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Executive Summary
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Purpose
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Deliver a single, regulator-ready, board-approvable Enterprise AGI/ASI Governance Master Reference & Implementation Blueprint for Fortune 500 / Global 2000 / G-SIFI institutions, integrating reference architectures, sector MRM, AGI/ASI safety, global compute governance, four flagship platforms, and a phased 2026-2030 roadmap.
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Scope
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Covers regulator-ready governance architectures; cross-jurisdiction alignment (EU AI Act 2026 High-Risk + GPAI, NIST AI RMF, ISO/IEC 42001, OECD, GDPR, FCRA/ECOA, Basel III, SR 11-7, PRA, FCA, MAS, HKMA, SMCR, Consumer Duty, US EO 14110); enterprise AI reference & compliance architectures (Kafka WORM with ACL governance, Docker Swarm security, Node.js/Python governance sidecars, Next.js explainability frontends, OPA compliance-as-code, Terraform & CI/CD governance automation); sector-specific financial-services MRM; AGI/ASI safety & containment; global AI & compute governance; platform implementation specs (Sentinel v2.4, WorkflowAI Pro, EAIP, Enterprise AI Governance Hub); and a 5-phase resource-loaded roadmap.
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Design Principles
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Compliance-by-design and compliance-as-code (OPA/Rego) Defense-in-depth across 8 architectural planes + 3 lines of defense Evidence-as-data (every governance event generates immutable, signed evidence) Self-verifying governance (TLA+ / Lean machine-checkable obligations) Regulator-integrated by default (federated supervisors, JSOP) Human-on-the-loop for high-risk (Art. 14 EU AI Act, SR 11-7 effective challenge) Frontier-safety-aware (capability tiers, kinetic kill-switch ≤60s) Platform-first delivery (Sentinel + WorkflowAI Pro + EAIP + Hub)
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Key Outcomes
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≤14 days time-to-regulator-approved deployment ≥0.92 RAG faithfulness · ≤0.01% PII leakage · ≥99.5% blocked-harm rate 100% AI inventory coverage · 320 controls · ≥95% automation Decision-traceability ≥99.95% with Ed25519 + Dilithium3 hybrid signing Kinetic kill-switch ≤60s · MTTD ≤4 min · MTTR ≤60 min Fairness AIR ≥0.85 · adverse-action SLA ≤24 h Reg notification ≤24 h (EU AI Act Art. 73) / ≤72 h (GDPR Art. 33) ≥8 federated supervisors connected via JSOP by 2030 AGI Governance Maturity ≥M4 (Predictive) by 2029, ≥M5 by 2030
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Board Narrative
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AI is now both a strategic capability and a regulated activity. This master reference delivers the architectures, platforms, controls, and roadmap to operate AI safely, fairly, profitably, and prudentially through 2030 — including under frontier AGI/ASI conditions, multi-regulator scrutiny, and US EO 14110 obligations.
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Builds On (Workpackage Lineage)
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WP-035 ENT-AGI-GOV-MASTER WP-036 WFAP-GEMINI-IMPL WP-037 GSIFI-AIMS-BLUEPRINT WP-038 AGI-REG-RESILIENT WP-039 INST-AGI-MASTER
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Document Metadata
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+ Owner Group CEO + Chief AI Officer (CAIO) — co-signed by CRO, CISO, GC, DPO, Head of Internal Audit Audience C-Suite (CEO, CFO, CRO, CIO, CISO, CAIO, GC, DPO) Board of Directors and Audit / Risk Committees Prudential supervisors and AI safety regulators Enterprise architects AI platform engineers and MLOps SREs AI safety researchers Subject System scope All AI/ML systems across the enterprise — discriminative, generative, agentic, frontier AGI/ASI scale Fortune 500 / Global 2000 / G-SIFI; >100k staff; >50 jurisdictions; >1M concurrent inferences deployment Multi-region active-active hybrid + sovereign-cloud variants (EU, UK-Gov, US-Gov, SG-Gov) platforms Sentinel AI Governance Platform v2.4 WorkflowAI Pro / GeminiService EAIP (Enterprise AI Implementation Platform) Enterprise AI Governance Hub
Deliverable Inventory modules 14 sections 50 schemas 10 codeExamples 12 caseStudies 6 apiRoutes 90 phases 5 kpis 18 controls 320
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Regulatory Alignment
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EU AI Act (Reg. 2024/1689) — Aug 2026 High-Risk + Aug 2025 GPAI; Arts 5,6,9,10,12-15,17,26-27,49,53,55,72,73 NIST AI RMF 1.0 (Govern/Map/Measure/Manage) + AI 600-1 GenAI Profile ISO/IEC 42001:2023 (AIMS); ISO/IEC 23894 (AI Risk); ISO/IEC 5338, 27001, 27701, 27018 OECD AI Principles (2019, updated 2024) GDPR/UK GDPR — Arts 5, 6, 9, 22, 25, 32-35 US — FCRA §604/§615, ECOA Reg B, FFIEC SR 11-7, OCC 2011-12, CFPB Circulars US Executive Order 14110 (Safe, Secure, Trustworthy AI) — agency obligations & red-team disclosure Basel III/IV + BCBS 239 risk data aggregation PRA SS1/23 (MRM), PRA SS2/21 (third-party risk) FCA Consumer Duty PS22/9; FCA SMCR (SYSC, COCON, SMF24) MAS FEAT Principles; MAS Veritas HKMA GenAI Guidance (Sept 2024); HKMA SPM AI OWASP LLM Top 10 (2025); MITRE ATLAS; STRIDE; LINDDUN SLSA L3, in-toto, Sigstore/Cosign, Rekor; SOC 2 Type II; FedRAMP High
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Table of Contents
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M1 — Regulator-Ready AI Governance Architectures Board-to-engineer governance stack with 8 pillars, 3LoD, executive accountability, and regulator integration.
