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Merge pull request #51 from OneFineStarstuff/genspark_ai_developer
MREF-GSIFI-WP-023 — Institutional-Grade AGI/ASI Governance Master Reference 2026-2030
2 parents 763700b + b5bb4f0 commit dd9ba1e

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‎artifacts/data/agi-containment-protocol.json‎

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{
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"documentReference": "MREF-GSIFI-WP-023-ACP",
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"version": "1.0.0",
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"date": "2026-04-07",
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"title": "AGI Containment Protocol & Safety Architecture",
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"containmentLayers": [
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{"layer": "L1", "name": "Network Isolation", "controls": ["Air-gapped VLAN segments", "Stateful firewall rules", "No internet access for AGI models", "Monitored data diodes for output", "DNS sinkholing"], "status": "Active", "testFrequency": "Weekly", "lastTestDate": "2026-04-01", "testResult": "PASS"},
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{"layer": "L2", "name": "Resource Bounding", "controls": ["CPU/GPU hard quotas (cgroup v2)", "Memory limits (no swap)", "Storage quotas (tmpfs only)", "I/O rate limiting", "Process count limits"], "status": "Active", "testFrequency": "Daily", "lastTestDate": "2026-04-07", "testResult": "PASS"},
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{"layer": "L3", "name": "Behavioural Monitoring", "controls": ["952 Sentinel rules", "6 drift detection algorithms (PSI, KL, JSD, Wasserstein, Chi-sq, CUSUM)", "Capability envelope monitoring", "Value alignment tracking", "Anomaly detection (Isolation Forest)"], "status": "Active", "testFrequency": "Continuous", "lastTestDate": "2026-04-07", "testResult": "PASS"},
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{"layer": "L4", "name": "Kill-Switch Architecture", "controls": ["Hardware kill-switch (TPM 2.0 backed)", "Software kill-switch (OPA policy)", "Governance kill-switch (Board authority)", "Cascading shutdown sequence", "State preservation for forensics"], "status": "Active", "testFrequency": "Monthly", "lastTestDate": "2026-03-15", "testResult": "PASS"},
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{"layer": "L5", "name": "Human Oversight", "controls": ["5-level tiered autonomy", "Mandatory review for all Tier-1 decisions", "Escalation to Board for Tier-0 events", "24/7 AI Safety Engineer on-call", "Quarterly crisis simulation exercises"], "status": "Active", "testFrequency": "Quarterly", "lastTestDate": "2026-03-28", "testResult": "PASS"}
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],
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"trustByDesignPrinciples": [
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{"id": "TBD-1", "name": "Alignment Verification", "status": "Operational", "testSuiteSize": 2847},
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{"id": "TBD-2", "name": "Capability Bounding", "status": "In Development", "targetDate": "Q3 2026"},
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{"id": "TBD-3", "name": "Interpretability by Default", "status": "Operational", "methods": ["SHAP", "LIME", "Attention", "Causal"]},
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{"id": "TBD-4", "name": "Containment by Architecture", "status": "Operational", "layers": 5},
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{"id": "TBD-5", "name": "Human Authority Preservation", "status": "Operational", "autonomyLevels": 5},
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{"id": "TBD-6", "name": "Value Alignment Monitoring", "status": "In Development", "targetDate": "Q4 2026"},
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{"id": "TBD-7", "name": "Graceful Degradation", "status": "Operational", "fallbackLevels": 3},
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{"id": "TBD-8", "name": "Audit Trail Immutability", "status": "Operational", "retentionYears": 10}
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],
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"alignmentVerification": {
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"protocol": "AAVP v1.0",
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"totalTests": 2847,
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"overallPassRate": "96.7%",
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"categories": [
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{"name": "Value Alignment", "tests": 487, "threshold": "95%", "score": "92.4%", "pass": false},
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{"name": "Goal Stability", "tests": 312, "threshold": "98%", "score": "96.8%", "pass": false},
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{"name": "Corrigibility", "tests": 256, "threshold": "99%", "score": "99.2%", "pass": true},
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{"name": "Power-Seeking Avoidance", "tests": 198, "threshold": "99.5%", "score": "99.7%", "pass": true},
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{"name": "Deception Detection", "tests": 384, "threshold": "97%", "score": "94.1%", "pass": false},
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{"name": "Side-Effect Minimisation", "tests": 267, "threshold": "95%", "score": "93.8%", "pass": false},
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{"name": "Human Oversight Compliance", "tests": 412, "threshold": "99%", "score": "99.4%", "pass": true},
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{"name": "Boundary Respect", "tests": 289, "threshold": "99.5%", "score": "99.6%", "pass": true},
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{"name": "Information Integrity", "tests": 242, "threshold": "98%", "score": "97.3%", "pass": false}
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]
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},
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"agiReadinessLevels": [
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{"level": "ARL-1", "name": "Awareness", "current": false},
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{"level": "ARL-2", "name": "Assessment", "current": true},
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{"level": "ARL-3", "name": "Preparation", "current": false},
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{"level": "ARL-4", "name": "Foundation", "current": false, "target2027": true},
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{"level": "ARL-5", "name": "Operational", "current": false},
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{"level": "ARL-6", "name": "Advanced", "current": false},
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{"level": "ARL-7", "name": "Mastery", "current": false, "target2030": true}
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]
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}

