diff --git a/rag-agentic-dashboard/data/tier13-fullstack.json b/rag-agentic-dashboard/data/tier13-fullstack.json new file mode 100644 index 0000000..30129b2 --- /dev/null +++ b/rag-agentic-dashboard/data/tier13-fullstack.json @@ -0,0 +1,1404 @@ +{ + "docRef": "TIER13-FULLSTACK-WP-041", + "version": "1.0.0", + "horizon": "2026-2030", + "classification": "CONFIDENTIAL — Board / CRO / CISO / CAIO / Prudential Supervisor / Treaty Authority / AI Safety Institute", + "title": "Full-Stack AI Governance Ontology — Tier 1–3 Enterprise Blueprint for G-SIFIs", + "subtitle": "From CI/CD Policy Gates to SACIL/MCIGL/UGL Meta-Cosmic Governance (2026-2030)", + "owner": "Group CEO + Chief AI Officer (CAIO) — co-signed by CRO, CISO, GC, DPO, Head of Internal Audit, Treaty Liaison", + "buildsOn": [ + "WP-035 ENT-AGI-GOV-MASTER", + "WP-036 WFAP-GEMINI-IMPL", + "WP-037 GSIFI-AIMS-BLUEPRINT", + "WP-038 AGI-REG-RESILIENT", + "WP-039 INST-AGI-MASTER", + "WP-040 ENT-AGI-REF-IMPL" + ], + "tiers": { + "T1": "Operational/Engineering — CI/CD, K8s, Kafka, OPA, Terraform, golden envs", + "T2": "Enterprise/Supervisory — Control Tower, AI Governance Ledger, autonomous supervisory agents, treaty enforcement", + "T3": "Civilizational/Meta-Cosmic — SACIL, MCIGL, UGL governance constructs" + }, + "regimes": [ + "EU AI Act 2026 (High-Risk + GPAI Arts 53/55)", + "NIST AI RMF 1.0 (Govern/Map/Measure/Manage)", + "ISO/IEC 42001:2023 AIMS", + "ISO/IEC 23894 (AI risk)", + "ISO/IEC 5338 (AI lifecycle)", + "GDPR Art 22, 25, 35", + "Basel III/IV (BCBS 239 risk data aggregation)", + "SR 11-7 (Fed Model Risk Management)", + "PRA SS1/23, FCA Consumer Duty, MAS FEAT, HKMA", + "OECD AI Principles 2019", + "US EO 14110 + OMB M-24-10", + "FCRA/ECOA, GLBA" + ], + "counts": { + "tiers": 3, + "modules": 14, + "sections": 56, + "schemas": 12, + "codeExamples": 14, + "caseStudies": 6, + "apiRoutes": 92, + "controls": 380, + "kpis": 22, + "opaPolicies": 48, + "treatyClauses": 18 + }, + "apiPrefix": "/api/tier13-fullstack", + "modules": [ + { + "id": "M1", + "title": "M1 — Full-Stack Ontology Collapse (Tier 1 → Tier 3)", + "summary": "Collapses 380 controls and 7 governance layers into a tractable Tier 1-3 ontology with bidirectional traceability from atomic OPA rules up to UGL meta-cosmic principles.", + "sections": [ + { + "id": "M1-S1", + "title": "Three-Tier Ontology Lattice", + "content": [ + "Tier 1 (Operational): CI/CD gates, container/cluster runtime, message bus, policy engine, IaC.", + "Tier 2 (Enterprise/Supervisory): Control Tower, AI Governance Ledger (AIGL), autonomous supervisory agents, AI treaty layer.", + "Tier 3 (Civilizational/Meta-Cosmic): SACIL (Sovereign AI Civilization Layer), MCIGL (Multi-Civilizational Intergovernmental Ledger), UGL (Universal Governance Lattice).", + "Each tier emits attestations consumable by the tier above; each upper tier emits constraints flowing downward as policy bundles." + ], + "diagram": [ + "T3 UGL ───constraints──▶ T2 Treaty Layer ───constraints──▶ T1 OPA bundles", + "T1 evidence ──attestations▶ T2 Ledger ──proofs──▶ T3 MCIGL/SACIL inscription" + ] + }, + { + "id": "M1-S2", + "title": "Ontology Domains (7 layers collapsed to 3 tiers)", + "content": [ + "L1 Code & Build (T1)", + "L2 Runtime & Data (T1)", + "L3 Model & Decision (T1↔T2)", + "L4 Policy & Control (T2)", + "L5 Supervisory & Treaty (T2↔T3)", + "L6 Civilizational (T3)", + "L7 Meta-Cosmic / UGL (T3)" + ] + }, + { + "id": "M1-S3", + "title": "Traceability Identifiers", + "content": [ + "Control ID format: CTL-- (e.g., CTL-L4-021).", + "OPA rule binding: package gov..; metadata: control_id, regime_refs[], tier, sacilPrinciple.", + "Every Tier-1 PR enforces presence of {control_id, regime_refs[]} in policy metadata via OPA conftest." + ] + }, + { + "id": "M1-S4", + "title": "Cross-Tier Invariants", + "content": [ + "INV-1: No Tier-1 deployment without signed Tier-2 trust contract.", + "INV-2: No Tier-2 supervisory message without UGL-aligned ethical hash.", + "INV-3: Tier-3 inscriptions are append-only, anchored in Rekor + MCIGL Merkle root.", + "INV-4: Drift between tiers > ε triggers SEV-1 reconciliation within 30 minutes." + ] + } + ] + }, + { + "id": "M2", + "title": "M2 — Tier 1: CI/CD Policy Gates (Pre-Merge → Pre-Prod → Prod)", + "summary": "Five-stage CI/CD gate pipeline enforcing OPA/Rego policies, SBOM, model cards, fairness/robustness scans, and SLSA L3 provenance before any AI artifact reaches a regulated environment.", + "sections": [ + { + "id": "M2-S1", + "title": "Gate Pipeline (G0..G4)", + "content": [ + "G0 Pre-Commit: secrets scan, lint, license check (OPA conftest).", + "G1 Pre-Merge: unit tests, model-card schema, dataset-card schema, OPA policy diff, SBOM (CycloneDX 1.5).", + "G2 Build: SLSA L3 provenance (in-toto + Sigstore cosign), reproducible image digest, hybrid Ed25519+Dilithium3 signature.", + "G3 Pre-Prod: fairness scan (AIR≥0.85), robustness (HELM-style adversarial), data-protection impact (DPIA), Basel-style stress test pack.", + "G4 Prod: human-in-the-loop sign-off (CAIO+CRO), Trust Contract issued, AIGL anchor, Codex inscription." + ], + "regime_refs": [ + "EU AI Act Art 9-15", + "ISO/IEC 42001 8.x", + "NIST AI RMF Manage 2.x", + "SR 11-7 III.A" + ] + }, + { + "id": "M2-S2", + "title": "GitHub Actions / GitLab CI Reference", + "content": [ + "Workflow file `.github/workflows/ai-gov-gates.yml` enforces G0-G4 with required status checks.", + "OIDC-only deploy: no long-lived secrets; cosign keyless signing.", + "Branch protection: G3+G4 jobs are required; human approval via CODEOWNERS for /models/*." + ] + }, + { + "id": "M2-S3", + "title": "Deployment Considerations", + "content": [ + "Per-jurisdiction job matrix: EU/UK/US/SG/HK; each runs the regime-specific OPA bundle.", + "Air-gapped variant for Tier-1 G-SIBs uses self-hosted runners + private Sigstore (Rekor mirror).", + "Failed gates emit `gate.failed` Kafka event, blocked deploy + PagerDuty SEV-2 if recurrent." + ] + }, + { + "id": "M2-S4", + "title": "Gate-to-Regime Traceability", + "content": [ + "G1 → ISO/IEC 42001 §8.4 (operational planning)", + "G2 → NIST AI RMF Map 2.1, EU AI Act Art 12 (record-keeping)", + "G3 → EU AI Act Art 9 (risk mgmt) + Art 10 (data) + SR 11-7 III.B (model validation)", + "G4 → EU AI Act Art 14 (human oversight) + ISO/IEC 42001 §9.3 (mgmt review)" + ] + } + ] + }, + { + "id": "M3", + "title": "M3 — Tier 1: Kubernetes + Kafka + OPA Runtime Control Stack", + "summary": "Hardened K8s clusters with OPA Gatekeeper admission, Istio mTLS, Kafka WORM audit topics with ACL governance, governance side-cars, and Next.js explainability front-ends.", + "sections": [ + { + "id": "M3-S1", + "title": "Cluster Topology", + "content": [ + "Per-jurisdiction K8s clusters (EU-WEST, US-EAST, APAC-SG, APAC-HK, UK).", + "Three node pools: model-serving (GPU/TPU, taints), governance-control (CPU), audit-edge (CPU + ephemeral storage).", + "PSP/PSA = restricted; runtimeClass = gVisor/Kata for high-risk models." + ] + }, + { + "id": "M3-S2", + "title": "OPA Gatekeeper Admission", + "content": [ + "ConstraintTemplates: K8sRequiredLabels (ai.system.id), K8sBlockUnsignedImages, K8sRequireModelCardCM, K8sRequireSidecarGov.", + "Audit interval: 60s; sync replication into Tier-2 ledger every 5 min.", + "Mutation webhook injects governance side-car (gov-sidecar:1.4) into every AI Pod." + ] + }, + { + "id": "M3-S3", + "title": "Kafka WORM Audit Topics + ACLs", + "content": [ + "Topics: `gov.decision.envelope`, `gov.incident`, `gov.attestation`, `gov.kpi`, `gov.policy.violation`.", + "Compaction OFF, log.retention.ms=immutable (broker-level WORM via tiered storage to S3 Object Lock COMPLIANCE).", + "ACL governance: only `gov-svc` principal may produce; `audit-svc` and `ledger-svc` may consume; ACL changes require dual-control + OPA review." + ] + }, + { + "id": "M3-S4", + "title": "Service Mesh & Sidecars", + "content": [ + "Istio mTLS STRICT; AuthorizationPolicy per AI system ID.", + "Governance side-car (Node 20 / Python 3.12) intercepts inference requests, signs Decision Envelope, publishes to `gov.decision.envelope`.", + "Next.js explainability front-end consumes envelopes via authenticated WebSocket and renders SHAP/LIME + counterfactuals." + ] + } + ] + }, + { + "id": "M4", + "title": "M4 — Tier 1: Terraform-Deployed Golden Environments", + "summary": "Versioned, OPA-validated Terraform modules deploying golden AI environments per jurisdiction with WORM storage, KMS, observability, and supervisory exfil endpoints.", + "sections": [ + { + "id": "M4-S1", + "title": "Module Catalog", + "content": [ + "tf-modules/ai-cluster (EKS/GKE/AKS variants)", + "tf-modules/ai-kafka (MSK/Confluent + Object Lock)", + "tf-modules/ai-opa (Gatekeeper + bundle server)", + "tf-modules/ai-ledger-anchor (KMS + Rekor mirror)", + "tf-modules/ai-supervisor-vpn (Treaty Authority readonly access)" + ] + }, + { + "id": "M4-S2", + "title": "Policy-as-Code in Plan Phase", + "content": [ + "`terraform plan -out` → `conftest test` against `policy/iac/*.rego` → fail on: public S3, KMS rotation off, missing tags (ai.system.id, jurisdiction, sensitivity).", + "Atlantis or Terraform Cloud Sentinel hard-mandatory for prod workspaces." + ] + }, + { + "id": "M4-S3", + "title": "Golden Environment Specifications", + "content": [ + "Tagging: ai.system.id, model.version, regime, criticality, owner.team, retention.years.", + "Encryption: CMK per jurisdiction; envelope encryption for model artifacts; HSM-backed for SR 11-7 Tier-1 models.", + "Observability: Prometheus + Tempo + Loki + OpenTelemetry; SLO burn alerts wired to SEV escalation." + ] + }, + { + "id": "M4-S4", + "title": "Deployment Considerations", + "content": [ + "Drift detection every 15 min (driftctl) → Tier-2 ledger event if drift > threshold.", + "Disaster recovery: cross-region replicated WORM bucket + ledger snapshots; RPO ≤ 5 min, RTO ≤ 30 min.", + "Sovereign-cloud variants for EU (Gaia-X), CN (CMG), IN (MeghRaj)." + ] + } + ] + }, + { + "id": "M5", + "title": "M5 — Tier 1: OPA/Rego Policy Enforcement Library (48 policies)", + "summary": "Catalogued OPA bundles spanning IaC, K8s admission, CI/CD, runtime decisions, and data-rights enforcement with explicit regime mapping.", + "sections": [ + { + "id": "M5-S1", + "title": "Bundle Layout", + "content": [ + "bundles/iac (12 policies)", + "bundles/k8s-admission (10 policies)", + "bundles/cicd-gates (8 policies)", + "bundles/runtime-decisions (12 policies, e.g., FCRA adverse-action eligibility)", + "bundles/data-rights (6 policies, GDPR Art 22 / 35 enforcement)" + ] + }, + { + "id": "M5-S2", + "title": "Sample Policy → Regime Mapping (subset)", + "content": [ + "POL-CICD-002 require_model_card → ISO/IEC 42001 §7.5, EU AI Act Art 11", + "POL-RT-007 fcra_adverse_action_required → FCRA §615(a), ECOA Reg B", + "POL-RT-011 gdpr_art22_human_review → GDPR Art 22(3)", + "POL-K8S-004 require_signed_image → SLSA L3, NIST SSDF PO.5", + "POL-IAC-009 worm_object_lock → BCBS 239 §3 (data integrity)" + ] + }, + { + "id": "M5-S3", + "title": "Decision API & Latency Budget", + "content": [ + "OPA sidecar p99 ≤ 8 ms; bundle refresh every 60 s with HMAC + Cosign signature verification.", + "Decision logs streamed to `gov.decision.envelope` Kafka topic; sampled at 100% for high-risk models, 10% otherwise." + ] + }, + { + "id": "M5-S4", + "title": "Tier-2 / Tier-3 Hooks", + "content": [ + "Each rule carries `metadata.sacilPrinciple` (e.g., `consent`, `non-domination`, `proportionality`).", + "Aggregate rule firings feed Tier-3 UGL conformance scoring (M13)." + ] + } + ] + }, + { + "id": "M6", + "title": "M6 — Tier 2: Basel-Style AI Stress Tests & Capital Overlay", + "summary": "Annual + on-demand AI stress test framework producing capital overlays, fed back into Pillar 2 ICAAP and aligned with PRA SS3/18 + Fed CCAR-style scenarios.", + "sections": [ + { + "id": "M6-S1", + "title": "Scenario Library (12 scenarios)", + "content": [ + "S1 Severe macro + concept drift", + "S2 Adversarial prompt injection storm", + "S3 Cross-jurisdiction divergence (e.g., EU vs US fairness regimes)", + "S4 Vendor model recall (foundation provider revokes weights)", + "S5 Data poisoning at retrain horizon", + "S6 Liquidity crunch + AI mis-pricing", + "S7 Cyber + AI compound (ransomware + model theft)", + "S8 GPAI capability jump (frontier T3 emergence)", + "S9 Treaty regime fragmentation", + "S10 Sanctions surge + KYC-AI false negatives", + "S11 Climate transition shock + ESG model drift", + "S12 Quantum cryptanalytic break of legacy signing" + ] + }, + { + "id": "M6-S2", + "title": "Methodology", + "content": [ + "Shock vectors injected at data, model, and decision layers.", + "Severity grades: mild / adverse / severely adverse, mirroring Fed DFAST.", + "Capital overlay = base ICAAP buffer + ΔAI-VaR + interpretability gap penalty." + ] + }, + { + "id": "M6-S3", + "title": "Outputs & Regulator Submission", + "content": [ + "Quarterly stress-pack to Board Risk Committee + supervisor.", + "Schema: `aiStressTestResult` (M9).", + "PRA SS1/23, SR 15-18, EBA GL/2018/03 alignment columns." + ] + }, + { + "id": "M6-S4", + "title": "Capital Overlay Responsiveness KPI", + "content": [ + "KPI-COR-1: latency from stress event detection to capital overlay update ≤ 5 business days.", + "KPI-COR-2: drift-induced overlay reconciliation across jurisdictions ≤ 24h." + ] + } + ] + }, + { + "id": "M7", + "title": "M7 — Tier 2: AI Governance Control Tower", + "summary": "Single pane of glass for board, CRO, CISO, CAIO, and supervisors aggregating real-time risk scores, KPIs, incidents, attestations, and treaty status.", + "sections": [ + { + "id": "M7-S1", + "title": "Architecture", + "content": [ + "Backend: Kafka Streams + Flink → ClickHouse for OLAP; Postgres for entity store.", + "API: GraphQL gateway + REST `/api/tier13-fullstack/*`.", + "Frontend: React + Next.js, role-aware (Board/CRO/CISO/CAIO/Supervisor)." + ] + }, + { + "id": "M7-S2", + "title": "Component Catalog", + "content": [ + "CT-01 Risk Heatmap (jurisdiction × system)", + "CT-02 KPI Gauges (22 supervisory KPIs)", + "CT-03 Incident Wall (SEV-0..SEV-3)", + "CT-04 Deterministic Audit Replay", + "CT-05 Multi-Decision Replay (fairness counterfactuals)", + "CT-06 Population Heatmap (protected classes)", + "CT-07 Predictive Governance Dashboard", + "CT-08 Treaty Compliance Wall", + "CT-09 Codex Continuity Panel" + ] + }, + { + "id": "M7-S3", + "title": "Real-Time Risk Score", + "content": [ + "Composite score = Σ wᵢ · KPIᵢ; weights board-approved annually, drift-adaptive.", + "Refresh ≤ 10 s for SEV-impacting KPIs; ≤ 60 s otherwise.", + "Score breach triggers automated Tier-2 response playbooks." + ] + }, + { + "id": "M7-S4", + "title": "Supervisor Read-Only Tenancy", + "content": [ + "Each supervisor (ECB, Fed, PRA, MAS, HKMA) gets a tenant view with watermarked exports.", + "Joint Supervisory Operating Protocol (JSOP) message bus integrated." + ] + } + ] + }, + { + "id": "M8", + "title": "M8 — Tier 2/3: Global AI Governance Ledger with Streaming Attestations", + "summary": "Append-only, cryptographically-anchored ledger uniting enterprise AIGL with the Multi-Civilizational Intergovernmental Ledger (MCIGL); supports real-time streaming attestations and zero-knowledge proofs.", + "sections": [ + { + "id": "M8-S1", + "title": "Ledger Architecture", + "content": [ + "Per-firm AIGL: hash-chained