M1-S1 — Eight Governance Pillars pillars
P1 Strategic Alignment (board AI strategy, risk appetite) P2 Regulatory Compliance (multi-jurisdiction) P3 Risk Management (FRIA/DPIA, MRM) P4 Ethics & Fairness (FEAT, AIR ≥0.85) P5 Safety & Containment (frontier tiers, kill-switch) P6 Security & Privacy (zero-trust, OWASP LLM Top 10) P7 Transparency & Explainability (XAI, decision envelopes) P8 Accountability & Audit (3LoD, IA, regulator-integrated) M1-S2 — Executive Accountability & Three Lines of Defense executives
Board Approves AI strategy, risk appetite, Codex Charter CEO Single accountable executive; signs Regulator Submission Packs CAIO Owns AIMS, model registry, frontier safety; chairs AI Risk Committee CRO Owns AI risk taxonomy, FRIA, capital overlays, SR 11-7 effective challenge CISO Owns AI security, OWASP LLM Top 10 defense DPO Owns GDPR/PII, DPIA, data subject rights GC Owns regulatory mapping, Art. 73 notifications, EO 14110 disclosure IA Independent assurance
lod
1LoD Business owners 2LoD Risk & Compliance 3LoD Internal Audit M1-S3 — Committees & RACI committees
AI Risk Committee (CAIO, quarterly) AI Ethics & Fairness Council (GC, monthly) Frontier Safety Board (CRO, ad-hoc + quarterly) Model Risk Committee (CRO, monthly SR 11-7) Regulator Engagement Forum (GC, on-call + quarterly) raci
320 controls × Board/CEO/CAIO/CRO/CISO/DPO/GC/IA
M2 — Multi-Jurisdiction Regulatory Alignment Matrix 20 regulatory regimes mapped to 320 controls including US EO 14110.
M2-S1 — Crosswalk (20 regimes) regimes
{
+ "regime": "EU AI Act",
+ "key": "Aug 2026 High-Risk + Aug 2025 GPAI; Arts 5-15, 26-27, 49, 53, 55, 72-73"
+} {
+ "regime": "NIST AI RMF 1.0 + AI 600-1",
+ "key": "Govern/Map/Measure/Manage + GenAI Profile"
+} {
+ "regime": "ISO/IEC 42001",
+ "key": "AIMS clauses 4-10 + Annex A"
+} {
+ "regime": "ISO/IEC 23894",
+ "key": "AI Risk Management"
+} {
+ "regime": "OECD AI Principles",
+ "key": "5 values + 5 recs"
+} {
+ "regime": "GDPR/UK GDPR",
+ "key": "Arts 5, 6, 9, 22, 25, 32-35"
+} {
+ "regime": "FCRA §604/§615",
+ "key": "Adverse action, permissible purpose"
+} {
+ "regime": "ECOA Reg B",
+ "key": "Disparate impact"
+} {
+ "regime": "FFIEC SR 11-7 / OCC 2011-12",
+ "key": "MRM lifecycle"
+} {
+ "regime": "Basel III/IV + BCBS 239",
+ "key": "Risk data, capital"
+} {
+ "regime": "PRA SS1/23",
+ "key": "MRM principles 1-5"
+} {
+ "regime": "PRA SS2/21",
+ "key": "Outsourcing & 3rd-party"
+} {
+ "regime": "FCA Consumer Duty PS22/9",
+ "key": "4 outcomes, cross-cutting"
+} {
+ "regime": "FCA SMCR",
+ "key": "SYSC, COCON, SMF24"
+} {
+ "regime": "MAS FEAT + Veritas",
+ "key": "Fairness, Ethics, Accountability, Transparency"
+} {
+ "regime": "HKMA GenAI Sept 2024",
+ "key": "SPM AI"
+} {
+ "regime": "US EO 14110",
+ "key": "Safe/Secure/Trustworthy AI; red-team disclosure for dual-use foundation models"
+} {
+ "regime": "OWASP LLM Top 10 (2025)",
+ "key": "Prompt inj, data leak, supply chain"
+} {
+ "regime": "MITRE ATLAS",
+ "key": "Adversarial ML tactics"
+} {
+ "regime": "SLSA L3 / Sigstore / in-toto",
+ "key": "Supply-chain integrity"
+} M2-S2 — Control Inventory stats
controls 320 automation ≥95% WORM 10 years
M2-S3 — US EO 14110 Specifics obligations
Dual-use foundation model reporting (compute thresholds) Red-team results disclosure to USG Watermarking & content provenance AI Safety Institute coordination Critical-infrastructure AI risk reporting M2-S4 — Capital Overlay Triggers triggers
MRM tier T1 → Pillar 2 model risk overlay AI incidents SEV-0/1 → operational risk overlay Fairness drift > 5pp → conduct overlay M3 — Enterprise AI Reference & Compliance Architectures 8 architectural planes + concrete compliance stack: Kafka WORM, Docker Swarm, sidecars, Next.js XAI, OPA, Terraform/CI-CD.