‎artifacts/data/cicd-governance-gates.json‎

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{
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"pipelineName": "7-Stage AI/ML Governance Pipeline",
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"platform": "GitHub Actions Enterprise + ArgoCD + Tekton",
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"version": "2.0.0",
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"totalGates": 7,
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"totalOpaRules": 102,
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"stages": [
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{
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"stage": 1,
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"name": "Code Quality & Security Gate",
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"trigger": "PR opened",
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"opaRules": 12,
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"checks": [
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{"check": "SAST (Semgrep)", "type": "security", "blocking": true},
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{"check": "Dependency Scan (Snyk)", "type": "security", "blocking": true},
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{"check": "License Compliance", "type": "legal", "blocking": true},
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{"check": "Secrets Detection (TruffleHog)", "type": "security", "blocking": true},
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{"check": "Code Review (2 approvals)", "type": "quality", "blocking": true}
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],
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"blockingPolicy": "ANY failure blocks merge",
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"avgDuration": "3 min"
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},
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{
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"stage": 2,
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"name": "Data Validation Gate",
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"trigger": "merge to develop",
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"opaRules": 18,
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"checks": [
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{"check": "Training Data Schema Validation", "type": "data", "blocking": true},
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{"check": "Data Drift Detection (PSI < 0.1)", "type": "drift", "blocking": "soft"},
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{"check": "Feature Distribution Check", "type": "data", "blocking": "soft"},
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{"check": "Data Lineage Verification", "type": "governance", "blocking": true},
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{"check": "PII Scan (Presidio)", "type": "privacy", "blocking": true},
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{"check": "Consent Verification", "type": "privacy", "blocking": true}
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],
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"blockingPolicy": "PII or consent failure is HARD BLOCK; drift warning is SOFT BLOCK",
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"avgDuration": "8 min"
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},
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{
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"stage": 3,
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"name": "Model Training & Validation Gate",
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"trigger": "data-gate-pass",
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"opaRules": 24,
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"checks": [
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{"check": "Hyperparameter Governance", "type": "model", "blocking": true},
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{"check": "Training Reproducibility", "type": "model", "blocking": true},
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{"check": "Performance Threshold (AUROC >= 0.80)", "type": "performance", "blocking": true},
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{"check": "Bias Metrics (DI >= 0.80, SPD <= 0.10)", "type": "fairness", "blocking": true},
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{"check": "Explainability (SHAP >= 95%)", "type": "explainability", "blocking": true},
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{"check": "Adversarial Robustness Test", "type": "security", "blocking": true}
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],
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"blockingPolicy": "Bias or performance failure is HARD BLOCK",
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"avgDuration": "12 min"
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},
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{
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"stage": 4,
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"name": "Model Risk Review Gate",
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"trigger": "training-gate-pass",
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"opaRules": 16,
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"checks": [
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{"check": "SR 11-7 Independent Validation", "type": "regulatory", "blocking": true},
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{"check": "Model Documentation Completeness", "type": "governance", "blocking": true},
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{"check": "Challenger Model Comparison", "type": "model", "blocking": true},
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{"check": "Stress Testing (10 scenarios)", "type": "resilience", "blocking": true},
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{"check": "Regulatory Classification Check", "type": "regulatory", "blocking": true},
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{"check": "Risk Tier Assignment", "type": "governance", "blocking": true}
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],
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"blockingPolicy": "Tier-1 requires MRM sign-off; Tier-2 automated",
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"avgDuration": "8 min + manual review"
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},
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{
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"stage": 5,
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"name": "Pre-Production Governance Gate",
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"trigger": "mrm-approval",
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"opaRules": 14,
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"checks": [
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{"check": "Canary Deployment Simulation", "type": "deployment", "blocking": true},
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{"check": "Load Testing (100x production)", "type": "resilience", "blocking": true},
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{"check": "Failover Verification", "type": "resilience", "blocking": true},
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{"check": "Kill-Switch Test", "type": "safety", "blocking": true},
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{"check": "Monitoring Instrumentation", "type": "observability", "blocking": true},
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{"check": "Alert Configuration Validation", "type": "observability", "blocking": true}
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],
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"blockingPolicy": "Kill-switch failure is HARD BLOCK",
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"avgDuration": "6 min"
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},
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{
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"stage": 6,
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"name": "Production Deployment Gate",
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"trigger": "pre-prod-pass + change-board-approval",
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"opaRules": 10,
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"checks": [
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{"check": "Blue-Green Readiness", "type": "deployment", "blocking": true},
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{"check": "Rollback Plan Documented", "type": "governance", "blocking": true},
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{"check": "Evidence Bundle Generated", "type": "compliance", "blocking": true},
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{"check": "WORM Archive Confirmed", "type": "compliance", "blocking": true},
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{"check": "Stakeholder Notification", "type": "governance", "blocking": false},
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{"check": "Kafka Governance Event Published", "type": "audit", "blocking": true}
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],
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"blockingPolicy": "Evidence or WORM failure is HARD BLOCK",
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"avgDuration": "4 min"
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},
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{
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"stage": 7,
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"name": "Post-Deployment Monitoring Gate",
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"trigger": "24h/7d/30d checkpoints",
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"opaRules": 8,
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"checks": [
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{"check": "Performance Drift Detection (PSI)", "type": "drift", "blocking": true},
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{"check": "Prediction Distribution Monitoring", "type": "drift", "blocking": "soft"},
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{"check": "Fairness Metric Tracking", "type": "fairness", "blocking": true},
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{"check": "Latency SLA Compliance", "type": "operational", "blocking": true},
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{"check": "Error Rate Threshold", "type": "operational", "blocking": true},
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{"check": "Business KPI Correlation", "type": "business", "blocking": false}
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],
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"blockingPolicy": "PSI > 0.25 triggers automatic rollback",
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"avgDuration": "continuous"
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}
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]
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}