Postgres + Merkle tree, anchored hourly to Rekor + public blockchain (Sigstore) + MCIGL.", + "MCIGL: federated DAG across G-SIFI consortium + supervisors + treaty authority; consensus via HotStuff-BFT.", + "Hybrid signing: Ed25519 + Dilithium3 (post-quantum)." + ] + }, + { + "id": "M8-S2", + "title": "Attestation Streaming", + "content": [ + "Stream: `gov.attestation` Kafka topic, schema `attestationEvent`.", + "Backpressure-safe; downstream supervisor consumers pull via authenticated gRPC stream.", + "Latency p95 ≤ 2 s end-to-end." + ] + }, + { + "id": "M8-S3", + "title": "Zero-Knowledge Proofs", + "content": [ + "ZK-SNARK proofs of property compliance (e.g., AIR ≥ 0.85) without revealing protected data.", + "Prover: gnark / circom; Verifier embedded in MCIGL nodes.", + "Use case: cross-border fairness attestation without GDPR data transfer." + ] + }, + { + "id": "M8-S4", + "title": "Ledger-to-Regime Trace", + "content": [ + "Every entry references control_id, regime_refs[], sacilPrinciple, uglAxiom.", + "Regulator query → ZK proof or full evidence with audit trail." + ] + } + ] + }, + { + "id": "M9", + "title": "M9 — Tier 2: Autonomous Supervisory Agents & Negotiation Protocols", + "summary": "Sandboxed autonomous agents acting on behalf of supervisors and the firm, communicating via the JSOP message bus and negotiating remediation under formal protocols.", + "sections": [ + { + "id": "M9-S1", + "title": "Agent Roster", + "content": [ + "ASA-Reg (regulator agent, read-only + query)", + "ASA-Firm (firm agent, evidence producer)", + "ASA-Treaty (treaty authority arbiter)", + "ASA-SafetyInst (AI Safety Institute observer)", + "ASA-Audit (independent audit agent, third line)" + ] + }, + { + "id": "M9-S2", + "title": "Negotiation Protocol (NP-1 \"Remediation Handshake\")", + "content": [ + "Phase 1 Discovery: ASA-Reg issues structured query (JSOP envelope).", + "Phase 2 Disclosure: ASA-Firm responds with evidence bundle + ZK proofs.", + "Phase 3 Triangulation: ASA-Audit corroborates, ASA-Treaty observes.", + "Phase 4 Remediation: agreed plan signed by CAIO+CRO+ASA-Reg, anchored to AIGL.", + "Phase 5 Closure: ASA-SafetyInst certifies; codex inscription." + ] + }, + { + "id": "M9-S3", + "title": "Sandboxing & Containment", + "content": [ + "Agents run in gVisor + seccomp profiles, no outbound network except JSOP bus.", + "Capability tokens (macaroons) scope each action; revocable in ≤ 60 s.", + "Kill-switch: ASA-Treaty + Board joint signature." + ] + }, + { + "id": "M9-S4", + "title": "JSOP Message Schema (jsopMessage)", + "content": [ + "Fields: msgId, ts, sender, recipients[], intent, payload, signatures[], ledgerAnchor, ethicalHash.", + "All messages double-signed (Ed25519 + Dilithium3) and anchored to MCIGL within 5 s." + ] + } + ] + }, + { + "id": "M10", + "title": "M10 — Tier 2/3: AI Treaty Enforcement & Legal Harmonization Layer", + "summary": "Codifies multilateral AI treaties (CoE Framework Convention, Bletchley/Seoul/Paris declarations) into machine-enforceable clauses harmonized with national/regional law.", + "sections": [ + { + "id": "M10-S1", + "title": "Treaty Clause Catalog (18 clauses)", + "content": [ + "TC-01 Frontier model evaluation pre-deployment", + "TC-02 Catastrophic risk reporting (≤72h)", + "TC-03 Compute reporting threshold (10^25 FLOP)", + "TC-04 Cross-border incident notification", + "TC-05 Independent third-party audits", + "TC-06 Human oversight non-derogable", + "TC-07 Open evaluation participation", + "TC-08 Sanctions/dual-use export control", + "TC-09 Critical-infrastructure protection", + "TC-10 Data-protection mutual recognition", + "TC-11 Rights-impact assessment", + "TC-12 Whistleblower protection", + "…" + ] + }, + { + "id": "M10-S2", + "title": "Harmonization Matrix", + "content": [ + "Each clause mapped to: EU AI Act articles, NIST RMF subcategories, ISO/IEC 42001 controls, GDPR articles, Basel/SR 11-7 paragraphs, and SACIL/MCIGL/UGL principles.", + "Conflicts resolved by `harmonizationRule` (most-protective-prevails by default; treaty override possible)." + ] + }, + { + "id": "M10-S3", + "title": "Enforcement Path", + "content": [ + "Treaty clause → Tier-2 policy template → OPA bundle → Tier-1 admission/runtime enforcement.", + "Violations: ASA-Treaty arbitration → MCIGL penalty inscription → optional sanctions list." + ] + }, + { + "id": "M10-S4", + "title": "Legal Tech Stack", + "content": [ + "Akoma Ntoso / LegalRuleML for clause representation.", + "Lean / TLA+ for formal-verification of critical invariants (e.g., human-oversight non-bypass).", + "Smart-contract escrow for cross-border remediation deposits (optional, jurisdiction-permitted)." + ] + } + ] + }, + { + "id": "M11", + "title": "M11 — Tier 3: SACIL — Sovereign AI Civilization Layer", + "summary": "Civilizational governance plane embedding sovereign AI principles—consent, non-domination, proportionality, plurality, restorative justice—into all Tier-1/2 decisions.", + "sections": [ + { + "id": "M11-S1", + "title": "SACIL Principles (12)", + "content": [ + "P1 Consent (informed, revocable)", + "P2 Non-Domination", + "P3 Proportionality", + "P4 Plurality of values", + "P5 Restorative Justice (vs purely punitive)", + "P6 Inter-Generational Equity", + "P7 Ecological Stewardship", + "P8 Cultural Continuity", + "P9 Cognitive Liberty", + "P10 Algorithmic Humility", + "P11 Transparency-by-Witness", + "P12 Reciprocity Across Borders" + ] + }, + { + "id": "M11-S2", + "title": "Operationalization", + "content": [ + "Each OPA rule MUST cite ≥1 SACIL principle in metadata.", + "SACIL conformance score per system = weighted coverage across firings.", + "Annual SACIL audit by independent civic body." + ] + }, + { + "id": "M11-S3", + "title": "Civic Interfaces", + "content": [ + "Public Witness Portal: redacted decision summaries + appeal channel.", + "Indigenous & minority data sovereignty controls (CARE principles).", + "Citizen jury sampling for high-impact systems." + ] + }, + { + "id": "M11-S4", + "title": "SACIL → Tier-1 Trace", + "content": [ + "Trace path: SACIL P-x → UGL Axiom A-y → Treaty Clause TC-z → OPA rule POL-…", + "Inverse path provable via AIGL/MCIGL queries." + ] + } + ] + }, + { + "id": "M12", + "title": "M12 — Tier 3: MCIGL — Multi-Civilizational Intergovernmental Ledger", + "summary": "Federated ledger anchoring inter-jurisdictional and inter-civilizational AI governance commitments, enabling treaty-grade auditability and dispute resolution.", + "sections": [ + { + "id": "M12-S1", + "title": "Federation Topology", + "content": [ + "Nodes: G-SIFI consortium, supervisors, treaty authority, AI Safety Institutes, civic observers.", + "Consensus: HotStuff-BFT with signed checkpoints; quorum diversity rule (≥3 jurisdictions).", + "Throughput target: 5,000 attestations/sec; finality ≤ 3 s." + ] + }, + { + "id": "M12-S2", + "title": "Inscription Types", + "content": [ + "Codex chapters, treaty ratifications, supervisory rulings, frontier-model evaluations, civic verdicts." + ] + }, + { + "id": "M12-S3", + "title": "Dispute Resolution", + "content": [ + "On-ledger arbitration via ASA-Treaty + human panel.", + "Outcomes binding under treaty; sanctions sequence: warning → remediation deposit → operational restriction → license suspension." + ] + }, + { + "id": "M12-S4", + "title": "Continuity & Resonance Archives", + "content": [ + "Resonance archive: long-form narrative records (codex sealing/renewal/continuity/inscription/resonance).", + "Cultural-persistence guarantees: minimum retention 50 years; multi-modal (text, audio, signed video) evidence integrity." + ] + } + ] + }, + { + "id": "M13", + "title": "M13 — Tier 3: UGL — Universal Governance Lattice (Meta-Cosmic)", + "summary": "Top-tier abstract lattice of axioms harmonizing all known AI governance frameworks under a single category-theoretic structure suitable for verification and inter-framework translation.", + "sections": [ + { + "id": "M13-S1", + "title": "UGL Axioms (10)", + "content": [ + "A1 Bounded Capability (no system exceeds sanctioned capability without renewed consent)", + "A2 Verifiable Provenance", + "A3 Reversibility (every consequential decision is reversible or compensable)", + "A4 Pluralistic Alignment", + "A5 Humane Interpretability", + "A6 Distributive Risk Equity", + "A7 Temporal Continuity", + "A8 Ecological Coherence", + "A9 Epistemic Humility", + "A10 Cosmic Stewardship" + ] + }, + { + "id": "M13-S2", + "title": "Category-Theoretic Structure", + "content": [ + "UGL formalized as a poset/lattice of governance properties; each regime is a functor into UGL.", + "Inter-framework translation = natural transformations between functors.", + "Conformance = existence of monomorphism from regime constraints into UGL axioms." + ] + }, + { + "id": "M13-S3", + "title": "Verification Tooling", + "content": [ + "Lean 4 library `ugl-core` proves invariants (e.g., reversibility ⇒ rollback obligation).", + "TLA+ specs for treaty-level state machines.", + "Coq port for high-assurance defense/finance variants." + ] + }, + { + "id": "M13-S4", + "title": "UGL Conformance Score", + "content": [ + "Score per system ∈ [0,1]; minimum 0.85 for high-risk; 0.95 for systemic AI.", + "Score breach → Tier-2 capital overlay + Tier-3 inscription." + ] + } + ] + }, + { + "id": "M14", + "title": "M14 — Phased Roadmap, Resource Plan, & Maturity Model (2026-2030)", + "summary": "Five-phase deployment plan from Tier-1 foundation (2026) to Tier-3 federation (2029-2030), with FTE/budget envelopes and a 6-tier maturity model.", + "sections": [ + { + "id": "M14-S1", + "title": "Phases", + "content": [ + "P1 2026 H1 — Tier-1 foundation: CI/CD gates, OPA bundles, K8s+Kafka+Terraform.", + "P2 2026 H2 — Tier-1 hardening + first AIGL anchor; Sentinel v2.4 GA.", + "P3 2027 — Tier-2 Control Tower + autonomous supervisory agents (pilot with one supervisor).", + "P4 2028 — Tier-2 federation: JSOP + treaty clauses live; Basel-style stress tests in production.", + "P5 2029-2030 — Tier-3 federation: SACIL audits, MCIGL go-live, UGL conformance scoring." + ] + }, + { + "id": "M14-S2", + "title": "Resource Envelope (per Tier-1 G-SIB)", + "content": [ + "Run-rate: ~180-220 FTE; ~$240-310M/yr by 2028.", + "Capex: $180-260M build (2026-2028).", + "Vendor mix: cloud, OPA Styra, Confluent, Sigstore, Lean/Coq specialists, civic-audit firms." + ] + }, + { + "id": "M14-S3", + "title": "Maturity Model (M0..M5)", + "content": [ + "M0 Ad-hoc; M1 Documented; M2 Tier-1 Automated; M3 Tier-2 Federated; M4 Tier-3 Treaty-Aligned; M5 UGL-Conformant.", + "Self-assessment + independent attestation annually." + ] + }, + { + "id": "M14-S4", + "title": "Strategic Bets 2030", + "content": [ + "Quantum-safe migration complete (hybrid Ed25519 + Dilithium3 default).", + "MCIGL adopted by ≥8 supervisors and ≥20 G-SIFIs.", + "UGL conformance ≥ 0.92 average across portfolio.", + "Public Witness Portal in 12 jurisdictions." + ] + } + ] + } + ], + "schemas": [ + { + "id": "tierMapping", + "title": "Tier 1-3 Mapping Record", + "fields": [ + "controlId", + "tier", + "layer", + "regimeRefs", + "sacilPrinciple", + "uglAxiom" + ] + }, + { + "id": "decisionEnvelope", + "title": "Decision Envelope (per AI decision)", + "fields": [ + "envelopeId", + "ts", + "systemId", + "input", + "output", + "explanations", + "fairness", + "policyDecisions", + "signatures" + ] + }, + { + "id": "policyDecision", + "title": "OPA Policy Decision", + "fields": [ + "policyId", + "result", + "controlId", + "regimeRefs", + "latencyMs" + ] + }, + { + "id": "attestationEvent", + "title": "Streaming Attestation", + "fields": [ + "attId", + "ts", + "subject", + "claim", + "proofType", + "ledgerAnchor" + ] + }, + { + "id": "aiStressTestResult", + "title": "Basel-Style AI Stress Test", + "fields": [ + "scenarioId", + "severity", + "delta_var", + "capitalOverlayBps", + "submission" + ] + }, + { + "id": "jsopMessage", + "title": "JSOP Inter-Agent Message", + "fields": [ + "msgId", + "intent", + "payload", + "signatures", + "ledgerAnchor", + "ethicalHash" + ] + }, + { + "id": "trustContract", + "title": "Tier-2 Trust Contract", + "fields": [ + "contractId", + "parties", + "obligations", + "kpiTargets", + "expiry" + ] + }, + { + "id": "treatyClause", + "title": "AI Treaty Clause", + "fields": [ + "clauseId", + "text", + "regimeMapping", + "uglAxioms", + "harmonizationRule" + ] + }, + { + "id": "sacilConformance", + "title": "SACIL Conformance Record", + "fields": [ + "systemId", + "principleScores", + "auditorId", + "verdict" + ] + }, + { + "id": "uglConformance", + "title": "UGL Conformance Score", + "fields": [ + "systemId", + "axiomScores", + "compositeScore", + "verifierProof" + ] + }, + { + "id": "codexInscription", + "title": "MCIGL Codex Inscription", + "fields": [ + "inscriptionId", + "type", + "narrative", + "signatures", + "merkleRoot" + ] + }, + { + "id": "incident", + "title": "SEV-0..SEV-3 Incident", + "fields": [ + "incidentId", + "severity", + "mttd", + "mttr", + "rootCause", + "remediation", + "regulatorNotified" + ] + } + ], + "codeExamples": [ + { + "id": "CE-01", + "title": "OPA/Rego — require_model_card (Tier-1 CI/CD)", + "lang": "rego", + "snippet": "package gov.cicd.model_card\n# control_id: CTL-L1-002\n# regime_refs: [\"EU AI Act Art 11\", \"ISO/IEC 42001 §7.5\"]\n# sacilPrinciple: \"P11 Transparency-by-Witness\"\ndeny[msg] {\n input.kind == \"PullRequest\"\n not input.files[\"MODEL_CARD.md\"]\n msg := \"MODEL_CARD.md required (CTL-L1-002)\"\n}" + }, + { + "id": "CE-02", + "title": "OPA/Rego — fcra_adverse_action (Tier-1 Runtime)", + "lang": "rego", + "snippet": "package gov.runtime.fcra\n# control_id: CTL-L3-007\n# regime_refs: [\"FCRA §615(a)\", \"ECOA Reg B\"]\ndeny[msg] {\n input.decision == \"deny_credit\"\n not input.adverseActionNotice.required\n msg := \"FCRA adverse-action notice missing (CTL-L3-007)\"\n}" + }, + { + "id": "CE-03", + "title": "Gatekeeper ConstraintTemplate — K8sRequireSidecarGov", + "lang": "yaml", + "snippet": "apiVersion: templates.gatekeeper.sh/v1\nkind: ConstraintTemplate\nmetadata: {name: k8srequiresidecargov}\nspec:\n crd: {spec: {names: {kind: K8sRequireSidecarGov}}}\n targets:\n - target: admission.k8s.gatekeeper.sh\n rego: |\n package k8srequiresidecargov\n violation[{\"msg\": msg}] {\n input.review.kind.kind == \"Pod\"\n not has_gov_sidecar\n msg := \"Pod must include gov-sidecar (CTL-L2-014)\"\n }\n has_gov_sidecar { input.review.object.spec.containers[_].image == \"registry/gov-sidecar:1.4\" }" + }, + { + "id": "CE-04", + "title": "Terraform — WORM Bucket with Object Lock", + "lang": "hcl", + "snippet": "resource \"aws_s3_bucket\" \"audit\" {\n bucket = \"gov-audit-${var.jurisdiction}\"\n object_lock_enabled = true\n tags = { \"ai.system.id\" = \"audit\", jurisdiction = var.jurisdiction, retention.years = \"11\" }\n}\nresource \"aws_s3_bucket_object_lock_configuration\" \"audit\" {\n bucket = aws_s3_bucket.audit.id\n rule { default_retention { mode = \"COMPLIANCE\" years = 11 } }\n}" + }, + { + "id": "CE-05", + "title": "GitHub Actions — G3 Stress + Fairness Gate", + "lang": "yaml", + "snippet": "name: ai-gov-gates\non: [pull_request]\njobs:\n g3-pre-prod:\n runs-on: ubuntu-latest\n steps:\n - uses: actions/checkout@v4\n - run: pip install fairlearn helm-eval\n - run: python scripts/fairness_check.py --air-min 0.85\n - run: python scripts/stress_pack.py --pack basel-ai-12\n - run: conftest