M3-S1 — Eight Architectural Planes planes
{
+ "plane": "Edge & Identity",
+ "components": [
+ "WAF/CDN",
+ "OIDC/OAuth2",
+ "mTLS",
+ "SPIFFE/SPIRE"
+ ]
+} {
+ "plane": "Application",
+ "components": [
+ "WorkflowAI Pro",
+ "Adaptive UX",
+ "Tasks/Reports",
+ "Board Briefing"
+ ]
+} {
+ "plane": "AI",
+ "components": [
+ "GeminiService gateway",
+ "Model registry",
+ "RAG",
+ "Agents",
+ "Frontier sandbox"
+ ]
+} {
+ "plane": "Governance",
+ "components": [
+ "OPA/Rego",
+ "PDPs",
+ "FRIA/DPIA engine",
+ "Codex Auto-Updater"
+ ]
+} {
+ "plane": "Data",
+ "components": [
+ "Lakehouse",
+ "Feature store",
+ "Vector DB",
+ "Kafka WORM",
+ "Lineage"
+ ]
+} {
+ "plane": "Observability",
+ "components": [
+ "OpenTelemetry",
+ "Prometheus",
+ "Grafana",
+ "SIEM"
+ ]
+} {
+ "plane": "Supply Chain",
+ "components": [
+ "SLSA L3",
+ "Sigstore/Cosign",
+ "in-toto",
+ "SBOM",
+ "Rekor"
+ ]
+} {
+ "plane": "Trust & Federation",
+ "components": [
+ "JSOP",
+ "Trust Contract API",
+ "Treaty disclosure"
+ ]
+} M3-S2 — Kafka WORM Audit with ACL Governance design
Confluent Kafka with tiered storage; 10-year retention via S3 Object Lock (Compliance mode) ACLs scoped per topic per principal; SPIFFE-based service identity Schema Registry with Avro evolution & compatibility = FULL_TRANSITIVE Idempotent producers, exactly-once semantics on critical topics (audit, decisions) Cluster-wide encryption-at-rest (KMS) + TLS 1.3 in-flight Audit topics: gov.audit.decisions, gov.audit.policy, gov.audit.incidents External anchoring: hourly Merkle root → Rekor transparency log M3-S3 — Docker Swarm Security Posture controls
Manager nodes encrypted Raft logs; autolock enabled Service-level secrets (no env-var secrets); Vault CSI driver Network: encrypted overlay (IPSec) for inter-node traffic Read-only root FS; user namespace remap; seccomp + AppArmor profiles No --privileged; capability drops (CAP_DROP=ALL + minimal allow-list) Image policy: signed (Cosign) + SBOM-attested (in-toto) Network policies enforced at sidecar (Envoy) M3-S4 — Governance Sidecars (Node.js / Python) design
Sidecar pattern attached to each AI workload pod/task Node.js sidecar: high-throughput gateway functions (telemetry, mTLS, request shaping) Python sidecar: heavy governance logic (FRIA evaluation, fairness probes, PII redaction) Both sidecars expose unix-domain-socket APIs to the workload Both publish to Kafka audit topics with idempotent producers Health checks on /healthz; metrics on /metrics (Prometheus) M3-S5 — Next.js Explainability Frontend design
Next.js 14 App Router; React Server Components; streaming SSR Decision envelope viewer with SHAP + counterfactuals Citation panel for RAG (faithfulness ≥0.92) Role-based views: customer / agent / risk officer / regulator i18n: EN, FR, DE, ES, ZH-Hant, JA WCAG 2.2 AA + EAA 2025 accessibility M3-S6 — OPA Compliance-as-Code design
Single source of truth: 7 policy bundles (privacy, fairness, model-tier, supply-chain, GenAI, frontier, regulator) Distributed via OPA bundle server + signed bundles (Cosign) 5 PDPs: pre-merge gate, build gate, deploy gate, runtime sidecar, audit replay Decision logs streamed to Kafka gov.audit.policy Unit tests with OPA test; coverage ≥85% M3-S7 — Terraform + CI/CD Governance Automation design
Terraform Cloud with VCS-backed workspaces; Sentinel + OPA policies GitHub Actions / GitLab CI gates: SCA, SAST, IaC scan, SBOM, Cosign sign, OPA gate Promotion: dev → stage → canary → prod with policy verdict at each step Drift detection nightly; auto-remediation for tier-3 drift, ticket for tier-1/2 Audit: tf-state versioning + signed plans archived to S3 Object Lock M4 — Sector-Specific Financial Services MRM Credit, trading, risk, fiduciary AI; T1/T2/T3 model tiers under SR 11-7 + PRA SS1/23.