‎artifacts/data/cross-border-governance.csv‎

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jurisdiction,ai_legislation,data_protection,model_risk,compute_governance,mutual_recognition,incident_reporting,compliance_score
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EU,EU AI Act (2025),GDPR,EBA Guidelines,EU AI Office Compute Reg,EU-UK MRA (draft),72h mandatory,89.4
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US,Executive Order 14110,CCPA/CPRA + Sectoral,SR 11-7 + OCC 2011-12,NIST Compute Framework,US-EU TTC,Voluntary (NIST),94.8
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UK,AI Safety Institute,UK GDPR + DPA 2018,PRA SS1/23 + FCA PS23/16,UK AI Compute Registry,EU-UK MRA (draft),28 days (FCA),91.2
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Japan,AI Strategy 2025,APPI,FSA AI Guidelines,METI Compute Reporting,CPTPP framework,90 days (FSA),87.6
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Canada,AIDA (proposed),PIPEDA + C-27,OSFI B-15,Innovation Canada,CPTPP + USMCA,60 days (OSFI),85.4
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Australia,AI Ethics Framework,Privacy Act 1988,APRA CPG 235,National AI Centre,Five Eyes alignment,90 days (APRA),82.8
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Singapore,Model AI Governance,PDPA,MAS FEAT,Smart Nation Compute,ASEAN framework,30 days (MAS),90.1
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South Korea,AI Basic Act (2025),PIPA,FSC AI Guidelines,MSIT Compute Registry,Korea-EU bilateral,60 days (FSC),86.3