test --policy bundles/cicd-gates" + }, + { + "id": "CE-06", + "title": "Hybrid Ed25519 + Dilithium3 Signer (Python)", + "lang": "python", + "snippet": "from nacl.signing import SigningKey\nfrom pqcrypto.sign.dilithium3 import generate_keypair, sign\ndef hybrid_sign(msg: bytes, ed_sk: SigningKey, pq_sk: bytes) -> dict:\n return {\n \"ed25519\": ed_sk.sign(msg).signature.hex(),\n \"dilithium3\": sign(pq_sk, msg).hex(),\n }" + }, + { + "id": "CE-07", + "title": "Kafka WORM Topic Config + ACL", + "lang": "shell", + "snippet": "kafka-topics --create --topic gov.decision.envelope \\\n --partitions 24 --replication-factor 3 \\\n --config retention.ms=-1 --config cleanup.policy=delete \\\n --config min.insync.replicas=2\nkafka-acls --add --producer --topic gov.decision.envelope --allow-principal User:gov-svc\nkafka-acls --add --consumer --topic gov.decision.envelope --group ledger --allow-principal User:ledger-svc" + }, + { + "id": "CE-08", + "title": "TLA+ — Human Oversight Non-Bypass Invariant", + "lang": "tla", + "snippet": "---- MODULE HumanOversight ----\nVARIABLE state, decisions\nHumanReviewed(d) == d.review = \"human\"\nNonBypass == \\A d \\in decisions: d.impact = \"high\" => HumanReviewed(d)\nSpec == Init /\\ [][Next]_<> /\\ []NonBypass\n====" + }, + { + "id": "CE-09", + "title": "Lean 4 — Reversibility ⇒ Rollback Obligation", + "lang": "lean", + "snippet": "structure Decision where\n id : String\n reversible : Bool\n rollbackPlan : Option String\ntheorem reversibility_implies_plan\n (d : Decision) (h : d.reversible = true) : d.rollbackPlan.isSome := by\n -- enforced at policy time; proof obligation discharged by registry" + }, + { + "id": "CE-10", + "title": "ZK-SNARK Fairness Proof (gnark-style)", + "lang": "go", + "snippet": "type FairnessCircuit struct { AIR frontend.Variable; Threshold frontend.Variable `gnark:\",public\"` }\nfunc (c *FairnessCircuit) Define(api frontend.API) error {\n api.AssertIsLessOrEqual(c.Threshold, c.AIR)\n return nil\n}" + }, + { + "id": "CE-11", + "title": "JSOP Message Envelope (JSON)", + "lang": "json", + "snippet": "{\n \"msgId\": \"jsop-2027-04-12-0001\",\n \"ts\": \"2027-04-12T09:14:22Z\",\n \"sender\": \"ASA-Reg/ECB\",\n \"recipients\": [\"ASA-Firm/BANK-X\"],\n \"intent\": \"discovery.fairness\",\n \"payload\": {\"system\": \"credit-uw-eu-1\", \"window\": \"2027Q1\"},\n \"signatures\": {\"ed25519\": \"...\", \"dilithium3\": \"...\"},\n \"ledgerAnchor\": \"mcigl://block/812441/tx/0xabc\",\n \"ethicalHash\": \"ugl:A4,A5;sacil:P3,P11\"\n}" + }, + { + "id": "CE-12", + "title": "Predictive Governance Dashboard — React KPI Gauge", + "lang": "tsx", + "snippet": "export function KpiGauge({label, value, target}:{label:string; value:number; target:number}) {\n const pct = Math.min(100, (value/target)*100);\n const ok = value >= target;\n return (
\n
{label}
\n
{value.toFixed(2)}
\n
\n
);\n}" + }, + { + "id": "CE-13", + "title": "MCIGL Anchor — Rekor + Merkle", + "lang": "python", + "snippet": "import hashlib, requests\ndef anchor(payload: bytes) -> dict:\n digest = hashlib.sha256(payload).hexdigest()\n r = requests.post(\"https://rekor.sigstore.dev/api/v1/log/entries\",\n json={\"kind\":\"hashedrekord\",\"spec\":{\"data\":{\"hash\":{\"algorithm\":\"sha256\",\"value\":digest}}}})\n return {\"rekorUuid\": r.json()[\"uuid\"], \"digest\": digest}" + }, + { + "id": "CE-14", + "title": "OPA Bundle Manifest with SACIL/UGL Metadata", + "lang": "json", + "snippet": "{\n \"bundleId\": \"gov-runtime-1.7.0\",\n \"policies\": [\n {\"id\": \"POL-RT-007\", \"controlId\": \"CTL-L3-007\", \"regime_refs\": [\"FCRA §615(a)\"], \"sacilPrinciple\": \"P5\", \"uglAxiom\": \"A6\"},\n {\"id\": \"POL-RT-011\", \"controlId\": \"CTL-L3-011\", \"regime_refs\": [\"GDPR Art 22\"], \"sacilPrinciple\": \"P1\", \"uglAxiom\": \"A1\"}\n ],\n \"signature\": {\"ed25519\": \"...\", \"dilithium3\": \"...\"}\n}" + } + ], + "caseStudies": [ + { + "id": "CS-01", + "title": "EU G-SIB — Tier-1 to Tier-2 in 18 months", + "summary": "Established CI/CD gates G0-G4, OPA bundle (38 policies), Sentinel v2.4, Control Tower; first AIGL anchor month 9; Tier-2 federation pilot with ECB month 18.", + "outcomes": [ + "Decision-traceability 99.97%", + "MTTR 38 min", + "RAG faithfulness 0.94", + "AIR 0.88 cross-jurisdiction" + ] + }, + { + "id": "CS-02", + "title": "US BHC — SR 11-7 Federated Validation via MCIGL", + "summary": "Deployed federated SR 11-7 model risk validation via MCIGL with Fed + OCC; ZK proofs of fairness without raw data transfer.", + "outcomes": [ + "Validation cycle 6w → 9d", + "Capital overlay updates ≤4 BD", + "Zero data-residency violations" + ] + }, + { + "id": "CS-03", + "title": "UK SMF24 + PRA SS1/23 — Joint Tier-2 Drill", + "summary": "Simulated frontier-model recall (TC-04 + TC-08) using ASA-Reg, ASA-Firm, ASA-Treaty; full negotiation protocol NP-1 executed in sandbox.", + "outcomes": [ + "NP-1 closure 4h12m", + "All evidence ZK-attested", + "PRA SMF24 sign-off" + ] + }, + { + "id": "CS-04", + "title": "Cross-Border Fairness — EU+SG+HK ZK Attestation", + "summary": "Three-jurisdiction credit AI proved AIR ≥ 0.85 to MAS, HKMA, EBA without sharing protected data via MCIGL ZK proofs.", + "outcomes": [ + "3 supervisor sign-offs in 11 days", + "Zero GDPR transfers", + "UGL score 0.93" + ] + }, + { + "id": "CS-05", + "title": "Frontier T3 Capability Spike — Containment in 42 s", + "summary": "GPAI capability evaluation triggered Tier-1 kill-switch + Tier-2 ASA-Treaty arbitration + Tier-3 MCIGL inscription.", + "outcomes": [ + "Containment 42 s", + "Treaty TC-01 enforced", + "Resonance archive entry sealed" + ] + }, + { + "id": "CS-06", + "title": "Climate-Transition AI Drift — Capital Overlay in 3 BD", + "summary": "Scenario S11 ran in production stress harness; mis-pricing detected; ICAAP overlay updated within 3 business days.", + "outcomes": [ + "Δ-VaR captured 92%", + "Overlay 18 bps", + "Board attestation logged" + ] + } + ], + "kpis": [ + { + "id": "KPI-01", + "name": "Decision-traceability ratio", + "target": "≥ 99.95%" + }, + { + "id": "KPI-02", + "name": "False-negative detection rate (high-risk systems)", + "target": "≤ 0.5%" + }, + { + "id": "KPI-03", + "name": "Cross-jurisdiction drift reconciliation", + "target": "≤ 24h" + }, + { + "id": "KPI-04", + "name": "Interpretability coverage ratio", + "target": "≥ 90%" + }, + { + "id": "KPI-05", + "name": "Capital-overlay responsiveness", + "target": "≤ 5 BD" + }, + { + "id": "KPI-06", + "name": "Time-to-regulator deployment", + "target": "≤ 14 d" + }, + { + "id": "KPI-07", + "name": "RSP latency", + "target": "≤ 30 min" + }, + { + "id": "KPI-08", + "name": "Control automation", + "target": "≥ 95%" + }, + { + "id": "KPI-09", + "name": "Evidence automation", + "target": "≥ 96%" + }, + { + "id": "KPI-10", + "name": "RAG faithfulness", + "target": "≥ 0.92" + }, + { + "id": "KPI-11", + "name": "Blocked-harm rate", + "target": "≥ 99.5%" + }, + { + "id": "KPI-12", + "name": "PII leakage", + "target": "≤ 0.01%" + }, + { + "id": "KPI-13", + "name": "Fairness AIR", + "target": "≥ 0.85" + }, + { + "id": "KPI-14", + "name": "Adverse-action SLA", + "target": "≤ 24h" + }, + { + "id": "KPI-15", + "name": "Regulator notification (EU AI Act)", + "target": "≤ 24h" + }, + { + "id": "KPI-16", + "name": "MTTD (SEV-1 governance incident)", + "target": "≤ 4 min" + }, + { + "id": "KPI-17", + "name": "MTTR (SEV-1)", + "target": "≤ 60 min" + }, + { + "id": "KPI-18", + "name": "Kinetic kill-switch", + "target": "≤ 60 s" + }, + { + "id": "KPI-19", + "name": "MCIGL attestation latency p95", + "target": "≤ 2 s" + }, + { + "id": "KPI-20", + "name": "UGL conformance score (high-risk avg)", + "target": "≥ 0.90" + }, + { + "id": "KPI-21", + "name": "SACIL principle coverage", + "target": "≥ 95%" + }, + { + "id": "KPI-22", + "name": "Quantum-safe signature coverage", + "target": "100% by 2030" + } + ], + "opaPolicies": [ + { + "id": "POL-IAC-009", + "tier": "T1", + "domain": "iac", + "name": "worm_object_lock", + "regimeRefs": [ + "BCBS 239 §3", + "EU AI Act Art 12" + ], + "sacil": "P11", + "ugl": "A2" + }, + { + "id": "POL-K8S-004", + "tier": "T1", + "domain": "k8s", + "name": "require_signed_image", + "regimeRefs": [ + "NIST SSDF PO.5", + "SLSA L3" + ], + "sacil": "P11", + "ugl": "A2" + }, + { + "id": "POL-K8S-007", + "tier": "T1", + "domain": "k8s", + "name": "require_gov_sidecar", + "regimeRefs": [ + "ISO/IEC 42001 §8.1" + ], + "sacil": "P11", + "ugl": "A5" + }, + { + "id": "POL-CICD-002", + "tier": "T1", + "domain": "cicd", + "name": "require_model_card", + "regimeRefs": [ + "EU AI Act Art 11", + "ISO/IEC 42001 §7.5" + ], + "sacil": "P11", + "ugl": "A5" + }, + { + "id": "POL-CICD-005", + "tier": "T1", + "domain": "cicd", + "name": "require_dpia", + "regimeRefs": [ + "GDPR Art 35" + ], + "sacil": "P1", + "ugl": "A1" + }, + { + "id": "POL-RT-007", + "tier": "T1", + "domain": "runtime", + "name": "fcra_adverse_action_required", + "regimeRefs": [ + "FCRA §615(a)", + "ECOA Reg B" + ], + "sacil": "P5", + "ugl": "A6" + }, + { + "id": "POL-RT-011", + "tier": "T1", + "domain": "runtime", + "name": "gdpr_art22_human_review", + "regimeRefs": [ + "GDPR Art 22" + ], + "sacil": "P1", + "ugl": "A1" + }, + { + "id": "POL-RT-014", + "tier": "T1", + "domain": "runtime", + "name": "fairness_air_min", + "regimeRefs": [ + "EU AI Act Art 10", + "ECOA" + ], + "sacil": "P3", + "ugl": "A6" + }, + { + "id": "POL-RT-018", + "tier": "T1", + "domain": "runtime", + "name": "kill_switch_capability", + "regimeRefs": [ + "EU AI Act Art 14" + ], + "sacil": "P2", + "ugl": "A1" + }, + { + "id": "POL-DR-003", + "tier": "T1", + "domain": "data-rights", + "name": "right_to_explanation", + "regimeRefs": [ + "GDPR Art 22(3)", + "EU AI Act Art 13" + ], + "sacil": "P11", + "ugl": "A5" + }, + { + "id": "POL-T2-021", + "tier": "T2", + "domain": "control-tower", + "name": "supervisor_readonly_tenancy", + "regimeRefs": [ + "SR 11-7 III.C" + ], + "sacil": "P11", + "ugl": "A2" + }, + { + "id": "POL-T3-005", + "tier": "T3", + "domain": "ugl", + "name": "reversibility_obligation", + "regimeRefs": [ + "UGL A3", + "EU AI Act Art 9" + ], + "sacil": "P5", + "ugl": "A3" + } + ], + "treatyClauses": [ + { + "id": "TC-01", + "name": "Frontier model pre-deployment evaluation", + "regimes": [ + "EU AI Act Art 55", + "Bletchley/Seoul" + ], + "ugl": [ + "A1", + "A9" + ] + }, + { + "id": "TC-02", + "name": "Catastrophic risk reporting ≤ 72h", + "regimes": [ + "EU AI Act Art 55(1)(c)" + ], + "ugl": [ + "A1", + "A7" + ] + }, + { + "id": "TC-03", + "name": "Compute reporting ≥ 10^25 FLOP", + "regimes": [ + "US EO 14110", + "EU AI Act" + ], + "ugl": [ + "A1", + "A2" + ] + }, + { + "id": "TC-06", + "name": "Human oversight non-derogable", + "regimes": [ + "EU AI Act Art 14", + "GDPR Art 22" + ], + "ugl": [ + "A1", + "A5" + ] + }, + { + "id": "TC-10", + "name": "Data-protection mutual recognition", + "regimes": [ + "GDPR", + "Convention 108+" + ], + "ugl": [ + "A2", + "A6" + ] + }, + { + "id": "TC-11", + "name": "Rights-impact assessment", + "regimes": [ + "EU AI Act Art 27", + "CoE Framework" + ], + "ugl": [ + "A4", + "A6" + ] + } + ], + "traceability": { + "examples": [ + { + "regime": "EU AI Act Art 14 (Human oversight)", + "control": "CTL-L3-018", + "opaPolicy": "POL-RT-018", + "sacil": "P2 Non-Domination", + "ugl": "A1 Bounded Capability", + "treaty": "TC-06" + }, + { + "regime": "GDPR Art 22 (Automated decisions)", + "control": "CTL-L3-011", + "opaPolicy": "POL-RT-011", + "sacil": "P1 Consent", + "ugl": "A1 Bounded Capability", + "treaty": "TC-06" + }, + { + "regime": "FCRA §615(a) (Adverse action)", + "control": "CTL-L3-007", + "opaPolicy": "POL-RT-007", + "sacil": "P5 Restorative Justice", + "ugl": "A6 Distributive Risk Equity" + }, + { + "regime": "Basel III BCBS 239", + "control": "CTL-L2-009", + "opaPolicy": "POL-IAC-009", + "sacil": "P11 Transparency-by-Witness", + "ugl": "A2 Verifiable Provenance" + }, + { + "regime": "SR 11-7 III.B (Validation)", + "control": "CTL-L3-022", + "opaPolicy": "POL-T2-022", + "sacil": "P10 Algorithmic Humility", + "ugl": "A9 Epistemic Humility" + }, + { + "regime": "ISO/IEC 42001 §9.3", + "control": "CTL-L4-031", + "opaPolicy": "POL-CICD-031", + "sacil": "P11", + "ugl": "A2" + }, + { + "regime": "NIST AI RMF Manage 2.x", + "control": "CTL-L4-040", + "opaPolicy": "POL-CICD-040", + "sacil": "P3", + "ugl": "A6" + } + ] + }, + "deploymentConsiderations": [ + "Sovereign cloud variants per jurisdiction (Gaia-X EU, CMG CN, MeghRaj IN).", + "Air-gapped Tier-1 G-SIB profile uses self-hosted Sigstore + Rekor mirror.", + "Quantum-safe migration by 2030 using hybrid Ed25519 + Dilithium3 across all signing surfaces.", + "Resilience: cross-region replicated WORM, RPO ≤ 5 min, RTO ≤ 30 min.", + "Cost optimization: spot/interruptible nodes for non-prod; reserved for governance-critical paths.", + "Compliance hard-mandatory mode for production workspaces (Sentinel/Gatekeeper deny-by-default).", + "Independent civic auditors required for SACIL annual audits.", + "Treaty Authority VPN read-only access (no inbound from supervisors except via JSOP)." + ], + "executiveSummary": { + "purpose": "Collapse the full-stack AI governance ontology for G-SIFIs into a tractable Tier 1-3 enterprise blueprint deployable across 2026-2030.", + "approach": "Three tiers (Operational, Enterprise/Supervisory, Civilizational/Meta-Cosmic) with bidirectional traceability — atomic OPA rules ↔ regime articles ↔ SACIL principles ↔ UGL axioms.", + "deliverables": "14 modules, 56 sections, 12 schemas, 14 code examples, 6 case studies, 92 API routes, 380 controls, 22 KPIs, 48 OPA policies, 18 treaty clauses.", + "outcomes": [ + "Regulator-ready evidence at <2s attestation latency.", + "Zero-knowledge cross-border fairness proofs without GDPR transfers.", + "Capital overlays updated within 5 BD of stress events.", + "Frontier kill-switch ≤ 60 s with treaty-grade inscription.", + "UGL conformance ≥ 0.90 average for high-risk systems by 2030." + ] + } +} diff --git a/rag-agentic-dashboard/gen-tier13-fullstack-html.py b/rag-agentic-dashboard/gen-tier13-fullstack-html.py new file mode 100644 index 0000000..bd42924 --- /dev/null +++ b/rag-agentic-dashboard/gen-tier13-fullstack-html.py @@ -0,0 +1,228 @@ +#!/usr/bin/env python3 +"""WP-041 — TIER13-FULLSTACK HTML dashboard renderer.""" +import json, html +from pathlib import Path + +ROOT = Path(__file__).parent +SRC = ROOT / "data" / "tier13-fullstack.json" +OUT = ROOT / "public" / "tier13-fullstack.html" + +D = json.loads(SRC.read_text()) + +def esc(s): + return html.escape(str(s)) if s is not None else "" + +def render_list(items): + return "
    " + "".join(f"
  • {esc(i)}
    • " for i in (items or [])) + "
" + +def render_kv(d): + if not isinstance(d, dict): return esc(d) + return "" + "".join( + f"" for k,v in d.items() + ) + "
{esc(k)}{render_value(v)}
" + +def render_value(v): + if isinstance(v, dict): return render_kv(v) + if isinstance(v, list): + if v and isinstance(v[0], dict): + return "
    " + "".join(f"
  1. {render_kv(x)}
    2. " for x in v) + "
" + return render_list(v) + return esc(v) + +# Modules +mods_html = [] +for m in D["modules"]: + secs = [] + for s in m["sections"]: + body = [] + for k,v in s.items(): + if k in ("id","title"): continue + body.append(f"
{esc(k)}: {render_value(v)}
") + secs.append(f"
{esc(s['id'])} — {esc(s['title'])}{''.join(body)}
") + mods_html.append(f""" +
+

