technical interoperability layer for treaty reporting.
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GACMO:
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name: Global AI Capacity Monitoring Office
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purpose: Monitor concentration and capacity risk in advanced compute supply.
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FTEWS:
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name: Frontier Threat Early Warning System
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purpose: Generate cross-sector alerts for escalatory AI threats.
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GAI-SOC:
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name: Global AI Security Operations Center
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purpose: Operate shared detection and response telemetry for severe events.
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GAIGA:
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name: Global AI Governance Interoperability Gateway
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purpose: Bridge institution-level governance data with regulator systems.
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GACRLS:
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name: Global AI Compute Resource Licensing System
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purpose: License high-threshold compute access by risk class.
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GFCO:
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name: Global Frontier Compute Observatory
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purpose: Assess trends in frontier training and inference capacity.
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GAID:
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name: Global AI Disclosure Standard
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purpose: Normalize disclosures for capability, risk, and incidents.
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GASCF:
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name: Global AI Systemic Containment Facility
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purpose: Federated contingency coordination for systemic AI crises.
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enterprise_obligations:
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- Register above-threshold compute clusters and material upgrades.
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- Provide machine-readable incident disclosures within jurisdictional deadlines.
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- Participate in annual cross-border crisis simulations.
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- Maintain compatibility with shared verification and disclosure schemas.

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