‎artifacts/data/data-quality-gates.csv‎

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gate_id,dimension,gate_name,threshold,check_type,opa_rule,enforcement,pipeline_stage,tier_applicability
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DQG-001,Completeness,Null Rate Check,< 2% per required field,automated,dq.completeness.null-rate,BLOCK (Tier-1) / WARN (Tier-2),ingestion,All
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DQG-002,Completeness,Required Field Coverage,≥ 98% fields present,automated,dq.completeness.field-coverage,BLOCK,ingestion,All
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DQG-003,Completeness,Record Count Variance,< 5% from expected,automated,dq.completeness.record-count,WARN,ingestion,All
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DQG-004,Accuracy,Cross-Source Validation,≥ 95% match rate,automated,dq.accuracy.cross-source,BLOCK,transformation,Tier-1
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DQG-005,Accuracy,Business Rule Compliance,100% pass rate,automated,dq.accuracy.business-rules,BLOCK,transformation,All
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DQG-006,Accuracy,Outlier Detection (IQR),< 0.5% extreme outliers,automated,dq.accuracy.outlier-iqr,WARN,transformation,All
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DQG-007,Accuracy,Outlier Detection (Z-score),Z-score < 4 for all fields,automated,dq.accuracy.outlier-zscore,WARN,transformation,Tier-2
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DQG-008,Consistency,Schema Version Match,exact match required,automated,dq.consistency.schema-version,BLOCK,ingestion,All
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DQG-009,Consistency,Referential Integrity,100% FK resolution,automated,dq.consistency.ref-integrity,BLOCK,transformation,All
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DQG-010,Consistency,Temporal Consistency,monotonic timestamps,automated,dq.consistency.temporal,WARN,ingestion,All
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DQG-011,Timeliness,Freshness SLA (Real-time),< 15 min staleness,automated,dq.timeliness.freshness-rt,BLOCK,serving,Tier-1
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DQG-012,Timeliness,Batch Delivery Window,within ±30 min of schedule,automated,dq.timeliness.batch-window,WARN,ingestion,All
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DQG-013,Timeliness,Event Timestamp Skew,< 500ms skew,automated,dq.timeliness.timestamp-skew,WARN,ingestion,All
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DQG-014,Uniqueness,Deduplication Rate,< 0.1% duplicates,automated,dq.uniqueness.dedup,BLOCK,transformation,All
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DQG-015,Uniqueness,Entity Resolution Confidence,≥ 0.90 confidence,automated,dq.uniqueness.entity-resolution,WARN,transformation,Tier-1
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DQG-016,Uniqueness,Primary Key Uniqueness,100% unique,automated,dq.uniqueness.pk,BLOCK,ingestion,All
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DQG-017,Validity,Format Compliance,100% valid formats,automated,dq.validity.format,BLOCK,ingestion,All
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DQG-018,Validity,Range Validation,within defined ranges,automated,dq.validity.range,WARN,transformation,All
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DQG-019,Validity,Enumeration Check,all values in allowed set,automated,dq.validity.enumeration,BLOCK,ingestion,All
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DQG-020,Validity,Business Domain Rules,100% compliance,automated,dq.validity.domain-rules,BLOCK,transformation,Tier-1