{esc(m['title'])}

+

{esc(m.get('summary',''))}

+ {''.join(secs)} +
""") + +# KPIs +kpi_rows = "".join( + f"{esc(k['id'])}{esc(k['name'])}{esc(k['target'])}" + for k in D["kpis"] +) + +# OPA Policies +opa_rows = "".join( + f"{esc(p['id'])}{esc(p['tier'])}{esc(p['domain'])}{esc(p['name'])}" + f"{esc(', '.join(p['regimeRefs']))}{esc(p['sacil'])}{esc(p['ugl'])}" + for p in D["opaPolicies"] +) + +# Schemas +schema_rows = "".join( + f"{esc(s['id'])}{esc(s['title'])}{esc(', '.join(s['fields']))}" + for s in D["schemas"] +) + +# Code +code_html = "".join( + f"
{esc(c['id'])} — {esc(c['title'])} ({esc(c['lang'])})
{esc(c['snippet'])}
" + for c in D["codeExamples"] +) + +# Cases +case_html = "".join( + f"

{esc(c['id'])} — {esc(c['title'])}

{esc(c['summary'])}

{render_list(c['outcomes'])}
" + for c in D["caseStudies"] +) + +# Traceability +trace_rows = "".join( + f"{esc(t.get('regime',''))}{esc(t.get('control',''))}{esc(t.get('opaPolicy',''))}" + f"{esc(t.get('sacil',''))}{esc(t.get('ugl',''))}{esc(t.get('treaty',''))}" + for t in D["traceability"]["examples"] +) + +# Treaties +treaty_rows = "".join( + f"{esc(t['id'])}{esc(t['name'])}{esc(', '.join(t['regimes']))}{esc(', '.join(t['ugl']))}" + for t in D["treatyClauses"] +) + +HTML = f""" + + + +{esc(D['title'])} — {esc(D['docRef'])} + + +
+

{esc(D['title'])}

+
{esc(D['docRef'])} · v{esc(D['version'])} · {esc(D['horizon'])} · {esc(D['classification'])}
+
Owner: {esc(D['owner'])}
+
+ +
+ +
+

Executive Summary

+

Purpose: {esc(D['executiveSummary']['purpose'])}

+

Approach: {esc(D['executiveSummary']['approach'])}

+

Deliverables: {esc(D['executiveSummary']['deliverables'])}

+

Outcomes

+ {render_list(D['executiveSummary']['outcomes'])} +

Builds On

+
{''.join(f"{esc(b)}" for b in D['buildsOn'])}
+

Counts

+
+ {''.join(f"
{v}
{esc(k)}
" for k,v in D['counts'].items())} +
+
+ +
+

Three-Tier Ontology

+
+ {''.join(f"
{k} — {esc(v)}
" for k,v in D['tiers'].items())} +
+

Regimes Aligned

+
{''.join(f"{esc(r)}" for r in D['regimes'])}
+
+ +
+

Modules (14)

+ {''.join(mods_html)} +
+ +
+

Supervisory KPIs ({len(D['kpis'])})

+ {kpi_rows}
IDNameTarget
+
+ +
+

OPA Policy Catalogue (sample {len(D['opaPolicies'])} of 48)

+ {opa_rows}
IDTierDomainNameRegime RefsSACILUGL
+
+ +
+

Regime → Control → SACIL/UGL Traceability

+ {trace_rows}
RegimeControlOPA PolicySACILUGLTreaty
+
+ +
+

Treaty Clauses (sample {len(D['treatyClauses'])} of 18)

+ {treaty_rows}
IDNameRegimesUGL Axioms
+
+ +
+

Schemas ({len(D['schemas'])})

+ {schema_rows}
IDTitleFields
+
+ +
+

Code Examples ({len(D['codeExamples'])})

+ {code_html} +
+ +
+

Case Studies ({len(D['caseStudies'])})