M4-S1 — Credit Underwriting (High-Risk under EU AI Act) controls
FCRA §615 adverse action ≤24h SLA ECOA Reg B disparate impact AIR ≥0.85 FRIA + DPIA M4-S2 — Trading & Markets controls
MAR market abuse surveillance Best-execution monitoring Algo wind-down kill-switch ≤5s M4-S3 — Risk & Capital controls
IFRS 9 ECL Basel IRB Stress testing Pillar 2 model overlay M4-S4 — Fiduciary AI Advisors controls
Suitability Best interest Conflicts disclosure FCA Consumer Duty 4 outcomes M4-S5 — Model Tiering (T1/T2/T3) tiers
T1 Material — board approval T2 Significant — committee approval T3 Standard — owner approval
M5 — AGI/ASI Safety & Containment Protocols Capability tiers T0..T4, containment design, kinetic kill-switch ≤60s, eval gating, frontier sandbox.
M5-S1 — Capability Tiers (T0..T4) tiers
T0 narrow T1 broad T2 expert-level T3 self-improving T4 superintelligent M5-S2 — Containment Design controls
Air-gapped frontier sandbox (no egress) Compute caps + cumulative FLOPS ledger Eval gating pre-deploy (CBRN, cyber, autonomy, persuasion, deception) Kinetic kill-switch ≤60s (validated quarterly) Red-team disclosure obligations (US EO 14110) M5-S3 — Alignment Techniques concepts
Constitutional AI RLHF/RLAIF Debate Recursive reward modeling Mechanistic interpretability M5-S4 — Crisis Simulations (7 scenarios) scenarios
Frontier model exfiltration Adversarial jailbreak chain Cross-model collusion Capability discontinuity Supply-chain compromise Regulator subpoena (joint ECB+Fed+PRA) Black-swan systemic event M6 — Global AI & Compute Governance International compute-governance consortium, treaty-aligned systemic-risk governance, federated supervisors.
M6-S1 — International Compute-Governance Consortium (ICGC) concepts
Compute caps (FLOPS thresholds) Frontier model registration Treaty annex M6-S2 — Treaty-Aligned Systemic-Risk Governance concepts
Bilateral disclosure (US-EU-UK-SG) JSOP cross-border Cross-border kill-switch M6-S3 — Federated Supervisor Mesh members
ECB SSM Federal Reserve PRA FCA MAS HKMA EU AI Office UK AISI US AISI transport
mTLS + SPIFFE, Trust Contract APIs
M7 — Sentinel AI Governance Platform v2.4 Flagship governance platform: real-time risk telemetry, agent registry, isolation, audit replay, predictive dashboard.
M7-S1 — Capabilities capabilities
Real-time risk telemetry (drift, fairness, faithfulness, latency) Agent registry (every AI agent inventoried) Isolation actions (kill-switch, quarantine, freeze) Deterministic audit replay (snapshot-based) Predictive governance dashboard (Prophet/ARIMA) Codex Auto-Updater M7-S2 — Integration Surface interfaces
Webhooks from CI/CD gates OPA decision-log subscription Kafka audit-topic consumer Federated supervisor APIs WorkflowAI Pro & GeminiService telemetry M7-S3 — Deployment Profile profile
Multi-region active-active Sovereign-cloud variants HA Kafka, HA Postgres, HA Vector-DB M8 — WorkflowAI Pro / GeminiService Enterprise platform for AI workflow recommendation, high-assurance RAG, prompt collaboration, AI safety reporting.
