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Merge pull request #109 from OneFineStarstuff/codex/develop-federated-zk-ai-compliance-framework
Add modular federated-zk compliance docs, link validator, tests, and CI workflow
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‎.github/workflows/federated-zk-docs-validation.yml‎

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name: Federated ZK Docs Validation
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on:
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push:
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paths:
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- 'FEDERATED_ZK_AI_COMPLIANCE_RESEARCH_PROGRAM_SYNTHESIS.md'
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- 'docs/federated-zk-compliance/**'
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- 'tests/test_federated_zk_validate_docs.py'
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- '.github/workflows/federated-zk-docs-validation.yml'
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pull_request:
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paths:
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- 'FEDERATED_ZK_AI_COMPLIANCE_RESEARCH_PROGRAM_SYNTHESIS.md'
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- 'docs/federated-zk-compliance/**'
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- 'tests/test_federated_zk_validate_docs.py'
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- '.github/workflows/federated-zk-docs-validation.yml'
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jobs:
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validate-doc-links:
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runs-on: ubuntu-latest
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steps:
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- name: Checkout
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uses: actions/checkout@v4
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- name: Set up Python
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uses: actions/setup-python@v5
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with:
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python-version: '3.11'
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- name: Run validator unit tests
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run: python -m unittest discover -s tests -p 'test_federated_zk_validate_docs.py'
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- name: Validate federated-zk doc links (strict)
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run: python docs/federated-zk-compliance/validate_docs.py --strict

‎FEDERATED_ZK_AI_COMPLIANCE_RESEARCH_PROGRAM_SYNTHESIS.md‎

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# Federated ZK AI Compliance Research Program Synthesis
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This document is now the **navigation entrypoint** for the modularized synthesis package.
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## Why modularized
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The prior single-file draft became too large for review workflows. The content has been reorganized into focused documents to support:
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- easier regulator/legal review,
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- clearer ownership by workstream,
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- cleaner change-tracking over time.
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## Document map
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- `docs/federated-zk-compliance/_index.md` — package index and recommended review path.
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- `docs/federated-zk-compliance/full_synthesis_v0.5.md` — complete integrated synthesis (legacy single-file equivalent).
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- `docs/federated-zk-compliance/01_architecture_stack.md` — layered architecture and formal model.
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- `docs/federated-zk-compliance/02_enterprise_governance.md` — containment and constitutional controls.
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- `docs/federated-zk-compliance/03_crypto_and_federation.md` — zk pipeline and verifier federation.
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- `docs/federated-zk-compliance/04_infrastructure_and_regulation.md` — Terraform/Kubernetes and EU supervisory mapping.
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- `docs/federated-zk-compliance/05_treaty_recoverability_rollout.md` — GACP, recoverability metrics, rollout playbooks.
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- `docs/federated-zk-compliance/06_annexes.md` — artifact templates, glossary, and traceability matrix.
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## Versioning
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- Prior monolithic draft: v0.4
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- Current modular package baseline: v0.5

‎docs/federated-zk-compliance/01_architecture_stack.md‎

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# 01 — Layered Architecture and Formal Model
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## Purpose
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Define the canonical L0–L9 stack and the formal semantics used by all downstream governance, infrastructure, and supervisory artifacts.
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## L0–L9 Architecture
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- **L0 Ontology/Epistemics**: claim types, evidentiary semantics, uncertainty operators.
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- **L1 Formal Semantics**: state-transition admissibility and proof obligations.
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- **L2 Cryptographic Fabric**: commitments, zk circuits, recursive aggregation.
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- **L3 Runtime Substrate**: deterministic telemetry and reproducible execution environments.
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- **L4 Enterprise Governance**: constitutional policy and containment controls.
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- **L5 Regulatory Mapping**: control-to-obligation alignment (EU AI Act, Basel, DORA).
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- **L6 Jurisprudential Layer**: admissibility, appeals, and precedent mapping.
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- **L7 Federation Layer**: verifier membership, quorum governance, dispute protocol.
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- **L8 Recoverability Layer**: continuity metrics and reconstruction workflows.
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- **L9 Frontier Layer**: bounded theoretical hypotheses requiring falsifiability.
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## Minimal Formal Semantics
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Let `S` = states, `A` = actions, `T` = transitions, `C` = controls, `R` = reporting windows.
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- Admissibility predicate: `P: S × A -> {0,1}`.
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- Evidence map: `E: T -> H` where `H` is hash-linked evidence history.
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- Compliance satisfaction `Sat(i,j,c,r)=1` iff verifier `j` accepts proof for statement `stmt(i,c,r)` with required evidence commitments.
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## Deterministic Supervisory Equivalence (DSE)
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For shared controls across jurisdictions, DSE is satisfied when harmonized predicates yield equivalent supervisory outcomes under agreed assumptions.
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## Outputs of this workstream
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1. Versioned architecture map.
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2. Predicate dictionary.
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3. Cross-layer dependency table.
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4. DSE harmonization profile template.