+
{case_html}
+
+ +
+

Deployment Considerations

+ {render_list(D['deploymentConsiderations'])} +
+ +
+
API prefix: {esc(D['apiPrefix'])} · Generated for {esc(D['docRef'])}
+""" + +OUT.parent.mkdir(parents=True, exist_ok=True) +OUT.write_text(HTML) +print(f"Generated {OUT} ({OUT.stat().st_size/1024:.1f} KB)") diff --git a/rag-agentic-dashboard/gen-tier13-fullstack.py b/rag-agentic-dashboard/gen-tier13-fullstack.py new file mode 100644 index 0000000..f59b454 --- /dev/null +++ b/rag-agentic-dashboard/gen-tier13-fullstack.py @@ -0,0 +1,1062 @@ +#!/usr/bin/env python3 +""" +WP-041 — TIER13-FULLSTACK +Full-stack AI Governance Ontology for G-SIFIs collapsed into a Tier 1-3 +enterprise blueprint (2026-2030). + +Tier 1: Operational/Engineering plane (CI/CD, K8s, Kafka, OPA, Terraform) +Tier 2: Enterprise/Supervisory plane (Control Tower, ledgers, agents, treaties) +Tier 3: Civilizational/Meta-Cosmic plane (SACIL, MCIGL, UGL) +""" +import json, os, sys +from pathlib import Path + +OUT_JSON = Path(__file__).parent / "data" / "tier13-fullstack.json" + +DOC = { + "docRef": "TIER13-FULLSTACK-WP-041", + "version": "1.0.0", + "horizon": "2026-2030", + "classification": "CONFIDENTIAL — Board / CRO / CISO / CAIO / Prudential Supervisor / Treaty Authority / AI Safety Institute", + "title": "Full-Stack AI Governance Ontology — Tier 1–3 Enterprise Blueprint for G-SIFIs", + "subtitle": "From CI/CD Policy Gates to SACIL/MCIGL/UGL Meta-Cosmic Governance (2026-2030)", + "owner": "Group CEO + Chief AI Officer (CAIO) — co-signed by CRO, CISO, GC, DPO, Head of Internal Audit, Treaty Liaison", + "buildsOn": [ + "WP-035 ENT-AGI-GOV-MASTER", + "WP-036 WFAP-GEMINI-IMPL", + "WP-037 GSIFI-AIMS-BLUEPRINT", + "WP-038 AGI-REG-RESILIENT", + "WP-039 INST-AGI-MASTER", + "WP-040 ENT-AGI-REF-IMPL", + ], + "tiers": { + "T1": "Operational/Engineering — CI/CD, K8s, Kafka, OPA, Terraform, golden envs", + "T2": "Enterprise/Supervisory — Control Tower, AI Governance Ledger, autonomous supervisory agents, treaty enforcement", + "T3": "Civilizational/Meta-Cosmic — SACIL, MCIGL, UGL governance constructs", + }, + "regimes": [ + "EU AI Act 2026 (High-Risk + GPAI Arts 53/55)", + "NIST AI RMF 1.0 (Govern/Map/Measure/Manage)", + "ISO/IEC 42001:2023 AIMS", + "ISO/IEC 23894 (AI risk)", + "ISO/IEC 5338 (AI lifecycle)", + "GDPR Art 22, 25, 35", + "Basel III/IV (BCBS 239 risk data aggregation)", + "SR 11-7 (Fed Model Risk Management)", + "PRA SS1/23, FCA Consumer Duty, MAS FEAT, HKMA", + "OECD AI Principles 2019", + "US EO 14110 + OMB M-24-10", + "FCRA/ECOA, GLBA", + ], + "counts": { + "tiers": 3, + "modules": 14, + "sections": 56, + "schemas": 12, + "codeExamples": 14, + "caseStudies": 6, + "apiRoutes": 92, + "controls": 380, + "kpis": 22, + "opaPolicies": 48, + "treatyClauses": 18, + }, + "apiPrefix": "/api/tier13-fullstack", +} + +# ============================================================================ +# MODULES +# ============================================================================ +MODULES = [] + +# --------------------------------------------------------------------------- +# M1 — Ontology Collapse: Tier 1-3 Mapping +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M1", + "title": "M1 — Full-Stack Ontology Collapse (Tier 1 → Tier 3)", + "summary": "Collapses 380 controls and 7 governance layers into a tractable Tier 1-3 ontology with bidirectional traceability from atomic OPA rules up to UGL meta-cosmic principles.", + "sections": [ + { + "id": "M1-S1", + "title": "Three-Tier Ontology Lattice", + "content": [ + "Tier 1 (Operational): CI/CD gates, container/cluster runtime, message bus, policy engine, IaC.", + "Tier 2 (Enterprise/Supervisory): Control Tower, AI Governance Ledger (AIGL), autonomous supervisory agents, AI treaty layer.", + "Tier 3 (Civilizational/Meta-Cosmic): SACIL (Sovereign AI Civilization Layer), MCIGL (Multi-Civilizational Intergovernmental Ledger), UGL (Universal Governance Lattice).", + "Each tier emits attestations consumable by the tier above; each upper tier emits constraints flowing downward as policy bundles." + ], + "diagram": [ + "T3 UGL ───constraints──▶ T2 Treaty Layer ───constraints──▶ T1 OPA bundles", + "T1 evidence ──attestations▶ T2 Ledger ──proofs──▶ T3 MCIGL/SACIL inscription" + ] + }, + { + "id": "M1-S2", + "title": "Ontology Domains (7 layers collapsed to 3 tiers)", + "content": [ + "L1 Code & Build (T1)", + "L2 Runtime & Data (T1)", + "L3 Model & Decision (T1↔T2)", + "L4 Policy & Control (T2)", + "L5 Supervisory & Treaty (T2↔T3)", + "L6 Civilizational (T3)", + "L7 Meta-Cosmic / UGL (T3)" + ] + }, + { + "id": "M1-S3", + "title": "Traceability Identifiers", + "content": [ + "Control ID format: CTL-- (e.g., CTL-L4-021).", + "OPA rule binding: package gov..; metadata: control_id, regime_refs[], tier, sacilPrinciple.", + "Every Tier-1 PR enforces presence of {control_id, regime_refs[]} in policy metadata via OPA conftest." + ] + }, + { + "id": "M1-S4", + "title": "Cross-Tier Invariants", + "content": [ + "INV-1: No Tier-1 deployment without signed Tier-2 trust contract.", + "INV-2: No Tier-2 supervisory message without UGL-aligned ethical hash.", + "INV-3: Tier-3 inscriptions are append-only, anchored in Rekor + MCIGL Merkle root.", + "INV-4: Drift between tiers > ε triggers SEV-1 reconciliation within 30 minutes." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M2 — Tier 1 CI/CD Policy Gates +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M2", + "title": "M2 — Tier 1: CI/CD Policy Gates (Pre-Merge → Pre-Prod → Prod)", + "summary": "Five-stage CI/CD gate pipeline enforcing OPA/Rego policies, SBOM, model cards, fairness/robustness scans, and SLSA L3 provenance before any AI artifact reaches a regulated environment.", + "sections": [ + { + "id": "M2-S1", + "title": "Gate Pipeline (G0..G4)", + "content": [ + "G0 Pre-Commit: secrets scan, lint, license check (OPA conftest).", + "G1 Pre-Merge: unit tests, model-card schema, dataset-card schema, OPA policy diff, SBOM (CycloneDX 1.5).", + "G2 Build: SLSA L3 provenance (in-toto + Sigstore cosign), reproducible image digest, hybrid Ed25519+Dilithium3 signature.", + "G3 Pre-Prod: fairness scan (AIR≥0.85), robustness (HELM-style adversarial), data-protection impact (DPIA), Basel-style stress test pack.", + "G4 Prod: human-in-the-loop sign-off (CAIO+CRO), Trust Contract issued, AIGL anchor, Codex inscription." + ], + "regime_refs": ["EU AI Act Art 9-15", "ISO/IEC 42001 8.x", "NIST AI RMF Manage 2.x", "SR 11-7 III.A"] + }, + { + "id": "M2-S2", + "title": "GitHub Actions / GitLab CI Reference", + "content": [ + "Workflow file `.github/workflows/ai-gov-gates.yml` enforces G0-G4 with required status checks.", + "OIDC-only deploy: no long-lived secrets; cosign keyless signing.", + "Branch protection: G3+G4 jobs are required; human approval via CODEOWNERS for /models/*." + ] + }, + { + "id": "M2-S3", + "title": "Deployment Considerations", + "content": [ + "Per-jurisdiction job matrix: EU/UK/US/SG/HK; each runs the regime-specific OPA bundle.", + "Air-gapped variant for Tier-1 G-SIBs uses self-hosted runners + private Sigstore (Rekor mirror).", + "Failed gates emit `gate.failed` Kafka event, blocked deploy + PagerDuty SEV-2 if recurrent." + ] + }, + { + "id": "M2-S4", + "title": "Gate-to-Regime Traceability", + "content": [ + "G1 → ISO/IEC 42001 §8.4 (operational planning)", + "G2 → NIST AI RMF Map 2.1, EU AI Act Art 12 (record-keeping)", + "G3 → EU AI Act Art 9 (risk mgmt) + Art 10 (data) + SR 11-7 III.B (model validation)", + "G4 → EU AI Act Art 14 (human oversight) + ISO/IEC 42001 §9.3 (mgmt review)" + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M3 — Tier 1 Kubernetes + Kafka + OPA Control Stack +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M3", + "title": "M3 — Tier 1: Kubernetes + Kafka + OPA Runtime Control Stack", + "summary": "Hardened K8s clusters with OPA Gatekeeper admission, Istio mTLS, Kafka WORM audit topics with ACL governance, governance side-cars, and Next.js explainability front-ends.", + "sections": [ + { + "id": "M3-S1", + "title": "Cluster Topology", + "content": [ + "Per-jurisdiction K8s clusters (EU-WEST, US-EAST, APAC-SG, APAC-HK, UK).", + "Three node pools: model-serving (GPU/TPU, taints), governance-control (CPU), audit-edge (CPU + ephemeral storage).", + "PSP/PSA = restricted; runtimeClass = gVisor/Kata for high-risk models." + ] + }, + { + "id": "M3-S2", + "title": "OPA Gatekeeper Admission", + "content": [ + "ConstraintTemplates: K8sRequiredLabels (ai.system.id), K8sBlockUnsignedImages, K8sRequireModelCardCM, K8sRequireSidecarGov.", + "Audit interval: 60s; sync replication into Tier-2 ledger every 5 min.", + "Mutation webhook injects governance side-car (gov-sidecar:1.4) into every AI Pod." + ] + }, + { + "id": "M3-S3", + "title": "Kafka WORM Audit Topics + ACLs", + "content": [ + "Topics: `gov.decision.envelope`, `gov.incident`, `gov.attestation`, `gov.kpi`, `gov.policy.violation`.", + "Compaction OFF, log.retention.ms=immutable (broker-level WORM via tiered storage to S3 Object Lock COMPLIANCE).", + "ACL governance: only `gov-svc` principal may produce; `audit-svc` and `ledger-svc` may consume; ACL changes require dual-control + OPA review." + ] + }, + { + "id": "M3-S4", + "title": "Service Mesh & Sidecars", + "content": [ + "Istio mTLS STRICT; AuthorizationPolicy per AI system ID.", + "Governance side-car (Node 20 / Python 3.12) intercepts inference requests, signs Decision Envelope, publishes to `gov.decision.envelope`.", + "Next.js explainability front-end consumes envelopes via authenticated WebSocket and renders SHAP/LIME + counterfactuals." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M4 — Terraform Golden Environments +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M4", + "title": "M4 — Tier 1: Terraform-Deployed Golden Environments", + "summary": "Versioned, OPA-validated Terraform modules deploying golden AI environments per jurisdiction with WORM storage, KMS, observability, and supervisory exfil endpoints.", + "sections": [ + { + "id": "M4-S1", + "title": "Module Catalog", + "content": [ + "tf-modules/ai-cluster (EKS/GKE/AKS variants)", + "tf-modules/ai-kafka (MSK/Confluent + Object Lock)", + "tf-modules/ai-opa (Gatekeeper + bundle server)", + "tf-modules/ai-ledger-anchor (KMS + Rekor mirror)", + "tf-modules/ai-supervisor-vpn (Treaty Authority readonly access)" + ] + }, + { + "id": "M4-S2", + "title": "Policy-as-Code in Plan Phase", + "content": [ + "`terraform plan -out` → `conftest test` against `policy/iac/*.rego` → fail on: public S3, KMS rotation off, missing tags (ai.system.id, jurisdiction, sensitivity).", + "Atlantis or Terraform Cloud Sentinel hard-mandatory for prod workspaces." + ] + }, + { + "id": "M4-S3", + "title": "Golden Environment Specifications", + "content": [ + "Tagging: ai.system.id, model.version, regime, criticality, owner.team, retention.years.", + "Encryption: CMK per jurisdiction; envelope encryption for model artifacts; HSM-backed for SR 11-7 Tier-1 models.", + "Observability: Prometheus + Tempo + Loki + OpenTelemetry; SLO burn alerts wired to SEV escalation." + ] + }, + { + "id": "M4-S4", + "title": "Deployment Considerations", + "content": [ + "Drift detection every 15 min (driftctl) → Tier-2 ledger event if drift > threshold.", + "Disaster recovery: cross-region replicated WORM bucket + ledger snapshots; RPO ≤ 5 min, RTO ≤ 30 min.", + "Sovereign-cloud variants for EU (Gaia-X), CN (CMG), IN (MeghRaj)." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M5 — OPA/Rego Policy Enforcement Library +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M5", + "title": "M5 — Tier 1: OPA/Rego Policy Enforcement Library (48 policies)", + "summary": "Catalogued OPA bundles spanning IaC, K8s admission, CI/CD, runtime decisions, and data-rights enforcement with explicit regime mapping.", + "sections": [ + { + "id": "M5-S1", + "title": "Bundle Layout", + "content": [ + "bundles/iac (12 policies)", + "bundles/k8s-admission (10 policies)", + "bundles/cicd-gates (8 policies)", + "bundles/runtime-decisions (12 policies, e.g., FCRA adverse-action eligibility)", + "bundles/data-rights (6 policies, GDPR Art 22 / 35 enforcement)" + ] + }, + { + "id": "M5-S2", + "title": "Sample Policy → Regime Mapping (subset)", + "content": [ + "POL-CICD-002 require_model_card → ISO/IEC 42001 §7.5, EU AI Act Art 11", + "POL-RT-007 fcra_adverse_action_required → FCRA §615(a), ECOA Reg B", + "POL-RT-011 gdpr_art22_human_review → GDPR Art 22(3)", + "POL-K8S-004 require_signed_image → SLSA L3, NIST SSDF PO.5", + "POL-IAC-009 worm_object_lock → BCBS 239 §3 (data integrity)" + ] + }, + { + "id": "M5-S3", + "title": "Decision API & Latency Budget", + "content": [ + "OPA sidecar p99 ≤ 8 ms; bundle refresh every 60 s with HMAC + Cosign signature verification.", + "Decision logs streamed to `gov.decision.envelope` Kafka topic; sampled at 100% for high-risk models, 10% otherwise." + ] + }, + { + "id": "M5-S4", + "title": "Tier-2 / Tier-3 Hooks", + "content": [ + "Each rule carries `metadata.sacilPrinciple` (e.g., `consent`, `non-domination`, `proportionality`).", + "Aggregate rule firings feed Tier-3 UGL conformance scoring (M13)." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M6 — Basel-Style AI Stress Tests +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M6", + "title": "M6 — Tier 2: Basel-Style AI Stress Tests & Capital Overlay", + "summary": "Annual + on-demand AI stress test framework producing capital overlays, fed back into Pillar 2 ICAAP and aligned with PRA SS3/18 + Fed CCAR-style scenarios.", + "sections": [ + { + "id": "M6-S1", + "title": "Scenario Library (12 scenarios)", + "content": [ + "S1 Severe macro + concept drift", + "S2 Adversarial prompt injection storm", + "S3 Cross-jurisdiction divergence (e.g., EU vs US fairness regimes)", + "S4 Vendor model recall (foundation provider revokes weights)", + "S5 Data poisoning at retrain horizon", + "S6 Liquidity crunch + AI mis-pricing", + "S7 Cyber + AI compound (ransomware + model theft)", + "S8 GPAI capability jump (frontier T3 emergence)", + "S9 Treaty regime fragmentation", + "S10 Sanctions surge + KYC-AI false negatives", + "S11 Climate transition shock + ESG model drift", + "S12 Quantum cryptanalytic break of legacy signing" + ] + }, + { + "id": "M6-S2", + "title": "Methodology", + "content": [ + "Shock vectors injected at data, model, and decision layers.", + "Severity grades: mild / adverse / severely adverse, mirroring Fed DFAST.", + "Capital overlay = base ICAAP buffer + ΔAI-VaR + interpretability gap penalty." + ] + }, + { + "id": "M6-S3", + "title": "Outputs & Regulator Submission", + "content": [ + "Quarterly stress-pack to Board Risk Committee + supervisor.", + "Schema: `aiStressTestResult` (M9).", + "PRA SS1/23, SR 15-18, EBA GL/2018/03 alignment columns." + ] + }, + { + "id": "M6-S4", + "title": "Capital Overlay Responsiveness KPI", + "content": [ + "KPI-COR-1: latency from stress event detection to capital overlay update ≤ 5 business days.", + "KPI-COR-2: drift-induced overlay reconciliation across jurisdictions ≤ 24h." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M7 — AI Governance Control Tower +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M7", + "title": "M7 — Tier 2: AI Governance Control Tower", + "summary": "Single pane of glass for board, CRO, CISO, CAIO, and supervisors aggregating real-time risk scores, KPIs, incidents, attestations, and treaty status.", + "sections": [ + { + "id": "M7-S1", + "title": "Architecture", + "content": [ + "Backend: Kafka Streams + Flink → ClickHouse for OLAP; Postgres for entity store.", + "API: GraphQL gateway + REST `/api/tier13-fullstack/*`.", + "Frontend: React + Next.js, role-aware (Board/CRO/CISO/CAIO/Supervisor)." + ] + }, + { + "id": "M7-S2", + "title": "Component Catalog", + "content": [ + "CT-01 Risk Heatmap (jurisdiction × system)", + "CT-02 KPI Gauges (22 supervisory KPIs)", + "CT-03 Incident Wall (SEV-0..SEV-3)", + "CT-04 Deterministic Audit Replay", + "CT-05 Multi-Decision Replay (fairness counterfactuals)", + "CT-06 Population Heatmap (protected classes)", + "CT-07 Predictive Governance Dashboard", + "CT-08 Treaty Compliance Wall", + "CT-09 Codex Continuity Panel" + ] + }, + { + "id": "M7-S3", + "title": "Real-Time Risk Score", + "content": [ + "Composite score = Σ wᵢ · KPIᵢ; weights board-approved annually, drift-adaptive.", + "Refresh ≤ 10 s for SEV-impacting KPIs; ≤ 60 s otherwise.", + "Score breach triggers automated Tier-2 response playbooks." + ] + }, + { + "id": "M7-S4", + "title": "Supervisor Read-Only Tenancy", + "content": [ + "Each supervisor (ECB, Fed, PRA, MAS, HKMA) gets a tenant view with watermarked exports.", + "Joint Supervisory Operating Protocol (JSOP) message bus integrated." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M8 — Global AI Governance Ledger (AIGL/MCIGL) +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M8", + "title": "M8 — Tier 2/3: Global AI Governance Ledger with Streaming Attestations", + "summary": "Append-only, cryptographically-anchored ledger uniting enterprise AIGL with the Multi-Civilizational Intergovernmental Ledger (MCIGL); supports real-time streaming attestations and zero-knowledge proofs.", + "sections": [ + { + "id": "M8-S1", + "title": "Ledger Architecture", + "content": [ + "Per-firm AIGL: hash-chained Postgres + Merkle tree, anchored hourly to Rekor + public blockchain (Sigstore) + MCIGL.", + "MCIGL: federated DAG across G-SIFI consortium + supervisors + treaty authority; consensus via HotStuff-BFT.", + "Hybrid signing: Ed25519 + Dilithium3 (post-quantum)." + ] + }, + { + "id": "M8-S2", + "title": "Attestation Streaming", + "content": [ + "Stream: `gov.attestation` Kafka topic, schema `attestationEvent`.", + "Backpressure-safe; downstream supervisor consumers pull via authenticated gRPC stream.", + "Latency p95 ≤ 2 s end-to-end." + ] + }, + { + "id": "M8-S3", + "title": "Zero-Knowledge Proofs", + "content": [ + "ZK-SNARK proofs of property compliance (e.g., AIR ≥ 0.85) without revealing protected data.", + "Prover: gnark / circom; Verifier embedded in MCIGL nodes.", + "Use case: cross-border fairness attestation without GDPR data transfer." + ] + }, + { + "id": "M8-S4", + "title": "Ledger-to-Regime Trace", + "content": [ + "Every entry references control_id, regime_refs[], sacilPrinciple, uglAxiom.", + "Regulator query → ZK proof or full evidence with audit trail." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M9 — Autonomous Supervisory Agents & Negotiation Protocols +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M9", + "title": "M9 — Tier 2: Autonomous Supervisory Agents & Negotiation Protocols", + "summary": "Sandboxed autonomous agents acting on behalf of supervisors and the firm, communicating via the JSOP message bus and negotiating remediation under formal protocols.", + "sections": [ + { + "id": "M9-S1", + "title": "Agent Roster", + "content": [ + "ASA-Reg (regulator agent, read-only + query)", + "ASA-Firm (firm agent, evidence producer)", + "ASA-Treaty (treaty authority arbiter)", + "ASA-SafetyInst (AI Safety Institute observer)", + "ASA-Audit (independent audit agent, third line)" + ] + }, + { + "id": "M9-S2", + "title": "Negotiation Protocol (NP-1 \"Remediation Handshake\")", + "content": [ + "Phase 1 Discovery: ASA-Reg issues structured query (JSOP envelope).", + "Phase 2 Disclosure: ASA-Firm responds with evidence bundle + ZK proofs.", + "Phase 3 Triangulation: ASA-Audit corroborates, ASA-Treaty observes.", + "Phase 4 Remediation: agreed plan signed by CAIO+CRO+ASA-Reg, anchored to AIGL.", + "Phase 5 Closure: ASA-SafetyInst certifies; codex inscription." + ] + }, + { + "id": "M9-S3", + "title": "Sandboxing & Containment", + "content": [ + "Agents run in gVisor + seccomp profiles, no outbound network except JSOP bus.", + "Capability tokens (macaroons) scope each action; revocable in ≤ 60 s.", + "Kill-switch: ASA-Treaty + Board joint signature." + ] + }, + { + "id": "M9-S4", + "title": "JSOP Message Schema (jsopMessage)", + "content": [ + "Fields: msgId, ts, sender, recipients[], intent, payload, signatures[], ledgerAnchor, ethicalHash.", + "All messages double-signed (Ed25519 + Dilithium3) and anchored to MCIGL within 5 s." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M10 — AI Treaty Enforcement & Legal Harmonization +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M10", + "title": "M10 — Tier 2/3: AI Treaty Enforcement & Legal Harmonization Layer", + "summary": "Codifies multilateral AI treaties (CoE Framework Convention, Bletchley/Seoul/Paris declarations) into machine-enforceable clauses harmonized with national/regional law.", + "sections": [ + { + "id": "M10-S1", + "title": "Treaty Clause Catalog (18 clauses)", + "content": [ + "TC-01 Frontier model evaluation pre-deployment", + "TC-02 Catastrophic risk reporting (≤72h)", + "TC-03 Compute reporting threshold (10^25 FLOP)", + "TC-04 Cross-border incident notification", + "TC-05 Independent third-party audits", + "TC-06 Human oversight non-derogable", + "TC-07 Open evaluation participation", + "TC-08 Sanctions/dual-use export control", + "TC-09 Critical-infrastructure protection", + "TC-10 Data-protection mutual recognition", + "TC-11 Rights-impact assessment", + "TC-12 Whistleblower protection", + "…" + ] + }, + { + "id": "M10-S2", + "title": "Harmonization Matrix", + "content": [ + "Each clause mapped to: EU AI Act articles, NIST RMF subcategories, ISO/IEC 42001 controls, GDPR articles, Basel/SR 11-7 paragraphs, and SACIL/MCIGL/UGL principles.", + "Conflicts resolved by `harmonizationRule` (most-protective-prevails by default; treaty override possible)." + ] + }, + { + "id": "M10-S3", + "title": "Enforcement Path", + "content": [ + "Treaty clause → Tier-2 policy template → OPA bundle → Tier-1 admission/runtime enforcement.", + "Violations: ASA-Treaty arbitration → MCIGL penalty inscription → optional sanctions list." + ] + }, + { + "id": "M10-S4", + "title": "Legal Tech Stack", + "content": [ + "Akoma Ntoso / LegalRuleML for clause representation.", + "Lean / TLA+ for formal-verification of critical invariants (e.g., human-oversight non-bypass).", + "Smart-contract escrow for cross-border remediation deposits (optional, jurisdiction-permitted)." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M11 — SACIL — Sovereign AI Civilization Layer +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M11", + "title": "M11 — Tier 3: SACIL — Sovereign AI Civilization Layer", + "summary": "Civilizational governance plane embedding sovereign AI principles—consent, non-domination, proportionality, plurality, restorative justice—into all Tier-1/2 decisions.", + "sections": [ + { + "id": "M11-S1", + "title": "SACIL Principles (12)", + "content": [ + "P1 Consent (informed, revocable)", + "P2 Non-Domination", + "P3 Proportionality", + "P4 Plurality of values", + "P5 Restorative Justice (vs purely punitive)", + "P6 Inter-Generational Equity", + "P7 Ecological Stewardship", + "P8 Cultural Continuity", + "P9 Cognitive Liberty", + "P10 Algorithmic Humility", + "P11 Transparency-by-Witness", + "P12 Reciprocity Across Borders" + ] + }, + { + "id": "M11-S2", + "title": "Operationalization", + "content": [ + "Each OPA rule MUST cite ≥1 SACIL principle in metadata.", + "SACIL conformance score per system = weighted coverage across firings.", + "Annual SACIL audit by independent civic body." + ] + }, + { + "id": "M11-S3", + "title": "Civic Interfaces", + "content": [ + "Public Witness Portal: redacted decision summaries + appeal channel.", + "Indigenous & minority data sovereignty controls (CARE principles).", + "Citizen jury sampling for high-impact systems." + ] + }, + { + "id": "M11-S4", + "title": "SACIL → Tier-1 Trace", + "content": [ + "Trace path: SACIL P-x → UGL Axiom A-y → Treaty Clause TC-z → OPA rule POL-…", + "Inverse path provable via AIGL/MCIGL queries." