|
| 1 | +# Sentinel AI Governance Engineering Roadmap & Technical Plan (2026–2035) |
| 2 | + |
| 3 | +**Target Audience**: Senior Engineering Leadership, AI Safety Officers, Regulatory Auditors |
| 4 | +**Version**: 2.4.0 (Aligned with G-SIFI Roadmap) |
| 5 | + |
| 6 | +## 1. Feature Prioritization & UX Architecture |
| 7 | +High-density, expert-centric React 19 dashboard utilizing a "Cockpit" design pattern for high-frequency intervention. |
| 8 | + |
| 9 | +### Phase 1: Operational Foundation (Q3 2026) |
| 10 | +- **WORM Audit Logging**: Immutable append-only fabric using Kafka and S3 Object Lock. |
| 11 | +- **RBAC Enforcement**: Fine-grained access control via OPA/Rego sidecars. |
| 12 | +- **Hardware Attestation UI**: Real-time vTPM/TEE status indicators (PCR_MATCH=TRUE). |
| 13 | +- **Cognitive Attestation Gates**: Multi-step verification for high-risk model deployments. |
| 14 | + |
| 15 | +### Phase 2: Intelligence & Visualization (Q1 2027) |
| 16 | +- **AI-Driven Workflow Recommendation Engine**: Gemini-powered routing for optimal compliance workflows. |
| 17 | +- **Global Variable Map**: D3.js visualization of cross-agent dependencies and causal lineage. |
| 18 | +- **ComplianceDashboard v1**: Recharts-based telemetry for EU AI Act and NIST AI RMF. |
| 19 | +- **Web Speech API Integration**: Hands-free audit querying and voice-driven emergency overrides. |
| 20 | + |
| 21 | +### Phase 3: Assurance & Simulation (Q4 2027) |
| 22 | +- **EAIP Simulator Tooling**: Virtual sandbox for testing Agent Interoperability Protocol (EAIP) mesh stability. |
| 23 | +- **ZK-Proof Auditing (Groth16/SnarkJS)**: Generating privacy-preserving proofs for regulatory submission. |
| 24 | +- **PDF-Exported Reports**: Cryptographically signed evidence bundles (Annex IV / OSCAL). |
| 25 | +- **Global Variable Map Enhancements**: Real-time prompt injection detection and drift propagation mapping. |
| 26 | + |
| 27 | +### Phase 4: AGI/ASI Resilience (2028+) |
| 28 | +- **Global Kill-Switch Workflows**: "OmegaActual" decentralized multi-sig intervention protocols. |
| 29 | +- **Existential Risk Simulation**: Modeling catastrophic misalignment scenarios and mitigation effectiveness. |
| 30 | +- **Autonomous Compliance Router (ACR)**: Self-healing governance mesh for agentic systems. |
| 31 | + |
| 32 | +## 2. Compliance & Risk Monitoring (OSCAL Framework) |
| 33 | +Standardized mapping to global regulatory regimes using **OSCAL 1.1.2** for machine-readable compliance. |
| 34 | +- **EU AI Act**: High-risk system logging, risk management system (RMS) tracking. |
| 35 | +- **DORA / GDPR**: Resiliency monitoring and data sovereignty gates. |
| 36 | +- **NIST AI RMF / ISO 42001**: Mapping technical controls to organizational risk appetites. |
| 37 | +- **Export Capabilities**: Dynamic OSCAL/YAML generation for regulator-ready submissions. |
| 38 | + |
| 39 | +## 3. Cryptographic & Privacy Stack |
| 40 | +Implementing a multi-layered defense for audit integrity and institutional privacy. |
| 41 | + |
| 42 | +### PQC-WORM Audit Plane |
| 43 | +- **Integrity**: Audit events are hashed and signed using ML-DSA-65 (NIST FIPS 204) before being committed to an |
| 44 | + S3 Object Lock bucket. |
| 45 | +- **Audit Traceability**: Hybrid signatures (ML-DSA + CRYSTALS-Dilithium) ensure long-term evidence durability |
| 46 | + against post-quantum adversaries. |
| 47 | +- **Immutable Log Exports**: Cryptographically signed report exports (PDF/OSCAL) with embedded ML-DSA signatures. |
| 48 | + |
| 49 | +### Zero-Knowledge Compliance (zk-SNARKs & zk-STARKs) |
| 50 | +- **Groth16 Efficiency**: Primary ZK-circuit for real-time compliance attestations (e.g., verifying model |
| 51 | + training data sanitization). |
| 52 | +- **Circom Toolchain**: Use SnarkJS/Circom for circuit design and proof generation in the browser/FastAPI sidecars. |
| 53 | +- **zk-STARK Migration**: High-throughput systemic risk reporting using zk-STARKs for trustless, transparent |
| 54 | + scalability. |
| 55 | + |
| 56 | +### Confidential Computing & TEE Attestation |
| 57 | +- **Runtime Protection**: Sensitive governance logic (e.g., SARA alignment routing) executes within AMD SEV-SNP |
| 58 | + or Intel TDX enclaves. |
| 59 | +- **Remote Attestation**: The Dashboard verifies the vTPM PCR (Platform Configuration Register) state of all |