‎docs/federated-zk-compliance/02_enterprise_governance.md‎

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# 02 — Enterprise AGI/ASI Governance and Containment
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## Purpose
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Specify enterprise controls for high-capability AI systems with constitutional constraints, deterministic auditing, and recoverable fail-safe pathways.
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## Constitutional Control Hierarchy
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1. **Foundational invariants**: non-overridable constraints (e.g., human override domains).
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2. **Statutory controls**: jurisdiction and sector obligations.
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3. **Operational directives**: deployment-time rules bounded by higher invariants.
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## Control Plane Design
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- Signed policy bundles and versioned lineage.
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- Immutable evidence logging for privileged actions.
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- Segmented execution zones (training/eval/deploy/actuation).
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- Preventive and detective controls with automatic quarantine policies.
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## TLA+ Property Families
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- **Safety**: no unauthorized external actuation.
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- **Liveness**: all fault states converge to safe fallback.
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- **Auditability**: all privileged actions produce verifiable evidence.
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- **Rollback integrity**: policy rollback cannot bypass required controls.
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## Pilot Readiness Artifacts
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1. Policy-kernel specification.
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2. TLA+ property pack and model-check results.
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3. Runtime-control test protocol.
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4. Incident escalation and replay runbook.

‎docs/federated-zk-compliance/03_crypto_and_federation.md‎

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# 03 — zk Proof Pipeline and Verifier Federation
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## Purpose
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Define the cryptographic compliance lifecycle from evidence generation through supervisory verification, including federation governance.
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## Proof Pipeline
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1. Canonicalize and sign evidence events.
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2. Build commitments for reporting windows.
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3. Execute zk circuits for mapped controls.
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4. Aggregate proofs recursively for submission efficiency.
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5. Verify against jurisdiction policy profiles.
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6. Publish evidence envelope and verifier receipts.
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## Security Requirements
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- Completeness and soundness.
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- Non-malleability of supervisory submissions.
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- Domain separation across institutions and jurisdictions.
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- Key-rotation continuity and forward security.
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## Verifier Federation Model
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- Roles: national supervisor, regional supervisor, multilateral observer.
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- Governance: threshold validation `(n,t)` and quorum publication.
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- Challenge-response: time-bounded dispute procedures with evidence replay.
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- Membership discipline: accession, suspension, reinstatement.
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## Required Artifacts
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1. Assumption register.
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2. Proof-system profile matrix.
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3. Federation policy configuration.
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4. Challenge-response SOP.

‎docs/federated-zk-compliance/04_infrastructure_and_regulation.md‎

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# 04 — Infrastructure and Regulatory Mapping
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## Purpose
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Provide deployable infrastructure patterns and regulatory crosswalks for supervisory-grade AI compliance operations.
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## Infrastructure Blueprint
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- Terraform modules for identity/KMS, regional GPU compute, evidence stream, and verifier gateway.
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- Kubernetes controls for signed image admission, policy sidecars, immutable audit exporters, and quarantine namespaces.
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- Regional partitioning and sovereign key custody for jurisdictional compliance.
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## Regulatory Mapping
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- **EU AI Act**: risk management, traceability, incident/post-market obligations.
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- **Basel alignment**: model risk governance evidence and maturity indicators.
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- **DORA alignment**: resilience controls and continuity stress evidence.
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## Regulator Submission Dossier
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1. Control crosswalk matrix.
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2. Proof summary and assumption register.
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3. Exception ledger + compensating controls.
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4. Continuity/resilience package.
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5. Independent attestation memo.
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## Deliverables
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- Reference Terraform interface contracts.
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- Kubernetes policy baseline.
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- Regulator submission template pack.