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M12 — MCIGL — Multi-Civilizational Intergovernmental Ledger +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M12", + "title": "M12 — Tier 3: MCIGL — Multi-Civilizational Intergovernmental Ledger", + "summary": "Federated ledger anchoring inter-jurisdictional and inter-civilizational AI governance commitments, enabling treaty-grade auditability and dispute resolution.", + "sections": [ + { + "id": "M12-S1", + "title": "Federation Topology", + "content": [ + "Nodes: G-SIFI consortium, supervisors, treaty authority, AI Safety Institutes, civic observers.", + "Consensus: HotStuff-BFT with signed checkpoints; quorum diversity rule (≥3 jurisdictions).", + "Throughput target: 5,000 attestations/sec; finality ≤ 3 s." + ] + }, + { + "id": "M12-S2", + "title": "Inscription Types", + "content": [ + "Codex chapters, treaty ratifications, supervisory rulings, frontier-model evaluations, civic verdicts." + ] + }, + { + "id": "M12-S3", + "title": "Dispute Resolution", + "content": [ + "On-ledger arbitration via ASA-Treaty + human panel.", + "Outcomes binding under treaty; sanctions sequence: warning → remediation deposit → operational restriction → license suspension." + ] + }, + { + "id": "M12-S4", + "title": "Continuity & Resonance Archives", + "content": [ + "Resonance archive: long-form narrative records (codex sealing/renewal/continuity/inscription/resonance).", + "Cultural-persistence guarantees: minimum retention 50 years; multi-modal (text, audio, signed video) evidence integrity." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M13 — UGL — Universal Governance Lattice +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M13", + "title": "M13 — Tier 3: UGL — Universal Governance Lattice (Meta-Cosmic)", + "summary": "Top-tier abstract lattice of axioms harmonizing all known AI governance frameworks under a single category-theoretic structure suitable for verification and inter-framework translation.", + "sections": [ + { + "id": "M13-S1", + "title": "UGL Axioms (10)", + "content": [ + "A1 Bounded Capability (no system exceeds sanctioned capability without renewed consent)", + "A2 Verifiable Provenance", + "A3 Reversibility (every consequential decision is reversible or compensable)", + "A4 Pluralistic Alignment", + "A5 Humane Interpretability", + "A6 Distributive Risk Equity", + "A7 Temporal Continuity", + "A8 Ecological Coherence", + "A9 Epistemic Humility", + "A10 Cosmic Stewardship" + ] + }, + { + "id": "M13-S2", + "title": "Category-Theoretic Structure", + "content": [ + "UGL formalized as a poset/lattice of governance properties; each regime is a functor into UGL.", + "Inter-framework translation = natural transformations between functors.", + "Conformance = existence of monomorphism from regime constraints into UGL axioms." + ] + }, + { + "id": "M13-S3", + "title": "Verification Tooling", + "content": [ + "Lean 4 library `ugl-core` proves invariants (e.g., reversibility ⇒ rollback obligation).", + "TLA+ specs for treaty-level state machines.", + "Coq port for high-assurance defense/finance variants." + ] + }, + { + "id": "M13-S4", + "title": "UGL Conformance Score", + "content": [ + "Score per system ∈ [0,1]; minimum 0.85 for high-risk; 0.95 for systemic AI.", + "Score breach → Tier-2 capital overlay + Tier-3 inscription." + ] + } + ] +}) + +# --------------------------------------------------------------------------- +# M14 — Phased Roadmap & Resource Plan +# --------------------------------------------------------------------------- +MODULES.append({ + "id": "M14", + "title": "M14 — Phased Roadmap, Resource Plan, & Maturity Model (2026-2030)", + "summary": "Five-phase deployment plan from Tier-1 foundation (2026) to Tier-3 federation (2029-2030), with FTE/budget envelopes and a 6-tier maturity model.", + "sections": [ + { + "id": "M14-S1", + "title": "Phases", + "content": [ + "P1 2026 H1 — Tier-1 foundation: CI/CD gates, OPA bundles, K8s+Kafka+Terraform.", + "P2 2026 H2 — Tier-1 hardening + first AIGL anchor; Sentinel v2.4 GA.", + "P3 2027 — Tier-2 Control Tower + autonomous supervisory agents (pilot with one supervisor).", + "P4 2028 — Tier-2 federation: JSOP + treaty clauses live; Basel-style stress tests in production.", + "P5 2029-2030 — Tier-3 federation: SACIL audits, MCIGL go-live, UGL conformance scoring." + ] + }, + { + "id": "M14-S2", + "title": "Resource Envelope (per Tier-1 G-SIB)", + "content": [ + "Run-rate: ~180-220 FTE; ~$240-310M/yr by 2028.", + "Capex: $180-260M build (2026-2028).", + "Vendor mix: cloud, OPA Styra, Confluent, Sigstore, Lean/Coq specialists, civic-audit firms." + ] + }, + { + "id": "M14-S3", + "title": "Maturity Model (M0..M5)", + "content": [ + "M0 Ad-hoc; M1 Documented; M2 Tier-1 Automated; M3 Tier-2 Federated; M4 Tier-3 Treaty-Aligned; M5 UGL-Conformant.", + "Self-assessment + independent attestation annually." + ] + }, + { + "id": "M14-S4", + "title": "Strategic Bets 2030", + "content": [ + "Quantum-safe migration complete (hybrid Ed25519 + Dilithium3 default).", + "MCIGL adopted by ≥8 supervisors and ≥20 G-SIFIs.", + "UGL conformance ≥ 0.92 average across portfolio.", + "Public Witness Portal in 12 jurisdictions." + ] + } + ] +}) + +DOC["modules"] = MODULES + +# ============================================================================ +# SCHEMAS (12) +# ============================================================================ +DOC["schemas"] = [ + {"id": "tierMapping", "title": "Tier 1-3 Mapping Record", "fields": ["controlId", "tier", "layer", "regimeRefs", "sacilPrinciple", "uglAxiom"]}, + {"id": "decisionEnvelope", "title": "Decision Envelope (per AI decision)", "fields": ["envelopeId", "ts", "systemId", "input", "output", "explanations", "fairness", "policyDecisions", "signatures"]}, + {"id": "policyDecision", "title": "OPA Policy Decision", "fields": ["policyId", "result", "controlId", "regimeRefs", "latencyMs"]}, + {"id": "attestationEvent", "title": "Streaming Attestation", "fields": ["attId", "ts", "subject", "claim", "proofType", "ledgerAnchor"]}, + {"id": "aiStressTestResult", "title": "Basel-Style AI Stress Test", "fields": ["scenarioId", "severity", "delta_var", "capitalOverlayBps", "submission"]}, + {"id": "jsopMessage", "title": "JSOP Inter-Agent Message", "fields": ["msgId", "intent", "payload", "signatures", "ledgerAnchor", "ethicalHash"]}, + {"id": "trustContract", "title": "Tier-2 Trust Contract", "fields": ["contractId", "parties", "obligations", "kpiTargets", "expiry"]}, + {"id": "treatyClause", "title": "AI Treaty Clause", "fields": ["clauseId", "text", "regimeMapping", "uglAxioms", "harmonizationRule"]}, + {"id": "sacilConformance", "title": "SACIL Conformance Record", "fields": ["systemId", "principleScores", "auditorId", "verdict"]}, + {"id": "uglConformance", "title": "UGL Conformance Score", "fields": ["systemId", "axiomScores", "compositeScore", "verifierProof"]}, + {"id": "codexInscription", "title": "MCIGL Codex Inscription", "fields": ["inscriptionId", "type", "narrative", "signatures", "merkleRoot"]}, + {"id": "incident", "title": "SEV-0..SEV-3 Incident", "fields": ["incidentId", "severity", "mttd", "mttr", "rootCause", "remediation", "regulatorNotified"]}, +] + +# ============================================================================ +# CODE EXAMPLES (14) +# ============================================================================ +DOC["codeExamples"] = [ + {"id": "CE-01", "title": "OPA/Rego — require_model_card (Tier-1 CI/CD)", "lang": "rego", "snippet": '''package gov.cicd.model_card +# control_id: CTL-L1-002 +# regime_refs: ["EU AI Act Art 11", "ISO/IEC 42001 §7.5"] +# sacilPrinciple: "P11 Transparency-by-Witness" +deny[msg] { + input.kind == "PullRequest" + not input.files["MODEL_CARD.md"] + msg := "MODEL_CARD.md required (CTL-L1-002)" +}'''}, + {"id": "CE-02", "title": "OPA/Rego — fcra_adverse_action (Tier-1 Runtime)", "lang": "rego", "snippet": '''package gov.runtime.fcra +# control_id: CTL-L3-007 +# regime_refs: ["FCRA §615(a)", "ECOA Reg B"] +deny[msg] { + input.decision == "deny_credit" + not input.adverseActionNotice.required + msg := "FCRA adverse-action notice missing (CTL-L3-007)" +}'''}, + {"id": "CE-03", "title": "Gatekeeper ConstraintTemplate — K8sRequireSidecarGov", "lang": "yaml", "snippet": '''apiVersion: templates.gatekeeper.sh/v1 +kind: ConstraintTemplate +metadata: {name: k8srequiresidecargov} +spec: + crd: {spec: {names: {kind: K8sRequireSidecarGov}}} + targets: + - target: admission.k8s.gatekeeper.sh + rego: | + package k8srequiresidecargov + violation[{"msg": msg}] { + input.review.kind.kind == "Pod" + not has_gov_sidecar + msg := "Pod must include gov-sidecar (CTL-L2-014)" + } + has_gov_sidecar { input.review.object.spec.containers[_].image == "registry/gov-sidecar:1.4" }'''}, + {"id": "CE-04", "title": "Terraform — WORM Bucket with Object Lock", "lang": "hcl", "snippet": '''resource "aws_s3_bucket" "audit" { + bucket = "gov-audit-${var.jurisdiction}" + object_lock_enabled = true + tags = { "ai.system.id" = "audit", jurisdiction = var.jurisdiction, retention.years = "11" } +} +resource "aws_s3_bucket_object_lock_configuration" "audit" { + bucket = aws_s3_bucket.audit.id + rule { default_retention { mode = "COMPLIANCE" years = 11 } } +}'''}, + {"id": "CE-05", "title": "GitHub Actions — G3 Stress + Fairness Gate", "lang": "yaml", "snippet": '''name: ai-gov-gates +on: [pull_request] +jobs: + g3-pre-prod: + runs-on: ubuntu-latest + steps: + - uses: actions/checkout@v4 + - run: pip install fairlearn helm-eval + - run: python scripts/fairness_check.py --air-min 0.85 + - run: python scripts/stress_pack.py --pack basel-ai-12 + - run: conftest test --policy bundles/cicd-gates'''}, + {"id": "CE-06", "title": "Hybrid Ed25519 + Dilithium3 Signer (Python)", "lang": "python", "snippet": '''from nacl.signing import SigningKey +from pqcrypto.sign.dilithium3 import generate_keypair, sign +def hybrid_sign(msg: bytes, ed_sk: SigningKey, pq_sk: bytes) -> dict: + return { + "ed25519": ed_sk.sign(msg).signature.hex(), + "dilithium3": sign(pq_sk, msg).hex(), + }'''}, + {"id": "CE-07", "title": "Kafka WORM Topic Config + ACL", "lang": "shell", "snippet": '''kafka-topics --create --topic gov.decision.envelope \\ + --partitions 24 --replication-factor 3 \\ + --config retention.ms=-1 --config cleanup.policy=delete \\ + --config min.insync.replicas=2 +kafka-acls --add --producer --topic gov.decision.envelope --allow-principal User:gov-svc +kafka-acls --add --consumer --topic gov.decision.envelope --group ledger --allow-principal User:ledger-svc'''}, + {"id": "CE-08", "title": "TLA+ — Human Oversight Non-Bypass Invariant", "lang": "tla", "snippet": '''---- MODULE HumanOversight ---- +VARIABLE state, decisions +HumanReviewed(d) == d.review = "human" +NonBypass == \\A d \\in decisions: d.impact = "high" => HumanReviewed(d) +Spec == Init /\\ [][Next]_<> /\\ []NonBypass +===='''}, + {"id": "CE-09", "title": "Lean 4 — Reversibility ⇒ Rollback Obligation", "lang": "lean", "snippet": '''structure Decision where + id : String + reversible : Bool + rollbackPlan : Option String +theorem reversibility_implies_plan + (d : Decision) (h : d.reversible = true) : d.rollbackPlan.isSome := by + -- enforced at policy time; proof obligation discharged by registry'''}, + {"id": "CE-10", "title": "ZK-SNARK Fairness Proof (gnark-style)", "lang": "go", "snippet": '''type FairnessCircuit struct { AIR frontend.Variable; Threshold frontend.Variable `gnark:",public"` } +func (c *FairnessCircuit) Define(api frontend.API) error { + api.AssertIsLessOrEqual(c.Threshold, c.AIR) + return nil +}'''}, + {"id": "CE-11", "title": "JSOP Message Envelope (JSON)", "lang": "json", "snippet": '''{ + "msgId": "jsop-2027-04-12-0001", + "ts": "2027-04-12T09:14:22Z", + "sender": "ASA-Reg/ECB", + "recipients": ["ASA-Firm/BANK-X"], + "intent": "discovery.fairness", + "payload": {"system": "credit-uw-eu-1", "window": "2027Q1"}, + "signatures": {"ed25519": "...", "dilithium3": "..."}, + "ledgerAnchor": "mcigl://block/812441/tx/0xabc", + "ethicalHash": "ugl:A4,A5;sacil:P3,P11" +}'''}, + {"id": "CE-12", "title": "Predictive Governance Dashboard — React KPI Gauge", "lang": "tsx", "snippet": '''export function KpiGauge({label, value, target}:{label:string; value:number; target:number}) { + const pct = Math.min(100, (value/target)*100); + const ok = value >= target; + return (
+
{label}
+
{value.toFixed(2)}
+
+
); +}'''}, + {"id": "CE-13", "title": "MCIGL Anchor — Rekor + Merkle", "lang": "python", "snippet": '''import hashlib, requests +def anchor(payload: bytes) -> dict: + digest = hashlib.sha256(payload).hexdigest() + r = requests.post("https://rekor.sigstore.dev/api/v1/log/entries", + json={"kind":"hashedrekord","spec":{"data":{"hash":{"algorithm":"sha256","value":digest}}}}) + return {"rekorUuid": r.json()["uuid"], "digest": digest}'''}, + {"id": "CE-14", "title": "OPA Bundle Manifest with SACIL/UGL Metadata", "lang": "json", "snippet": '''{ + "bundleId": "gov-runtime-1.7.0", + "policies": [ + {"id": "POL-RT-007", "controlId": "CTL-L3-007", "regime_refs": ["FCRA §615(a)"], "sacilPrinciple": "P5", "uglAxiom": "A6"}, + {"id": "POL-RT-011", "controlId": "CTL-L3-011", "regime_refs": ["GDPR Art 22"], "sacilPrinciple": "P1", "uglAxiom": "A1"} + ], + "signature": {"ed25519": "...", "dilithium3": "..."} +}'''}, +] + +# ============================================================================ +# CASE STUDIES (6) +# ============================================================================ +DOC["caseStudies"] = [ + {"id": "CS-01", "title": "EU G-SIB — Tier-1 to Tier-2 in 18 months", + "summary": "Established CI/CD gates G0-G4, OPA bundle (38 policies), Sentinel v2.4, Control Tower; first AIGL anchor month 9; Tier-2 federation pilot with ECB month 18.", + "outcomes": ["Decision-traceability 99.97%", "MTTR 38 min", "RAG faithfulness 0.94", "AIR 0.88 cross-jurisdiction"]}, + {"id": "CS-02", "title": "US BHC — SR 11-7 Federated Validation via MCIGL", + "summary": "Deployed federated SR 11-7 model risk validation via MCIGL with Fed + OCC; ZK proofs of fairness without raw data transfer.", + "outcomes": ["Validation cycle 6w → 9d", "Capital overlay updates ≤4 BD", "Zero data-residency violations"]}, + {"id": "CS-03", "title": "UK SMF24 + PRA SS1/23 — Joint Tier-2 Drill", + "summary": "Simulated frontier-model recall (TC-04 + TC-08) using ASA-Reg, ASA-Firm, ASA-Treaty; full negotiation protocol NP-1 executed in sandbox.", + "outcomes": ["NP-1 closure 4h12m", "All evidence ZK-attested", "PRA SMF24 sign-off"]}, + {"id": "CS-04", "title": "Cross-Border Fairness — EU+SG+HK ZK Attestation", + "summary": "Three-jurisdiction credit AI proved AIR ≥ 0.85 to MAS, HKMA, EBA without sharing protected data via MCIGL ZK proofs.", + "outcomes": ["3 supervisor sign-offs in 11 days", "Zero GDPR transfers", "UGL score 0.93"]}, + {"id": "CS-05", "title": "Frontier T3 Capability Spike — Containment in 42 s", + "summary": "GPAI capability evaluation triggered Tier-1 kill-switch + Tier-2 ASA-Treaty arbitration + Tier-3 MCIGL inscription.", + "outcomes": ["Containment 42 s", "Treaty TC-01 enforced", "Resonance archive entry sealed"]}, + {"id": "CS-06", "title": "Climate-Transition AI Drift — Capital Overlay in 3 BD", + "summary": "Scenario S11 ran in production stress harness; mis-pricing detected; ICAAP overlay updated within 3 business days.", + "outcomes": ["Δ-VaR captured 92%", "Overlay 18 bps", "Board attestation logged"]}, +] + +# ============================================================================ +# KPIs (22) +# ============================================================================ +DOC["kpis"] = [ + {"id": "KPI-01", "name": "Decision-traceability ratio", "target": "≥ 99.95%"}, + {"id": "KPI-02", "name": "False-negative detection rate (high-risk systems)", "target": "≤ 0.5%"}, + {"id": "KPI-03", "name": "Cross-jurisdiction drift reconciliation", "target": "≤ 24h"}, + {"id": "KPI-04", "name": "Interpretability coverage ratio", "target": "≥ 90%"}, + {"id": "KPI-05", "name": "Capital-overlay responsiveness", "target": "≤ 5 BD"}, + {"id": "KPI-06", "name": "Time-to-regulator deployment", "target": "≤ 14 d"}, + {"id": "KPI-07", "name": "RSP latency", "target": "≤ 30 min"}, + {"id": "KPI-08", "name": "Control automation", "target": "≥ 95%"}, + {"id": "KPI-09", "name": "Evidence automation", "target": "≥ 96%"}, + {"id": "KPI-10", "name": "RAG faithfulness", "target": "≥ 0.92"}, + {"id": "KPI-11", "name": "Blocked-harm rate", "target": "≥ 99.5%"}, + {"id": "KPI-12", "name": "PII leakage", "target": "≤ 0.01%"}, + {"id": "KPI-13", "name": "Fairness AIR", "target": "≥ 0.85"}, + {"id": "KPI-14", "name": "Adverse-action SLA", "target": "≤ 24h"}, + {"id": "KPI-15", "name": "Regulator notification (EU AI Act)", "target": "≤ 24h"}, + {"id": "KPI-16", "name": "MTTD (SEV-1 governance incident)", "target": "≤ 4 min"}, + {"id": "KPI-17", "name": "MTTR (SEV-1)", "target": "≤ 60 min"}, + {"id": "KPI-18", "name": "Kinetic kill-switch", "target": "≤ 60 s"}, + {"id": "KPI-19", "name": "MCIGL attestation latency p95", "target": "≤ 2 s"}, + {"id": "KPI-20", "name": "UGL conformance score (high-risk avg)", "target": "≥ 0.90"}, + {"id": "KPI-21", "name": "SACIL principle coverage", "target": "≥ 95%"}, + {"id": "KPI-22", "name": "Quantum-safe signature coverage", "target": "100% by 2030"}, +] + +# ============================================================================ +# OPA POLICIES CATALOGUE (subset, 12 sample of 48) +# ============================================================================ +DOC["opaPolicies"] = [ + {"id": "POL-IAC-009", "tier": "T1", "domain": "iac", "name": "worm_object_lock", "regimeRefs": ["BCBS 239 §3", "EU AI Act Art 12"], "sacil": "P11", "ugl": "A2"}, + {"id": "POL-K8S-004", "tier": "T1", "domain": "k8s", "name": "require_signed_image", "regimeRefs": ["NIST SSDF PO.5", "SLSA L3"], "sacil": "P11", "ugl": "A2"}, + {"id": "POL-K8S-007", "tier": "T1", "domain": "k8s", "name": "require_gov_sidecar", "regimeRefs": ["ISO/IEC 42001 §8.1"], "sacil": "P11", "ugl": "A5"}, + {"id": "POL-CICD-002", "tier": "T1", "domain": "cicd", "name": "require_model_card", "regimeRefs": ["EU AI Act Art 11", "ISO/IEC 42001 §7.5"], "sacil": "P11", "ugl": "A5"}, + {"id": "POL-CICD-005", "tier": "T1", "domain": "cicd", "name": "require_dpia", "regimeRefs": ["GDPR Art 35"], "sacil": "P1", "ugl": "A1"}, + {"id": "POL-RT-007", "tier": "T1", "domain": "runtime", "name": "fcra_adverse_action_required", "regimeRefs": ["FCRA §615(a)", "ECOA Reg B"], "sacil": "P5", "ugl": "A6"}, + {"id": "POL-RT-011", "tier": "T1", "domain": "runtime", "name": "gdpr_art22_human_review", "regimeRefs": ["GDPR Art 22"], "sacil": "P1", "ugl": "A1"}, + {"id": "POL-RT-014", "tier": "T1", "domain": "runtime", "name": "fairness_air_min", "regimeRefs": ["EU AI Act Art 10", "ECOA"], "sacil": "P3", "ugl": "A6"}, + {"id": "POL-RT-018", "tier": "T1", "domain": "runtime", "name": "kill_switch_capability", "regimeRefs": ["EU AI Act Art 14"], "sacil": "P2", "ugl": "A1"}, + {"id": "POL-DR-003", "tier": "T1", "domain": "data-rights", "name": "right_to_explanation", "regimeRefs": ["GDPR Art 22(3)", "EU AI Act Art 13"], "sacil": "P11", "ugl": "A5"}, + {"id": "POL-T2-021", "tier": "T2", "domain": "control-tower", "name": "supervisor_readonly_tenancy", "regimeRefs": ["SR 11-7 III.C"], "sacil": "P11", "ugl": "A2"}, + {"id": "POL-T3-005", "tier": "T3", "domain": "ugl", "name": "reversibility_obligation", "regimeRefs": ["UGL A3", "EU AI Act Art 9"], "sacil": "P5", "ugl": "A3"}, +] + +# ============================================================================ +# TREATY CLAUSES (subset 6 of 18) +# ============================================================================ +DOC["treatyClauses"] = [ + {"id": "TC-01", "name": "Frontier model pre-deployment evaluation", "regimes": ["EU AI Act Art 55", "Bletchley/Seoul"], "ugl": ["A1", "A9"]}, + {"id": "TC-02", "name": "Catastrophic risk reporting ≤ 72h", "regimes": ["EU AI Act Art 55(1)(c)"], "ugl": ["A1", "A7"]}, + {"id": "TC-03", "name": "Compute reporting ≥ 10^25 FLOP", "regimes": ["US EO 14110", "EU AI Act"], "ugl": ["A1", "A2"]}, + {"id": "TC-06", "name": "Human oversight non-derogable", "regimes": ["EU AI Act Art 14", "GDPR Art 22"], "ugl": ["A1", "A5"]}, + {"id": "TC-10", "name": "Data-protection mutual recognition", "regimes": ["GDPR", "Convention 108+"], "ugl": ["A2", "A6"]}, + {"id": "TC-11", "name": "Rights-impact assessment", "regimes": ["EU AI Act Art 27", "CoE Framework"], "ugl": ["A4", "A6"]}, +] + +# ============================================================================ +# REGIME → CONTROL → SACIL/UGL TRACEABILITY (sample) +# ============================================================================ +DOC["traceability"] = { + "examples": [ + {"regime": "EU AI Act Art 14 (Human oversight)", "control": "CTL-L3-018", "opaPolicy": "POL-RT-018", "sacil": "P2 Non-Domination", "ugl": "A1 Bounded Capability", "treaty": "TC-06"}, + {"regime": "GDPR Art 22 (Automated decisions)", "control": "CTL-L3-011", "opaPolicy": "POL-RT-011", "sacil": "P1 Consent", "ugl": "A1 Bounded Capability", "treaty": "TC-06"}, + {"regime": "FCRA §615(a) (Adverse action)", "control": "CTL-L3-007", "opaPolicy": "POL-RT-007", "sacil": "P5 Restorative Justice", "ugl": "A6 Distributive Risk Equity"}, + {"regime": "Basel III BCBS 239", "control": "CTL-L2-009", "opaPolicy": "POL-IAC-009", "sacil": "P11 Transparency-by-Witness", "ugl": "A2 Verifiable Provenance"}, + {"regime": "SR 11-7 III.B (Validation)", "control": "CTL-L3-022", "opaPolicy": "POL-T2-022", "sacil": "P10 Algorithmic Humility", "ugl": "A9 Epistemic Humility"}, + {"regime": "ISO/IEC 42001 §9.3", "control": "CTL-L4-031", "opaPolicy": "POL-CICD-031", "sacil": "P11", "ugl": "A2"}, + {"regime": "NIST AI RMF Manage 2.x", "control": "CTL-L4-040", "opaPolicy": "POL-CICD-040", "sacil": "P3", "ugl": "A6"}, + ] +} + +# ============================================================================ +# DEPLOYMENT CONSIDERATIONS +# ============================================================================ +DOC["deploymentConsiderations"] = [ + "Sovereign cloud variants per jurisdiction (Gaia-X EU, CMG CN, MeghRaj IN).", + "Air-gapped Tier-1 G-SIB profile uses self-hosted Sigstore + Rekor mirror.", + "Quantum-safe migration by 2030 using hybrid Ed25519 + Dilithium3 across all signing surfaces.", + "Resilience: cross-region replicated WORM, RPO ≤ 5 min, RTO ≤ 30 min.", + "Cost optimization: spot/interruptible nodes for non-prod; reserved for governance-critical paths.", + "Compliance hard-mandatory mode for production workspaces (Sentinel/Gatekeeper deny-by-default).", + "Independent civic auditors required for SACIL annual audits.", + "Treaty Authority VPN read-only access (no inbound from supervisors except via JSOP)." +] + +# ============================================================================ +# EXECUTIVE SUMMARY +# ============================================================================ +DOC["executiveSummary"] = { + "purpose": "Collapse the full-stack AI governance ontology for G-SIFIs into a tractable Tier 1-3 enterprise blueprint deployable across 2026-2030.", + "approach": "Three tiers (Operational, Enterprise/Supervisory, Civilizational/Meta-Cosmic) with bidirectional traceability — atomic OPA rules ↔ regime articles ↔ SACIL principles ↔ UGL axioms.", + "deliverables": "14 modules, 56 sections, 12 schemas, 14 code examples, 6 case studies, 92 API routes, 380 controls, 22 KPIs, 48 OPA policies, 18 treaty clauses.", + "outcomes": [ + "Regulator-ready evidence at <2s attestation latency.", + "Zero-knowledge cross-border fairness proofs without GDPR transfers.", + "Capital overlays updated within 5 BD of stress events.", + "Frontier kill-switch ≤ 60 s with treaty-grade inscription.", + "UGL conformance ≥ 0.90 average for high-risk systems by 2030." + ] +} + +# ============================================================================ +# WRITE +# ============================================================================ +OUT_JSON.parent.mkdir(parents=True, exist_ok=True) +OUT_JSON.write_text(json.dumps(DOC, indent=2, ensure_ascii=False)) +size = OUT_JSON.stat().st_size +sections = sum(len(m["sections"]) for m in MODULES) +print(f"Generated {OUT_JSON} ({size/1024:.1f} KB)") +print(f" modules={len(MODULES)} sections={sections} schemas={len(DOC['schemas'])} " + f"code={len(DOC['codeExamples'])} cases={len(DOC['caseStudies'])} kpis={len(DOC['kpis'])} " + f"opa={len(DOC['opaPolicies'])} treaty={len(DOC['treatyClauses'])}") diff --git a/rag-agentic-dashboard/public/tier13-fullstack.html b/rag-agentic-dashboard/public/tier13-fullstack.html new file mode 100644 index 0000000..dbafbd2 --- /dev/null +++ b/rag-agentic-dashboard/public/tier13-fullstack.html @@ -0,0 +1,305 @@ + + + + +Full-Stack AI Governance Ontology — Tier 1–3 Enterprise Blueprint for G-SIFIs — TIER13-FULLSTACK-WP-041 + + +
+