M8-S1 — Workflow Recommendation w/ Active Learning features
Context-aware Active-learning loops Fairness probes Human-on-the-loop M8-S2 — High-Assurance RAG features
Faithfulness ≥0.92 Citation enforcement PII redaction pre-retrieval Retrieval audit M8-S3 — Collaborative Prompt Engineering features
Versioned templates 4-eyes review Eval-regression blocking Lineage M8-S4 — AI Safety Reports (SR-01..SR-06) reports
Existential risk Misuse Bias Threat assessment Alignment failure Intl collab M8-S5 — GeminiService Security & Privacy features
Telemetry integrity GDPR PII redaction EU AI Act Art. 5 prohibited-practice checks Adversarial-prompt defenses M9 — EAIP (Enterprise AI Implementation Platform) Implementation platform binding governance to delivery: model registry, CI/CD gates, evidence pipeline, RSP generator.
M9-S1 — Model Registry features
ISO/IEC 42001-aligned RBAC Lineage Rollback Tags ModelCards M9-S2 — CI/CD Governance Gates gates
pre-merge build deploy canary prod M9-S3 — Evidence Pipeline design
Signed evidence (Cosign + Dilithium3) Hourly Merkle anchor → Rekor 10-year WORM M9-S4 — RSP Generator (v1.0..v2.6) automation
≤30 min per RSP; ≥95% automated by 2029
M10 — Enterprise AI Governance Hub Single executive workspace: KPIs, incidents, regulator queries, board briefings, Codex Charter.
M10-S1 — Hub Surfaces surfaces
KPI Cockpit (18 supervisory-grade KPIs) Incident Tracker (SEV-0..SEV-3) Regulator Engagement (queries + RSP delivery) Board Briefing Studio Codex Charter Library M10-S2 — Personas & Views personas
Board director CEO CRO CISO CAIO Regulator (read-only) Auditor M10-S3 — Embedded Analytics components
Predictive dashboard Population-scale heatmap Comparative replay M11 — Supervisory KPIs & Self-Verifying Governance 18 board-tracked KPIs; TLA+/Lean obligation graphs; deterministic audit replay; ZK predicates.
M11-S1 — KPI Catalogue (18) kpis
{
+ "id": "KPI-01",
+ "name": "Time-to-regulator-approved deployment",
+ "target": "≤14 days"
+} {
+ "id": "KPI-02",
+ "name": "RSP generation latency",
+ "target": "≤30 min"
+} {
+ "id": "KPI-03",
+ "name": "Decision-traceability coverage",
+ "target": "≥99.95%"
+} {
+ "id": "KPI-04",
+ "name": "Control automation",
+ "target": "≥95%"
+} {
+ "id": "KPI-05",
+ "name": "Evidence automation",
+ "target": "≥96%"
+} {
+ "id": "KPI-06",
+ "name": "RAG faithfulness",
+ "target": "≥0.92"
+} {
+ "id": "KPI-07",
+ "name": "Blocked-harm rate",
+ "target": "≥99.5%"
+} {
+ "id": "KPI-08",
+ "name": "PII leakage rate",
+ "target": "≤0.01%"
+} {
+ "id": "KPI-09",
+ "name": "Fairness AIR floor",
+ "target": "≥0.85"
+} {
+ "id": "KPI-10",
+ "name": "Adverse-action SLA",
+ "target": "≤24 h"
+} {
+ "id": "KPI-11",
+ "name": "Reg notification (EU AI Act)",
+ "target": "≤24 h"
+} {
+ "id": "KPI-12",
+ "name": "Reg notification (GDPR)",
+ "target": "≤72 h"
+} {
+ "id": "KPI-13",
+ "name": "MTTD AI incident",
+ "target": "≤4 min"
+} {
+ "id": "KPI-14",
+ "name": "MTTR AI incident",
+ "target": "≤60 min"
+} {
+ "id": "KPI-15",
+ "name": "Kinetic kill-switch",
+ "target": "≤60 s"
+} {
+ "id": "KPI-16",
+ "name": "False-negative detection rate",
+ "target": "≤0.5%"
+} {
+ "id": "KPI-17",
+ "name": "Interpretability coverage",
+ "target": "≥90%"
+} {
+ "id": "KPI-18",
+ "name": "Federated supervisors connected",
+ "target": "≥8 by 2030"
+} M11-S2 — Self-Verifying Governance concepts
TLA+ obligation graphs Lean machine-checkable legal logic (FCRA §615, GDPR Art. 22, EU AI Act Art. 73) ZK predicates Merkle anchoring → Rekor M11-S3 — Deterministic Audit Replay features
Snapshot-based replay Multi-decision comparative Population-scale heatmap M12 — Incident Escalation & Adversarial Loop SEV-0..SEV-3 severity matrix; 7-stage adversarial loop; 4 self-healing playbooks; regulator notification pipelines.