| 60 | + connected cockpit agents (PCR_MATCH=TRUE). |
| 61 | +- **Data Protection**: All telemetry and audit logs are encrypted using keys managed within the HSM-backed enclave. |
| 62 | + |
| 63 | +## 4. Policy Management & Formal Verification |
| 64 | +- **EAIP Policy Engine**: OPA (Rego) used for run-time permissioning and message filtering. |
| 65 | +- **TLA+ Specification Export**: Exporting operational policies to TLA+ for formal verification of safety properties. |
| 66 | +- **SARA (Self-correction Agent)**: Real-time alignment routing based on resonance metrics ($C_{res} \ge 0.85$). |
| 67 | + |
| 68 | +## 5. AGI/ASI Governance & Systemic Risk |
| 69 | +Ensuring alignment and containment for frontier models through multi-layered systemic risk controls. |
| 70 | + |
| 71 | +### AI Safety Council & Governance Roles |
| 72 | +- **Council Charter**: Define multi-sig approval chains for frontier model training and deployment ($> 10^{26}$ FLOPs). |
| 73 | +- **Digital Governance Roles**: AI Safety Officer (ASO), Lead Ethics Auditor, Systemic Risk Quant, and |
| 74 | + Independent Third-Party Watchdog. |
| 75 | +- **Governance Enclaves**: Execution of high-impact decisions (e.g., model release) requires cryptographic |
| 76 | + signatures generated within TEE enclaves. |
| 77 | + |
| 78 | +### Existential Risk Scenarios & Mitigations |
| 79 | +- **Emergent Autonomy Detection**: Real-time monitoring for non-sanctioned agent recursive self-improvement using |
| 80 | + routing entropy ($H_{sh}$) and ingress token density ($H_{token}$). |
| 81 | +- **Misalignment & Reward Hacking**: Continuous resonance monitoring ($C_{res}$) against baseline constitutional |
| 82 | + values; automated throttling if alignment drops below 0.85. |
| 83 | +- **Hardware-Rooted Kill-Switches**: Network-level containment and "OmegaActual" hardware kill-switches integrated |
| 84 | + with AMD SEV-SNP/Intel TDX attestation. |
| 85 | + |
| 86 | +### Alignment & Stability Strategies |
| 87 | +- **StaR-MoE Stabilization**: SARA (Self-correction & Alignment Routing Agent) for real-time stabilization |
| 88 | + of MoE routing layers. |
| 89 | +- **Constitutional Guardrails**: Immutable OPA/Rego policies governing cross-agent interactions and model outputs. |
| 90 | +- **Zero-Knowledge Systemic Risk Proofs**: Groth16-based ZK proofs for G-SRI reporting, enabling regulatory |
| 91 | + oversight without institutional data leakage. |
| 92 | +- **International Frameworks**: SIP v3.0 telemetry sharing for collective defense within the Global |
| 93 | + Intelligence Enforcement Network (GIEN). |
| 94 | + |
| 95 | +## 6. Technical Report Plan (Proposed Structure) |
| 96 | +A formal technical report to accompany the dashboard rollout for board-level and regulator review. |
| 97 | +1. **Executive Summary**: Vision for G-SIFI AI safety and governance maturity. |
| 98 | +2. **Architecture Deep-Dive**: React 19 Frontend, FastAPI Backend, and TEE/vTPM Execution Plane. |
| 99 | +3. **Assurance Methodology**: Formal verification (TLA+), ZK-proof generation, and WORM integrity analysis. |
| 100 | +4. **Regulatory Crosswalk**: Detailed mapping of technical controls to EU AI Act, DORA, and NIST. |
| 101 | +5. **Systemic Risk Evaluation**: Results from "Red Dawn" chaos engineering and drift simulation. |
| 102 | +6. **Future Outlook**: AGI/ASI containment roadmap and international interoperability (SIP v3.0). |
| 103 | + |
| 104 | +## 7. Suggested Technical Stack |
| 105 | +| Tier | Choice | Justification | |
| 106 | +| :--- | :--- | :--- | |
| 107 | +| **Frontend** | React 19 / Next.js | Server Components, strict concurrency, and SSR for audit trails. | |
| 108 | +| **UI Components** | Radix UI + Tailwind | Unstyled primitives for maximum accessibility/WAI-ARIA compliance. | |
| 109 | +| **Visualization** | D3.js & Recharts | D3 for topological variable maps; Recharts for time-series telemetry. | |
| 110 | +| **Backend** | FastAPI (Python) | High-performance, native support for AI/ML validation libraries. | |
| 111 | +| **Policy** | OPA (Rego) | Industry standard for cloud-native compliance-as-code. | |
| 112 | +| **Verification** | TLA+ | Formal proof of containment and protocol safety. | |
| 113 | +| **Enclaves** | Intel TDX / SEV-SNP | Hardware-rooted Execution Plane. | |
0 commit comments