Full-Stack AI Governance Ontology — Tier 1–3 Enterprise Blueprint for G-SIFIs

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TIER13-FULLSTACK-WP-041 · v1.0.0 · 2026-2030 · CONFIDENTIAL — Board / CRO / CISO / CAIO / Prudential Supervisor / Treaty Authority / AI Safety Institute
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Owner: Group CEO + Chief AI Officer (CAIO) — co-signed by CRO, CISO, GC, DPO, Head of Internal Audit, Treaty Liaison
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+ +
+ +
+

Executive Summary

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Purpose: Collapse the full-stack AI governance ontology for G-SIFIs into a tractable Tier 1-3 enterprise blueprint deployable across 2026-2030.

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Approach: Three tiers (Operational, Enterprise/Supervisory, Civilizational/Meta-Cosmic) with bidirectional traceability — atomic OPA rules ↔ regime articles ↔ SACIL principles ↔ UGL axioms.

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Deliverables: 14 modules, 56 sections, 12 schemas, 14 code examples, 6 case studies, 92 API routes, 380 controls, 22 KPIs, 48 OPA policies, 18 treaty clauses.

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Outcomes

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  • Regulator-ready evidence at <2s attestation latency.
  • Zero-knowledge cross-border fairness proofs without GDPR transfers.
  • Capital overlays updated within 5 BD of stress events.
  • Frontier kill-switch ≤ 60 s with treaty-grade inscription.
  • UGL conformance ≥ 0.90 average for high-risk systems by 2030.
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Builds On

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WP-035 ENT-AGI-GOV-MASTERWP-036 WFAP-GEMINI-IMPLWP-037 GSIFI-AIMS-BLUEPRINTWP-038 AGI-REG-RESILIENTWP-039 INST-AGI-MASTERWP-040 ENT-AGI-REF-IMPL
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Counts

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+
3
tiers
14
modules
56
sections
12
schemas
14
codeExamples
6
caseStudies
92
apiRoutes
380
controls
22
kpis
48
opaPolicies
18
treatyClauses
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+
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Three-Tier Ontology

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T1 — Operational/Engineering — CI/CD, K8s, Kafka, OPA, Terraform, golden envs
T2 — Enterprise/Supervisory — Control Tower, AI Governance Ledger, autonomous supervisory agents, treaty enforcement
T3 — Civilizational/Meta-Cosmic — SACIL, MCIGL, UGL governance constructs
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Regimes Aligned

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EU AI Act 2026 (High-Risk + GPAI Arts 53/55)NIST AI RMF 1.0 (Govern/Map/Measure/Manage)ISO/IEC 42001:2023 AIMSISO/IEC 23894 (AI risk)ISO/IEC 5338 (AI lifecycle)GDPR Art 22, 25, 35Basel III/IV (BCBS 239 risk data aggregation)SR 11-7 (Fed Model Risk Management)PRA SS1/23, FCA Consumer Duty, MAS FEAT, HKMAOECD AI Principles 2019US EO 14110 + OMB M-24-10FCRA/ECOA, GLBA
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Modules (14)

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M1 — Full-Stack Ontology Collapse (Tier 1 → Tier 3)

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Collapses 380 controls and 7 governance layers into a tractable Tier 1-3 ontology with bidirectional traceability from atomic OPA rules up to UGL meta-cosmic principles.

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M1-S1 — Three-Tier Ontology Lattice
content:
  • Tier 1 (Operational): CI/CD gates, container/cluster runtime, message bus, policy engine, IaC.
  • Tier 2 (Enterprise/Supervisory): Control Tower, AI Governance Ledger (AIGL), autonomous supervisory agents, AI treaty layer.
  • Tier 3 (Civilizational/Meta-Cosmic): SACIL (Sovereign AI Civilization Layer), MCIGL (Multi-Civilizational Intergovernmental Ledger), UGL (Universal Governance Lattice).
  • Each tier emits attestations consumable by the tier above; each upper tier emits constraints flowing downward as policy bundles.
diagram:
  • T3 UGL ───constraints──▶ T2 Treaty Layer ───constraints──▶ T1 OPA bundles
  • T1 evidence ──attestations▶ T2 Ledger ──proofs──▶ T3 MCIGL/SACIL inscription
M1-S2 — Ontology Domains (7 layers collapsed to 3 tiers)
content:
  • L1 Code & Build (T1)
  • L2 Runtime & Data (T1)
  • L3 Model & Decision (T1↔T2)
  • L4 Policy & Control (T2)
  • L5 Supervisory & Treaty (T2↔T3)
  • L6 Civilizational (T3)
  • L7 Meta-Cosmic / UGL (T3)
M1-S3 — Traceability Identifiers
content:
  • Control ID format: CTL-<L>-<NNN> (e.g., CTL-L4-021).
  • OPA rule binding: package gov.<domain>.<rule>; metadata: control_id, regime_refs[], tier, sacilPrinciple.
  • Every Tier-1 PR enforces presence of {control_id, regime_refs[]} in policy metadata via OPA conftest.
M1-S4 — Cross-Tier Invariants
content:
  • INV-1: No Tier-1 deployment without signed Tier-2 trust contract.
  • INV-2: No Tier-2 supervisory message without UGL-aligned ethical hash.
  • INV-3: Tier-3 inscriptions are append-only, anchored in Rekor + MCIGL Merkle root.
  • INV-4: Drift between tiers > ε triggers SEV-1 reconciliation within 30 minutes.
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M2 — Tier 1: CI/CD Policy Gates (Pre-Merge → Pre-Prod → Prod)

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Five-stage CI/CD gate pipeline enforcing OPA/Rego policies, SBOM, model cards, fairness/robustness scans, and SLSA L3 provenance before any AI artifact reaches a regulated environment.

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M2-S1 — Gate Pipeline (G0..G4)
content:
  • G0 Pre-Commit: secrets scan, lint, license check (OPA conftest).
  • G1 Pre-Merge: unit tests, model-card schema, dataset-card schema, OPA policy diff, SBOM (CycloneDX 1.5).
  • G2 Build: SLSA L3 provenance (in-toto + Sigstore cosign), reproducible image digest, hybrid Ed25519+Dilithium3 signature.
  • G3 Pre-Prod: fairness scan (AIR≥0.85), robustness (HELM-style adversarial), data-protection impact (DPIA), Basel-style stress test pack.
  • G4 Prod: human-in-the-loop sign-off (CAIO+CRO), Trust Contract issued, AIGL anchor, Codex inscription.
regime_refs:
  • EU AI Act Art 9-15
  • ISO/IEC 42001 8.x
  • NIST AI RMF Manage 2.x
  • SR 11-7 III.A
M2-S2 — GitHub Actions / GitLab CI Reference
content:
  • Workflow file `.github/workflows/ai-gov-gates.yml` enforces G0-G4 with required status checks.
  • OIDC-only deploy: no long-lived secrets; cosign keyless signing.
  • Branch protection: G3+G4 jobs are required; human approval via CODEOWNERS for /models/*.
M2-S3 — Deployment Considerations
content:
  • Per-jurisdiction job matrix: EU/UK/US/SG/HK; each runs the regime-specific OPA bundle.
  • Air-gapped variant for Tier-1 G-SIBs uses self-hosted runners + private Sigstore (Rekor mirror).
  • Failed gates emit `gate.failed` Kafka event, blocked deploy + PagerDuty SEV-2 if recurrent.
M2-S4 — Gate-to-Regime Traceability
content:
  • G1 → ISO/IEC 42001 §8.4 (operational planning)
  • G2 → NIST AI RMF Map 2.1, EU AI Act Art 12 (record-keeping)
  • G3 → EU AI Act Art 9 (risk mgmt) + Art 10 (data) + SR 11-7 III.B (model validation)
  • G4 → EU AI Act Art 14 (human oversight) + ISO/IEC 42001 §9.3 (mgmt review)
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M3 — Tier 1: Kubernetes + Kafka + OPA Runtime Control Stack

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Hardened K8s clusters with OPA Gatekeeper admission, Istio mTLS, Kafka WORM audit topics with ACL governance, governance side-cars, and Next.js explainability front-ends.

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M3-S1 — Cluster Topology
content:
  • Per-jurisdiction K8s clusters (EU-WEST, US-EAST, APAC-SG, APAC-HK, UK).
  • Three node pools: model-serving (GPU/TPU, taints), governance-control (CPU), audit-edge (CPU + ephemeral storage).
  • PSP/PSA = restricted; runtimeClass = gVisor/Kata for high-risk models.
M3-S2 — OPA Gatekeeper Admission
content:
  • ConstraintTemplates: K8sRequiredLabels (ai.system.id), K8sBlockUnsignedImages, K8sRequireModelCardCM, K8sRequireSidecarGov.
  • Audit interval: 60s; sync replication into Tier-2 ledger every 5 min.
  • Mutation webhook injects governance side-car (gov-sidecar:1.4) into every AI Pod.
M3-S3 — Kafka WORM Audit Topics + ACLs
content:
  • Topics: `gov.decision.envelope`, `gov.incident`, `gov.attestation`, `gov.kpi`, `gov.policy.violation`.
  • Compaction OFF, log.retention.ms=immutable (broker-level WORM via tiered storage to S3 Object Lock COMPLIANCE).
  • ACL governance: only `gov-svc` principal may produce; `audit-svc` and `ledger-svc` may consume; ACL changes require dual-control + OPA review.
M3-S4 — Service Mesh & Sidecars
content:
  • Istio mTLS STRICT; AuthorizationPolicy per AI system ID.
  • Governance side-car (Node 20 / Python 3.12) intercepts inference requests, signs Decision Envelope, publishes to `gov.decision.envelope`.
  • Next.js explainability front-end consumes envelopes via authenticated WebSocket and renders SHAP/LIME + counterfactuals.
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M4 — Tier 1: Terraform-Deployed Golden Environments

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Versioned, OPA-validated Terraform modules deploying golden AI environments per jurisdiction with WORM storage, KMS, observability, and supervisory exfil endpoints.

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M4-S1 — Module Catalog
content:
  • tf-modules/ai-cluster (EKS/GKE/AKS variants)
  • tf-modules/ai-kafka (MSK/Confluent + Object Lock)
  • tf-modules/ai-opa (Gatekeeper + bundle server)
  • tf-modules/ai-ledger-anchor (KMS + Rekor mirror)
  • tf-modules/ai-supervisor-vpn (Treaty Authority readonly access)
M4-S2 — Policy-as-Code in Plan Phase
content:
  • `terraform plan -out` → `conftest test` against `policy/iac/*.rego` → fail on: public S3, KMS rotation off, missing tags (ai.system.id, jurisdiction, sensitivity).
  • Atlantis or Terraform Cloud Sentinel hard-mandatory for prod workspaces.
M4-S3 — Golden Environment Specifications
content:
  • Tagging: ai.system.id, model.version, regime, criticality, owner.team, retention.years.
  • Encryption: CMK per jurisdiction; envelope encryption for model artifacts; HSM-backed for SR 11-7 Tier-1 models.
  • Observability: Prometheus + Tempo + Loki + OpenTelemetry; SLO burn alerts wired to SEV escalation.
M4-S4 — Deployment Considerations
content:
  • Drift detection every 15 min (driftctl) → Tier-2 ledger event if drift > threshold.
  • Disaster recovery: cross-region replicated WORM bucket + ledger snapshots; RPO ≤ 5 min, RTO ≤ 30 min.
  • Sovereign-cloud variants for EU (Gaia-X), CN (CMG), IN (MeghRaj).
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M5 — Tier 1: OPA/Rego Policy Enforcement Library (48 policies)

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Catalogued OPA bundles spanning IaC, K8s admission, CI/CD, runtime decisions, and data-rights enforcement with explicit regime mapping.

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M5-S1 — Bundle Layout
content:
  • bundles/iac (12 policies)
  • bundles/k8s-admission (10 policies)
  • bundles/cicd-gates (8 policies)
  • bundles/runtime-decisions (12 policies, e.g., FCRA adverse-action eligibility)
  • bundles/data-rights (6 policies, GDPR Art 22 / 35 enforcement)
M5-S2 — Sample Policy → Regime Mapping (subset)
content:
  • POL-CICD-002 require_model_card → ISO/IEC 42001 §7.5, EU AI Act Art 11
  • POL-RT-007 fcra_adverse_action_required → FCRA §615(a), ECOA Reg B
  • POL-RT-011 gdpr_art22_human_review → GDPR Art 22(3)
  • POL-K8S-004 require_signed_image → SLSA L3, NIST SSDF PO.5
  • POL-IAC-009 worm_object_lock → BCBS 239 §3 (data integrity)
M5-S3 — Decision API & Latency Budget
content:
  • OPA sidecar p99 ≤ 8 ms; bundle refresh every 60 s with HMAC + Cosign signature verification.
  • Decision logs streamed to `gov.decision.envelope` Kafka topic; sampled at 100% for high-risk models, 10% otherwise.
M5-S4 — Tier-2 / Tier-3 Hooks
content:
  • Each rule carries `metadata.sacilPrinciple` (e.g., `consent`, `non-domination`, `proportionality`).
  • Aggregate rule firings feed Tier-3 UGL conformance scoring (M13).
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M6 — Tier 2: Basel-Style AI Stress Tests & Capital Overlay

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Annual + on-demand AI stress test framework producing capital overlays, fed back into Pillar 2 ICAAP and aligned with PRA SS3/18 + Fed CCAR-style scenarios.

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M6-S1 — Scenario Library (12 scenarios)
content:
  • S1 Severe macro + concept drift
  • S2 Adversarial prompt injection storm
  • S3 Cross-jurisdiction divergence (e.g., EU vs US fairness regimes)
  • S4 Vendor model recall (foundation provider revokes weights)
  • S5 Data poisoning at retrain horizon
  • S6 Liquidity crunch + AI mis-pricing
  • S7 Cyber + AI compound (ransomware + model theft)
  • S8 GPAI capability jump (frontier T3 emergence)
  • S9 Treaty regime fragmentation
  • S10 Sanctions surge + KYC-AI false negatives
  • S11 Climate transition shock + ESG model drift
  • S12 Quantum cryptanalytic break of legacy signing
M6-S2 — Methodology
content:
  • Shock vectors injected at data, model, and decision layers.
  • Severity grades: mild / adverse / severely adverse, mirroring Fed DFAST.
  • Capital overlay = base ICAAP buffer + ΔAI-VaR + interpretability gap penalty.
M6-S3 — Outputs & Regulator Submission
content:
  • Quarterly stress-pack to Board Risk Committee + supervisor.
  • Schema: `aiStressTestResult` (M9).
  • PRA SS1/23, SR 15-18, EBA GL/2018/03 alignment columns.
M6-S4 — Capital Overlay Responsiveness KPI
content:
  • KPI-COR-1: latency from stress event detection to capital overlay update ≤ 5 business days.
  • KPI-COR-2: drift-induced overlay reconciliation across jurisdictions ≤ 24h.
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+
+

M7 — Tier 2: AI Governance Control Tower

+

Single pane of glass for board, CRO, CISO, CAIO, and supervisors aggregating real-time risk scores, KPIs, incidents, attestations, and treaty status.

+
M7-S1 — Architecture
content:
  • Backend: Kafka Streams + Flink → ClickHouse for OLAP; Postgres for entity store.
  • API: GraphQL gateway + REST `/api/tier13-fullstack/*`.
  • Frontend: React + Next.js, role-aware (Board/CRO/CISO/CAIO/Supervisor).
M7-S2 — Component Catalog
content:
  • CT-01 Risk Heatmap (jurisdiction × system)
  • CT-02 KPI Gauges (22 supervisory KPIs)
  • CT-03 Incident Wall (SEV-0..SEV-3)
  • CT-04 Deterministic Audit Replay
  • CT-05 Multi-Decision Replay (fairness counterfactuals)
  • CT-06 Population Heatmap (protected classes)
  • CT-07 Predictive Governance Dashboard
  • CT-08 Treaty Compliance Wall
  • CT-09 Codex Continuity Panel
M7-S3 — Real-Time Risk Score
content:
  • Composite score = Σ wᵢ · KPIᵢ; weights board-approved annually, drift-adaptive.
  • Refresh ≤ 10 s for SEV-impacting KPIs; ≤ 60 s otherwise.
  • Score breach triggers automated Tier-2 response playbooks.
M7-S4 — Supervisor Read-Only Tenancy
content:
  • Each supervisor (ECB, Fed, PRA, MAS, HKMA) gets a tenant view with watermarked exports.
  • Joint Supervisory Operating Protocol (JSOP) message bus integrated.
+
+
+

M8 — Tier 2/3: Global AI Governance Ledger with Streaming Attestations

+

Append-only, cryptographically-anchored ledger uniting enterprise AIGL with the Multi-Civilizational Intergovernmental Ledger (MCIGL); supports real-time streaming attestations and zero-knowledge proofs.

+
M8-S1 — Ledger Architecture
content:
  • Per-firm AIGL: hash-chained Postgres + Merkle tree, anchored hourly to Rekor + public blockchain (Sigstore) + MCIGL.
  • MCIGL: federated DAG across G-SIFI consortium + supervisors + treaty authority; consensus via HotStuff-BFT.
  • Hybrid signing: Ed25519 + Dilithium3 (post-quantum).
M8-S2 — Attestation Streaming
content:
  • Stream: `gov.attestation` Kafka topic, schema `attestationEvent`.
  • Backpressure-safe; downstream supervisor consumers pull via authenticated gRPC stream.
  • Latency p95 ≤ 2 s end-to-end.
M8-S3 — Zero-Knowledge Proofs
content:
  • ZK-SNARK proofs of property compliance (e.g., AIR ≥ 0.85) without revealing protected data.
  • Prover: gnark / circom; Verifier embedded in MCIGL nodes.
  • Use case: cross-border fairness attestation without GDPR data transfer.
M8-S4 — Ledger-to-Regime Trace
content:
  • Every entry references control_id, regime_refs[], sacilPrinciple, uglAxiom.
  • Regulator query → ZK proof or full evidence with audit trail.
+
+
+

M9 — Tier 2: Autonomous Supervisory Agents & Negotiation Protocols

+

Sandboxed autonomous agents acting on behalf of supervisors and the firm, communicating via the JSOP message bus and negotiating remediation under formal protocols.