‎docs/federated-zk-compliance/05_treaty_recoverability_rollout.md‎

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# 05 — Treaty Layer, Recoverability, and Rollout
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## Purpose
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Define multilateral governance lifecycle, continuity metrics, and phased deployment strategy.
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## GACP Lifecycle
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- **Accession**: capability declaration and conformance trial.
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- **Conditional membership**: bounded production participation.
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- **Full membership**: reciprocal equivalence rights.
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- **Suspension/Reinstatement**: treaty-triggered, evidence-based procedures.
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## Recoverability Metric Pack
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- `RL`: reconstruction latency.
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- `CIS`: continuity integrity score.
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- `PSR`: proof survivability ratio.
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- `CPI`: constitutional preservation index.
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## Rollout Phases (0–36 months)
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- Phase 0: standards and ontology harmonization.
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- Phase 1: bilateral regulator sandboxes.
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- Phase 2: regional federation interoperability.
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- Phase 3: multilateral accession and treaty pilots.
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## Phase Exit Criteria
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- Verified control conformance.
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- Demonstrated resilience drills.
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- Accepted supervisory dossier outcomes.
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- Documented dispute-resolution performance.

‎docs/federated-zk-compliance/06_annexes.md‎

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# 06 — Annexes
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## Purpose
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Provide concrete starter templates and shared vocabulary for execution.
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## Annex Inventory
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1. TLA+ property checklist.
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2. OSCAL starter control mappings.
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3. zk proof submission envelope skeleton.
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4. Terraform/Kubernetes reference control contracts.
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5. Supervisory dossier template.
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6. KPI scorecard.
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7. Glossary of core terms.
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8. Requirement-to-artifact traceability matrix.
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## Usage Guidance
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- Treat annexes as baseline patterns, not exhaustive standards.
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- Version all templates with explicit assumption and jurisdiction tags.
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- Require independent review before adoption in supervisory production flows.
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## Governance of Annexes
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- Update cadence: quarterly or on major legal/crypto change.
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- Review owners: legal, supervisory engineering, security assurance.
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- Approval gate: federation council + independent assessor concurrence.

‎docs/federated-zk-compliance/CHANGELOG.md‎

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# Changelog — Federated ZK Compliance Docs
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## v0.5 (current)
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- Introduced modular package structure and navigation entrypoint.
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- Added focused workstream modules (`01`–`06`).
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- Added integrated full synthesis reference.
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- Added package README and versioning guidance.
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## Change control rules
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- Increment **patch** for editorial clarifications.
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- Increment **minor** for new module sections, templates, or governance artifacts.
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- Increment **major** for taxonomy changes (e.g., architecture layers, formal predicate semantics, or treaty lifecycle model changes).

‎docs/federated-zk-compliance/README.md‎

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# Federated ZK Compliance Documentation Package (v0.5)
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## Overview
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This directory contains the modularized federated zk AI compliance synthesis package.
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## Files
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- `full_synthesis_v0.5.md` — full integrated reference.
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- `01_architecture_stack.md` — architecture and formal semantics.
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- `02_enterprise_governance.md` — enterprise containment/governance controls.
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- `03_crypto_and_federation.md` — zk pipeline and verifier federation.
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- `04_infrastructure_and_regulation.md` — infra and regulatory mapping.
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- `05_treaty_recoverability_rollout.md` — treaty lifecycle and rollout strategy.
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- `06_annexes.md` — annex inventory and governance.
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## Change management
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- Baseline version: `v0.5`
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- Update policy: maintain module-level updates with synchronized version notes in the top-level navigation file.
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## Contribution workflow
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1. Edit the smallest relevant module first (`01`–`06`).
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2. If needed, mirror substantial updates into `full_synthesis_v0.5.md`.
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3. Update `CHANGELOG.md` with version-impact notes.
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4. Keep version labels synchronized across this README, top-level navigation, and full synthesis metadata.

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