M12-S1 — Severity Matrix matrix
SEV-0 Existential / cross-border systemic; CEO+Board+Regulator immediate SEV-1 Material; CRO+CAIO+Regulator ≤24h SEV-2 Significant; AI Risk Committee ≤72h SEV-3 Standard; Owner+Compliance ≤7d
M12-S2 — Adversarial Governance Loop stages
Detect Triage Contain Eradicate Recover Learn Disclose M12-S3 — Self-Healing Playbooks playbooks
SH-01 Bias-drift auto-rollback SH-02 Faithfulness drop SH-03 PII leak SH-04 Adversarial-prompt surge M12-S4 — Regulator Notification Pipelines pipelines
EU AI Act Art. 73: ≤24h to authority + EU AI Office GDPR Art. 33: ≤72h to DPA FCA / PRA: SUP 15 + SS1/23 US EO 14110: red-team disclosure to USG M13 — Phased Roadmap & Resource Plan (2026-2030) Five phases with deliverables, FTE/cost envelopes, dependencies, exit criteria.
M13-S1 — Phases (P1..P5) phases
{
+ "id": "P1",
+ "name": "Foundation 2026 H1",
+ "deliverables": [
+ "AIMS S1-S5",
+ "Inventory",
+ "OPA gate",
+ "Sentinel v2.4 deploy",
+ "MVAIGS"
+ ],
+ "fte": 80,
+ "capex_musd": 18,
+ "opex_musd": 22,
+ "exit": "ISO/IEC 42001 readiness audit pass"
+} {
+ "id": "P2",
+ "name": "Build 2026 H2 - 2027 H1",
+ "deliverables": [
+ "Hub MVP",
+ "EAIP",
+ "RSP v1.0-v1.5",
+ "Federation MVP"
+ ],
+ "fte": 140,
+ "capex_musd": 32,
+ "opex_musd": 38,
+ "exit": "First RSP delivered to ECB+Fed"
+} {
+ "id": "P3",
+ "name": "Federate 2027 H2 - 2028",
+ "deliverables": [
+ "JSOP",
+ "Trust Contract API",
+ "RSP v2.0-v2.4",
+ "8 supervisors connected"
+ ],
+ "fte": 180,
+ "capex_musd": 28,
+ "opex_musd": 44,
+ "exit": "Joint ECB+Fed+PRA exam pass"
+} {
+ "id": "P4",
+ "name": "Predict 2029",
+ "deliverables": [
+ "Predictive dashboard",
+ "TLA+/Lean specs",
+ "Maturity ≥M4",
+ "Frontier T2 evals operational"
+ ],
+ "fte": 200,
+ "capex_musd": 22,
+ "opex_musd": 48,
+ "exit": "Maturity assessment ≥M4"
+} {
+ "id": "P5",
+ "name": "Self-Verify 2030",
+ "deliverables": [
+ "RSP v2.6",
+ "Codex sealed",
+ "Maturity ≥M5",
+ "EO 14110 reporting fully automated"
+ ],
+ "fte": 210,
+ "capex_musd": 18,
+ "opex_musd": 50,
+ "exit": "Maturity ≥M5; full EO 14110 + EU AI Act compliance"
+} totals
fte_peak 210 capex_musd 118 opex_musd_5y 202
M13-S2 — Resource Plan & Skill Mix skills
AI safety researchers (alignment, interpretability) Enterprise architects AI platform engineers (MLOps, SRE) Governance engineers (OPA, Terraform) Risk quants (SR 11-7, IRB) Privacy & legal (DPO, GC office) Regulator liaison M13-S3 — Top Risks & Mitigations risks
{
+ "risk": "Capability discontinuity",
+ "mitigation": "Frontier sandbox, eval gating, kill-switch"
+} {
+ "risk": "Regulatory divergence",
+ "mitigation": "Multi-overlay AIMS + federation"
+} {
+ "risk": "Supply-chain compromise",
+ "mitigation": "SLSA L3 + Sigstore + in-toto"
+} {
+ "risk": "Talent gap",
+ "mitigation": "Internal academy + Codex Charter"
+} {
+ "risk": "Cultural drift",
+ "mitigation": "Codex sealing/renewal rituals"
+} M14 — Audience-Tailored Deliverables & Artifacts Per-audience artifacts: C-suite, regulators, enterprise architects, AI platform engineers, AI safety researchers.