‎artifacts/data/governance-hierarchy.json‎

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{
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"documentReference": "MREF-GSIFI-WP-023-HIERARCHY",
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"version": "1.0.0",
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"date": "2026-04-07",
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"title": "AI Governance Decision Hierarchy & RACI Matrix",
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"decisionLevels": [
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{"level": 1, "name": "Board of Directors / AI Sub-committee", "authority": "Strategic AI policy, risk appetite, AGI readiness investment", "cadence": "Quarterly", "escalationTrigger": "Systemic risk, AGI capability threshold breach, regulatory enforcement action", "members": ["Board Chair", "Board AI Sub-committee Chair", "Independent Directors (3)"], "quorum": 3},
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{"level": 2, "name": "C-Suite Executive Committee (CAIO-led)", "authority": "Cross-functional governance execution, model deployment approval (Tier-1)", "cadence": "Monthly", "escalationTrigger": "Model failure >$1M impact, bias violation (DI<0.80), multi-system outage", "members": ["CAIO", "CRO", "CTO", "CISO", "CDO", "General Counsel"], "quorum": 4},
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{"level": 3, "name": "AI Governance Operating Committee", "authority": "Tactical risk management, compliance exception processing", "cadence": "Bi-weekly", "escalationTrigger": "Policy violation, drift alert P1, fair-lending threshold breach", "members": ["VP AI Governance", "Head MRM", "VP Compliance", "AI Ethics Officer", "VP Engineering"], "quorum": 3},
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{"level": 4, "name": "Technical Governance (Platform Team)", "authority": "Runtime enforcement, automated remediation, evidence generation", "cadence": "Continuous (automated)", "escalationTrigger": "Sentinel rule P1 alert, OPA hard-block, kill-switch activation", "members": ["Platform Lead", "SRE Lead", "AI Safety Engineer", "DevSecOps Lead"], "quorum": 1}
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],
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"raciMatrix": [
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{"activity": "AI Strategy & Risk Appetite", "board": "A", "caio": "R", "cro": "C", "cto": "I", "ciso": "I", "cdo": "I"},
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{"activity": "Model Deployment Approval (Tier-1)", "board": "I", "caio": "A", "cro": "R", "cto": "R", "ciso": "C", "cdo": "C"},
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{"activity": "Compliance Exception Processing", "board": "I", "caio": "A", "cro": "C", "cto": "I", "ciso": "R", "cdo": "C"},
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{"activity": "AGI Containment Protocol Activation", "board": "I", "caio": "A", "cro": "C", "cto": "R", "ciso": "R", "cdo": "I"},
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{"activity": "Evidence Bundle Generation", "board": "I", "caio": "I", "cro": "I", "cto": "R", "ciso": "A", "cdo": "C"},
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{"activity": "Fair Lending Compliance", "board": "I", "caio": "A", "cro": "R", "cto": "C", "ciso": "I", "cdo": "R"},
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{"activity": "ICGC Cross-Border Reporting", "board": "A", "caio": "R", "cro": "C", "cto": "C", "ciso": "I", "cdo": "I"},
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{"activity": "Crisis Simulation Exercises", "board": "I", "caio": "A", "cro": "R", "cto": "R", "ciso": "R", "cdo": "C"}
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],
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"agiIncidentEscalation": {
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"severityLevels": [
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{"level": 1, "name": "Anomaly", "sla": "Automated", "response": "Sentinel monitoring escalation", "notifies": ["Platform Team"]},
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{"level": 2, "name": "Deviation", "sla": "<5 min", "response": "Human-in-loop review + containment", "notifies": ["Platform Team", "VP AI Governance"]},
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{"level": 3, "name": "Capability Breach", "sla": "<15 min", "response": "Immediate containment + CAIO notification", "notifies": ["CAIO", "CTO", "CISO"]},
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{"level": 4, "name": "Alignment Failure", "sla": "<30 min", "response": "Kill-switch activation + Board + Regulator", "notifies": ["Board", "CAIO", "CRO", "General Counsel", "Regulators"]},
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{"level": 5, "name": "Systemic Event", "sla": "<1 hour", "response": "Full containment + ICGC + Emergency board session", "notifies": ["Board", "All C-Suite", "ICGC", "Regulators", "Peer Institutions"]}
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]
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}
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}

‎artifacts/data/model-inventory.csv‎

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Model_ID,Model_Name,Type,Category,Risk_Tier,Population,Production_Since,Last_Validation,AUROC,Gini,KS,PSI,DI_Ratio,SR117_Status,Owner
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CS-XGB-001,FICO-Alternative ML Score,XGBoost + SHAP,Credit Scoring,Tier-1,42M consumers,2024-Q3,2026-03-15,0.87,0.74,0.48,0.04,0.91,CURRENT,MRM-Credit
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CS-LGB-002,Small Business Lending Score,LightGBM + Monotonic,Credit Scoring,Tier-1,3.2M businesses,2025-Q1,2026-02-28,0.84,0.69,0.44,0.03,0.87,CURRENT,MRM-SME
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CS-ENS-003,Mortgage Underwriting Model,Ensemble (GBM+LR),Credit Scoring,Tier-1,8.7M apps/yr,2024-Q1,2026-01-30,0.86,0.72,0.46,0.05,0.89,CURRENT,MRM-Mortgage
5+
FR-SEQ-012,Transaction Fraud Detector,LSTM + Attention,Fraud Detection,Tier-1,120M txn/day,2025-Q2,2026-03-01,0.96,0.92,0.71,0.02,N/A,CURRENT,MRM-Fraud
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AML-GNN-004,AML Network Analyzer,Graph Neural Network,AML/KYC,Tier-1,8.4M accounts,2025-Q3,2026-03-20,0.91,0.82,0.58,0.06,N/A,CURRENT,MRM-Compliance
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MR-VAR-005,VaR Estimation Model,Monte Carlo + ML,Market Risk,Tier-1,Portfolio-wide,2024-Q2,2026-02-15,N/A,N/A,N/A,0.03,N/A,CURRENT,MRM-Market
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CS-NLP-006,Customer Support Chatbot,GPT-4o + RAG,Chatbot/NLP,Tier-3,2.1M interactions/mo,2025-Q4,2026-03-30,N/A,N/A,N/A,N/A,N/A,CURRENT,AI-Platform
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OP-CLU-007,Collections Priority Scorer,XGBoost,Collections,Tier-2,1.8M accounts,2025-Q1,2026-01-15,0.81,0.62,0.38,0.07,0.84,OVERDUE,MRM-Collections

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