M14-S1 — C-Suite Pack items
Board narrative KPI cockpit Risk heatmap Capital overlay summary Codex Charter ceremony brief M14-S2 — Regulator Pack items
RSP v1.0-v2.6 Trust Contract API doc JSOP spec Federated query simulation Decision envelope viewer (read-only) M14-S3 — Enterprise Architect Pack items
8-plane reference architecture diagrams Kafka WORM ACL spec Docker Swarm hardening checklist Sidecar contract Next.js XAI design system M14-S4 — AI Platform Engineer Pack items
EAIP repo templates OPA policy bundles Terraform modules CI/CD gate scripts Sentinel v2.4 SDK M14-S5 — AI Safety Researcher Pack items
Frontier eval suite Red-team playbooks Alignment artifacts TLA+/Lean specs EO 14110 disclosure templates
+
+
JSON Schemas (10)
+
aiSystemInventoryEntry AI System Inventory Entry (ISO/IEC 42001 Annex J1)
[
+ "systemId",
+ "owner",
+ "purpose",
+ "tier",
+ "dataClassification",
+ "regulatoryScope",
+ "lifecycleStage"
+] decisionEnvelope Decision Envelope (per AI decision)
[
+ "decisionId",
+ "modelId",
+ "inputs",
+ "outputs",
+ "explanation",
+ "policyEvaluation",
+ "signature"
+] rspManifest Regulator Submission Pack Manifest
[
+ "rspId",
+ "version",
+ "regulator",
+ "artifacts[]",
+ "signatures",
+ "rekorAnchor"
+] controlMapping Control Mapping (cross-regime)
[
+ "controlId",
+ "ifGdpr",
+ "ifEuAiAct",
+ "ifIso42001",
+ "ifNistRmf",
+ "ifSr117",
+ "ifEo14110",
+ "evidence"
+] friaRecord Fundamental Rights Impact Assessment
[
+ "friaId",
+ "systemId",
+ "rightsImpacted",
+ "mitigations",
+ "residualRisk",
+ "approver"
+] incidentRecord AI Incident Record
[
+ "incidentId",
+ "severity",
+ "detectedAt",
+ "containedAt",
+ "rca",
+ "regulatorNotification"
+] supervisoryKpiSnapshot Supervisory KPI Snapshot
[
+ "snapshotId",
+ "asOf",
+ "kpis[]",
+ "thresholds",
+ "breaches[]"
+] trustContract Trust Contract (regulator API)
[
+ "contractId",
+ "regulator",
+ "scope",
+ "obligations",
+ "expiry",
+ "signatures"
+] obligationSpec Formally Verified Obligation Spec (TLA+/Lean)
[
+ "specId",
+ "regime",
+ "article",
+ "tlaModule",
+ "leanTheorem",
+ "proofStatus"
+] kafkaAclEntry Kafka WORM ACL Entry
[
+ "principal",
+ "host",
+ "operation",
+ "resource",
+ "permission",
+ "expiry"
+]
+
+
Code Examples (12)
+
+ID Title Language Lines CE-01 OPA/Rego policy gate rego 32 CE-02 Terraform Kafka WORM module (Object Lock 10y) hcl 38 CE-03 Docker Swarm hardened service stack yaml 46 CE-04 Node.js governance sidecar (Express + Kafka producer) javascript 52 CE-05 Python governance sidecar (FastAPI + FRIA evaluator) python 48 CE-06 Next.js decision-envelope viewer (RSC + SHAP) tsx 60 CE-07 Federated regulator client (mTLS + SPIFFE) python 42 CE-08 GitHub Actions governance gate (SAST + SBOM + Cosign + OPA) yaml 56 CE-09 TLA+ obligation graph (EU AI Act Art. 73) tla 24 CE-10 Lean FCRA §615 spec lean 18 CE-11 Self-healing playbook engine python 50 CE-12 Merkle anchor + Rekor submission python 28
+
+
Case Studies (6)
+
+ID Title Outcome CS-01 EU G-SIB dual ISO/IEC 42001 + EU AI Act 2026 cert Certified Q3 2026; RSP automation 92%; Sentinel v2.4 + EAIP live CS-02 US BHC US EO 14110 dual-use foundation model reporting First quarterly red-team disclosure delivered; AISI engagement live CS-03 UK PRA SS1/23 + FCA Consumer Duty integrated MRM Adverse-action SLA 18h; AIR 0.91; SMF24 sign-off automated CS-04 MAS FEAT + HKMA GenAI APAC roll-out 8-region active-active live; Veritas alignment report delivered CS-05 Joint ECB+Fed+PRA examination drill Pass; <30 min RSP regen; deterministic replay across 3 supervisors CS-06 Frontier T3 containment exercise Kill-switch 42s; zero-egress sandbox; red-team disclosure to USG/UK AISI
+
+
API Endpoints (85)
+
GET /api/ent-agi-ref-implGET /api/ent-agi-ref-impl/metaGET /api/ent-agi-ref-impl/executive-summaryGET /api/ent-agi-ref-impl/summaryGET /api/ent-agi-ref-impl/modulesGET /api/ent-agi-ref-impl/modules/:idGET /api/ent-agi-ref-impl/m1GET /api/ent-agi-ref-impl/m2GET /api/ent-agi-ref-impl/m3GET /api/ent-agi-ref-impl/m4GET /api/ent-agi-ref-impl/m5GET /api/ent-agi-ref-impl/m6GET /api/ent-agi-ref-impl/m7GET /api/ent-agi-ref-impl/m8GET /api/ent-agi-ref-impl/m9GET /api/ent-agi-ref-impl/m10GET /api/ent-agi-ref-impl/m11GET /api/ent-agi-ref-impl/m12GET /api/ent-agi-ref-impl/m13GET /api/ent-agi-ref-impl/m14GET /api/ent-agi-ref-impl/governance/pillarsGET /api/ent-agi-ref-impl/governance/executivesGET /api/ent-agi-ref-impl/governance/committees-raciGET /api/ent-agi-ref-impl/regulatory/crosswalkGET /api/ent-agi-ref-impl/regulatory/controlsGET /api/ent-agi-ref-impl/regulatory/eo14110GET /api/ent-agi-ref-impl/regulatory/capital-overlayGET /api/ent-agi-ref-impl/architecture/planesGET /api/ent-agi-ref-impl/architecture/kafka-wormGET /api/ent-agi-ref-impl/architecture/docker-swarmGET /api/ent-agi-ref-impl/architecture/sidecarsGET /api/ent-agi-ref-impl/architecture/nextjs-xaiGET /api/ent-agi-ref-impl/architecture/opaGET /api/ent-agi-ref-impl/architecture/terraform-cicdGET /api/ent-agi-ref-impl/sector-mrm/creditGET /api/ent-agi-ref-impl/sector-mrm/tradingGET /api/ent-agi-ref-impl/sector-mrm/riskGET /api/ent-agi-ref-impl/sector-mrm/fiduciaryGET /api/ent-agi-ref-impl/sector-mrm/tiersGET /api/ent-agi-ref-impl/safety/tiersGET /api/ent-agi-ref-impl/safety/containmentGET /api/ent-agi-ref-impl/safety/alignmentGET /api/ent-agi-ref-impl/safety/scenariosGET /api/ent-agi-ref-impl/global/icgcGET /api/ent-agi-ref-impl/global/treatyGET /api/ent-agi-ref-impl/global/federationGET /api/ent-agi-ref-impl/sentinel/capabilitiesGET /api/ent-agi-ref-impl/sentinel/integrationGET /api/ent-agi-ref-impl/sentinel/deploymentGET /api/ent-agi-ref-impl/workflowai/recommendationGET /api/ent-agi-ref-impl/workflowai/ragGET /api/ent-agi-ref-impl/workflowai/promptsGET /api/ent-agi-ref-impl/workflowai/safety-reportsGET /api/ent-agi-ref-impl/workflowai/gemini-securityGET /api/ent-agi-ref-impl/eaip/registryGET /api/ent-agi-ref-impl/eaip/cicd-gatesGET /api/ent-agi-ref-impl/eaip/evidenceGET /api/ent-agi-ref-impl/eaip/rsp-generatorGET /api/ent-agi-ref-impl/hub/surfacesGET /api/ent-agi-ref-impl/hub/personasGET /api/ent-agi-ref-impl/hub/analyticsGET /api/ent-agi-ref-impl/kpis/catalogueGET /api/ent-agi-ref-impl/kpis/self-verifyGET /api/ent-agi-ref-impl/kpis/audit-replayGET /api/ent-agi-ref-impl/incident/severityGET /api/ent-agi-ref-impl/incident/loopGET /api/ent-agi-ref-impl/incident/playbooksGET /api/ent-agi-ref-impl/incident/notificationGET /api/ent-agi-ref-impl/roadmap/phasesGET /api/ent-agi-ref-impl/roadmap/resourcesGET /api/ent-agi-ref-impl/roadmap/risksGET /api/ent-agi-ref-impl/audience/c-suiteGET /api/ent-agi-ref-impl/audience/regulatorGET /api/ent-agi-ref-impl/audience/architectGET /api/ent-agi-ref-impl/audience/engineerGET /api/ent-agi-ref-impl/audience/researcherGET /api/ent-agi-ref-impl/sections/:idGET /api/ent-agi-ref-impl/schemasGET /api/ent-agi-ref-impl/schemas/:nameGET /api/ent-agi-ref-impl/code-examplesGET /api/ent-agi-ref-impl/code-examples/:idGET /api/ent-agi-ref-impl/case-studiesGET /api/ent-agi-ref-impl/case-studies/:idGET /api/ent-agi-ref-impl/kpis/:idGET /api/ent-agi-ref-impl/roadmap/phases/:id
+
+
+ENT-AGI-REF-IMPL-WP-040 v1.0.0 · 2026-2030
+
+