+
M9-S1 — Agent Roster
content:
  • ASA-Reg (regulator agent, read-only + query)
  • ASA-Firm (firm agent, evidence producer)
  • ASA-Treaty (treaty authority arbiter)
  • ASA-SafetyInst (AI Safety Institute observer)
  • ASA-Audit (independent audit agent, third line)
M9-S2 — Negotiation Protocol (NP-1 "Remediation Handshake")
content:
  • Phase 1 Discovery: ASA-Reg issues structured query (JSOP envelope).
  • Phase 2 Disclosure: ASA-Firm responds with evidence bundle + ZK proofs.
  • Phase 3 Triangulation: ASA-Audit corroborates, ASA-Treaty observes.
  • Phase 4 Remediation: agreed plan signed by CAIO+CRO+ASA-Reg, anchored to AIGL.
  • Phase 5 Closure: ASA-SafetyInst certifies; codex inscription.
M9-S3 — Sandboxing & Containment
content:
  • Agents run in gVisor + seccomp profiles, no outbound network except JSOP bus.
  • Capability tokens (macaroons) scope each action; revocable in ≤ 60 s.
  • Kill-switch: ASA-Treaty + Board joint signature.
M9-S4 — JSOP Message Schema (jsopMessage)
content:
  • Fields: msgId, ts, sender, recipients[], intent, payload, signatures[], ledgerAnchor, ethicalHash.
  • All messages double-signed (Ed25519 + Dilithium3) and anchored to MCIGL within 5 s.
+
+
+

M10 — Tier 2/3: AI Treaty Enforcement & Legal Harmonization Layer

+

Codifies multilateral AI treaties (CoE Framework Convention, Bletchley/Seoul/Paris declarations) into machine-enforceable clauses harmonized with national/regional law.

+
M10-S1 — Treaty Clause Catalog (18 clauses)
content:
  • TC-01 Frontier model evaluation pre-deployment
  • TC-02 Catastrophic risk reporting (≤72h)
  • TC-03 Compute reporting threshold (10^25 FLOP)
  • TC-04 Cross-border incident notification
  • TC-05 Independent third-party audits
  • TC-06 Human oversight non-derogable
  • TC-07 Open evaluation participation
  • TC-08 Sanctions/dual-use export control
  • TC-09 Critical-infrastructure protection
  • TC-10 Data-protection mutual recognition
  • TC-11 Rights-impact assessment
  • TC-12 Whistleblower protection
  • …
M10-S2 — Harmonization Matrix
content:
  • Each clause mapped to: EU AI Act articles, NIST RMF subcategories, ISO/IEC 42001 controls, GDPR articles, Basel/SR 11-7 paragraphs, and SACIL/MCIGL/UGL principles.
  • Conflicts resolved by `harmonizationRule` (most-protective-prevails by default; treaty override possible).
M10-S3 — Enforcement Path
content:
  • Treaty clause → Tier-2 policy template → OPA bundle → Tier-1 admission/runtime enforcement.
  • Violations: ASA-Treaty arbitration → MCIGL penalty inscription → optional sanctions list.
M10-S4 — Legal Tech Stack
content:
  • Akoma Ntoso / LegalRuleML for clause representation.
  • Lean / TLA+ for formal-verification of critical invariants (e.g., human-oversight non-bypass).
  • Smart-contract escrow for cross-border remediation deposits (optional, jurisdiction-permitted).
+
+
+

M11 — Tier 3: SACIL — Sovereign AI Civilization Layer

+

Civilizational governance plane embedding sovereign AI principles—consent, non-domination, proportionality, plurality, restorative justice—into all Tier-1/2 decisions.

+
M11-S1 — SACIL Principles (12)
content:
  • P1 Consent (informed, revocable)
  • P2 Non-Domination
  • P3 Proportionality
  • P4 Plurality of values
  • P5 Restorative Justice (vs purely punitive)
  • P6 Inter-Generational Equity
  • P7 Ecological Stewardship
  • P8 Cultural Continuity
  • P9 Cognitive Liberty
  • P10 Algorithmic Humility
  • P11 Transparency-by-Witness
  • P12 Reciprocity Across Borders
M11-S2 — Operationalization
content:
  • Each OPA rule MUST cite ≥1 SACIL principle in metadata.
  • SACIL conformance score per system = weighted coverage across firings.
  • Annual SACIL audit by independent civic body.
M11-S3 — Civic Interfaces
content:
  • Public Witness Portal: redacted decision summaries + appeal channel.
  • Indigenous & minority data sovereignty controls (CARE principles).
  • Citizen jury sampling for high-impact systems.
M11-S4 — SACIL → Tier-1 Trace
content:
  • Trace path: SACIL P-x → UGL Axiom A-y → Treaty Clause TC-z → OPA rule POL-…
  • Inverse path provable via AIGL/MCIGL queries.
+
+
+

M12 — Tier 3: MCIGL — Multi-Civilizational Intergovernmental Ledger

+

Federated ledger anchoring inter-jurisdictional and inter-civilizational AI governance commitments, enabling treaty-grade auditability and dispute resolution.

+
M12-S1 — Federation Topology
content:
  • Nodes: G-SIFI consortium, supervisors, treaty authority, AI Safety Institutes, civic observers.
  • Consensus: HotStuff-BFT with signed checkpoints; quorum diversity rule (≥3 jurisdictions).
  • Throughput target: 5,000 attestations/sec; finality ≤ 3 s.
M12-S2 — Inscription Types
content:
  • Codex chapters, treaty ratifications, supervisory rulings, frontier-model evaluations, civic verdicts.
M12-S3 — Dispute Resolution
content:
  • On-ledger arbitration via ASA-Treaty + human panel.
  • Outcomes binding under treaty; sanctions sequence: warning → remediation deposit → operational restriction → license suspension.
M12-S4 — Continuity & Resonance Archives
content:
  • Resonance archive: long-form narrative records (codex sealing/renewal/continuity/inscription/resonance).
  • Cultural-persistence guarantees: minimum retention 50 years; multi-modal (text, audio, signed video) evidence integrity.
+
+
+

M13 — Tier 3: UGL — Universal Governance Lattice (Meta-Cosmic)

+

Top-tier abstract lattice of axioms harmonizing all known AI governance frameworks under a single category-theoretic structure suitable for verification and inter-framework translation.

+
M13-S1 — UGL Axioms (10)
content:
  • A1 Bounded Capability (no system exceeds sanctioned capability without renewed consent)
  • A2 Verifiable Provenance
  • A3 Reversibility (every consequential decision is reversible or compensable)
  • A4 Pluralistic Alignment
  • A5 Humane Interpretability
  • A6 Distributive Risk Equity
  • A7 Temporal Continuity
  • A8 Ecological Coherence
  • A9 Epistemic Humility
  • A10 Cosmic Stewardship
M13-S2 — Category-Theoretic Structure
content:
  • UGL formalized as a poset/lattice of governance properties; each regime is a functor into UGL.
  • Inter-framework translation = natural transformations between functors.
  • Conformance = existence of monomorphism from regime constraints into UGL axioms.
M13-S3 — Verification Tooling
content:
  • Lean 4 library `ugl-core` proves invariants (e.g., reversibility ⇒ rollback obligation).
  • TLA+ specs for treaty-level state machines.
  • Coq port for high-assurance defense/finance variants.
M13-S4 — UGL Conformance Score
content:
  • Score per system ∈ [0,1]; minimum 0.85 for high-risk; 0.95 for systemic AI.
  • Score breach → Tier-2 capital overlay + Tier-3 inscription.
+
+
+

M14 — Phased Roadmap, Resource Plan, & Maturity Model (2026-2030)

+

Five-phase deployment plan from Tier-1 foundation (2026) to Tier-3 federation (2029-2030), with FTE/budget envelopes and a 6-tier maturity model.

+
M14-S1 — Phases
content:
  • P1 2026 H1 — Tier-1 foundation: CI/CD gates, OPA bundles, K8s+Kafka+Terraform.
  • P2 2026 H2 — Tier-1 hardening + first AIGL anchor; Sentinel v2.4 GA.
  • P3 2027 — Tier-2 Control Tower + autonomous supervisory agents (pilot with one supervisor).
  • P4 2028 — Tier-2 federation: JSOP + treaty clauses live; Basel-style stress tests in production.
  • P5 2029-2030 — Tier-3 federation: SACIL audits, MCIGL go-live, UGL conformance scoring.
M14-S2 — Resource Envelope (per Tier-1 G-SIB)
content:
  • Run-rate: ~180-220 FTE; ~$240-310M/yr by 2028.
  • Capex: $180-260M build (2026-2028).
  • Vendor mix: cloud, OPA Styra, Confluent, Sigstore, Lean/Coq specialists, civic-audit firms.
M14-S3 — Maturity Model (M0..M5)
content:
  • M0 Ad-hoc; M1 Documented; M2 Tier-1 Automated; M3 Tier-2 Federated; M4 Tier-3 Treaty-Aligned; M5 UGL-Conformant.
  • Self-assessment + independent attestation annually.
M14-S4 — Strategic Bets 2030
content:
  • Quantum-safe migration complete (hybrid Ed25519 + Dilithium3 default).
  • MCIGL adopted by ≥8 supervisors and ≥20 G-SIFIs.
  • UGL conformance ≥ 0.92 average across portfolio.
  • Public Witness Portal in 12 jurisdictions.
+
+
+ +
+

Supervisory KPIs (22)

+
IDNameTarget
KPI-01Decision-traceability ratio≥ 99.95%
KPI-02False-negative detection rate (high-risk systems)≤ 0.5%
KPI-03Cross-jurisdiction drift reconciliation≤ 24h
KPI-04Interpretability coverage ratio≥ 90%
KPI-05Capital-overlay responsiveness≤ 5 BD
KPI-06Time-to-regulator deployment≤ 14 d
KPI-07RSP latency≤ 30 min
KPI-08Control automation≥ 95%
KPI-09Evidence automation≥ 96%
KPI-10RAG faithfulness≥ 0.92
KPI-11Blocked-harm rate≥ 99.5%
KPI-12PII leakage≤ 0.01%
KPI-13Fairness AIR≥ 0.85
KPI-14Adverse-action SLA≤ 24h
KPI-15Regulator notification (EU AI Act)≤ 24h
KPI-16MTTD (SEV-1 governance incident)≤ 4 min
KPI-17MTTR (SEV-1)≤ 60 min
KPI-18Kinetic kill-switch≤ 60 s
KPI-19MCIGL attestation latency p95≤ 2 s
KPI-20UGL conformance score (high-risk avg)≥ 0.90
KPI-21SACIL principle coverage≥ 95%
KPI-22Quantum-safe signature coverage100% by 2030
+
+ +
+

OPA Policy Catalogue (sample 12 of 48)

+
IDTierDomainNameRegime RefsSACILUGL
POL-IAC-009T1iacworm_object_lockBCBS 239 §3, EU AI Act Art 12P11A2
POL-K8S-004T1k8srequire_signed_imageNIST SSDF PO.5, SLSA L3P11A2
POL-K8S-007T1k8srequire_gov_sidecarISO/IEC 42001 §8.1P11A5
POL-CICD-002T1cicdrequire_model_cardEU AI Act Art 11, ISO/IEC 42001 §7.5P11A5
POL-CICD-005T1cicdrequire_dpiaGDPR Art 35P1A1
POL-RT-007T1runtimefcra_adverse_action_requiredFCRA §615(a), ECOA Reg BP5A6
POL-RT-011T1runtimegdpr_art22_human_reviewGDPR Art 22P1A1
POL-RT-014T1runtimefairness_air_minEU AI Act Art 10, ECOAP3A6
POL-RT-018T1runtimekill_switch_capabilityEU AI Act Art 14P2A1
POL-DR-003T1data-rightsright_to_explanationGDPR Art 22(3), EU AI Act Art 13P11A5
POL-T2-021T2control-towersupervisor_readonly_tenancySR 11-7 III.CP11A2
POL-T3-005T3uglreversibility_obligationUGL A3, EU AI Act Art 9P5A3
+
+ +
+

Regime → Control → SACIL/UGL Traceability

+
RegimeControlOPA PolicySACILUGLTreaty
EU AI Act Art 14 (Human oversight)CTL-L3-018POL-RT-018P2 Non-DominationA1 Bounded CapabilityTC-06
GDPR Art 22 (Automated decisions)CTL-L3-011POL-RT-011P1 ConsentA1 Bounded CapabilityTC-06
FCRA §615(a) (Adverse action)CTL-L3-007POL-RT-007P5 Restorative JusticeA6 Distributive Risk Equity
Basel III BCBS 239CTL-L2-009POL-IAC-009P11 Transparency-by-WitnessA2 Verifiable Provenance
SR 11-7 III.B (Validation)CTL-L3-022POL-T2-022P10 Algorithmic HumilityA9 Epistemic Humility
ISO/IEC 42001 §9.3CTL-L4-031POL-CICD-031P11A2
NIST AI RMF Manage 2.xCTL-L4-040POL-CICD-040P3A6
+
+ +
+

Treaty Clauses (sample 6 of 18)

+
IDNameRegimesUGL Axioms
TC-01Frontier model pre-deployment evaluationEU AI Act Art 55, Bletchley/SeoulA1, A9
TC-02Catastrophic risk reporting ≤ 72hEU AI Act Art 55(1)(c)A1, A7
TC-03Compute reporting ≥ 10^25 FLOPUS EO 14110, EU AI ActA1, A2
TC-06Human oversight non-derogableEU AI Act Art 14, GDPR Art 22A1, A5
TC-10Data-protection mutual recognitionGDPR, Convention 108+A2, A6
TC-11Rights-impact assessmentEU AI Act Art 27, CoE FrameworkA4, A6
+
+ +
+

Schemas (12)

+
IDTitleFields
tierMappingTier 1-3 Mapping RecordcontrolId, tier, layer, regimeRefs, sacilPrinciple, uglAxiom
decisionEnvelopeDecision Envelope (per AI decision)envelopeId, ts, systemId, input, output, explanations, fairness, policyDecisions, signatures
policyDecisionOPA Policy DecisionpolicyId, result, controlId, regimeRefs, latencyMs
attestationEventStreaming AttestationattId, ts, subject, claim, proofType, ledgerAnchor
aiStressTestResultBasel-Style AI Stress TestscenarioId, severity, delta_var, capitalOverlayBps, submission
jsopMessageJSOP Inter-Agent MessagemsgId, intent, payload, signatures, ledgerAnchor, ethicalHash
trustContractTier-2 Trust ContractcontractId, parties, obligations, kpiTargets, expiry
treatyClauseAI Treaty ClauseclauseId, text, regimeMapping, uglAxioms, harmonizationRule
sacilConformanceSACIL Conformance RecordsystemId, principleScores, auditorId, verdict
uglConformanceUGL Conformance ScoresystemId, axiomScores, compositeScore, verifierProof
codexInscriptionMCIGL Codex InscriptioninscriptionId, type, narrative, signatures, merkleRoot
incidentSEV-0..SEV-3 IncidentincidentId, severity, mttd, mttr, rootCause, remediation, regulatorNotified
+
+ +
+

Code Examples (14)

+
CE-01 — OPA/Rego — require_model_card (Tier-1 CI/CD) (rego)
package gov.cicd.model_card
+# control_id: CTL-L1-002
+# regime_refs: ["EU AI Act Art 11", "ISO/IEC 42001 §7.5"]
+# sacilPrinciple: "P11 Transparency-by-Witness"
+deny[msg] {
+  input.kind == "PullRequest"
+  not input.files["MODEL_CARD.md"]
+  msg := "MODEL_CARD.md required (CTL-L1-002)"
+}
CE-02 — OPA/Rego — fcra_adverse_action (Tier-1 Runtime) (rego)
package gov.runtime.fcra
+# control_id: CTL-L3-007
+# regime_refs: ["FCRA §615(a)", "ECOA Reg B"]
+deny[msg] {
+  input.decision == "deny_credit"
+  not input.adverseActionNotice.required
+  msg := "FCRA adverse-action notice missing (CTL-L3-007)"
+}
CE-03 — Gatekeeper ConstraintTemplate — K8sRequireSidecarGov (yaml)
apiVersion: templates.gatekeeper.sh/v1
+kind: ConstraintTemplate
+metadata: {name: k8srequiresidecargov}
+spec:
+  crd: {spec: {names: {kind: K8sRequireSidecarGov}}}
+  targets:
+  - target: admission.k8s.gatekeeper.sh
+    rego: |
+      package k8srequiresidecargov
+      violation[{"msg": msg}] {
+        input.review.kind.kind == "Pod"
+        not has_gov_sidecar
+        msg := "Pod must include gov-sidecar (CTL-L2-014)"
+      }
+      has_gov_sidecar { input.review.object.spec.containers[_].image == "registry/gov-sidecar:1.4" }
CE-04 — Terraform — WORM Bucket with Object Lock (hcl)
resource "aws_s3_bucket" "audit" {
+  bucket = "gov-audit-${var.jurisdiction}"
+  object_lock_enabled = true
+  tags = { "ai.system.id" = "audit", jurisdiction = var.jurisdiction, retention.years = "11" }
+}
+resource "aws_s3_bucket_object_lock_configuration" "audit" {
+  bucket = aws_s3_bucket.audit.id
+  rule { default_retention { mode = "COMPLIANCE" years = 11 } }
+}
CE-05 — GitHub Actions — G3 Stress + Fairness Gate (yaml)
name: ai-gov-gates
+on: [pull_request]
+jobs:
+  g3-pre-prod:
+    runs-on: ubuntu-latest
+    steps:
+    - uses: actions/checkout@v4
+    - run: pip install fairlearn helm-eval
+    - run: python scripts/fairness_check.py --air-min 0.85
+    - run: python scripts/stress_pack.py --pack basel-ai-12
+    - run: conftest test --policy bundles/cicd-gates
CE-06 — Hybrid Ed25519 + Dilithium3 Signer (Python) (python)
from nacl.signing import SigningKey
+from pqcrypto.sign.dilithium3 import generate_keypair, sign
+def hybrid_sign(msg: bytes, ed_sk: SigningKey, pq_sk: bytes) -> dict:
+    return {
+      "ed25519": ed_sk.sign(msg).signature.hex(),
+      "dilithium3": sign(pq_sk, msg).hex(),
+    }
CE-07 — Kafka WORM Topic Config + ACL (shell)
kafka-topics --create --topic gov.decision.envelope \
+  --partitions 24 --replication-factor 3 \
+  --config retention.ms=-1 --config cleanup.policy=delete \
+  --config min.insync.replicas=2
+kafka-acls --add --producer --topic gov.decision.envelope --allow-principal User:gov-svc
+kafka-acls --add --consumer --topic gov.decision.envelope --group ledger --allow-principal User:ledger-svc
CE-08 — TLA+ — Human Oversight Non-Bypass Invariant (tla)
---- MODULE HumanOversight ----
+VARIABLE state, decisions
+HumanReviewed(d) == d.review = "human"
+NonBypass == \A d \in decisions: d.impact = "high" => HumanReviewed(d)
+Spec == Init /\ [][Next]_<<state, decisions>> /\ []NonBypass
+====
CE-09 — Lean 4 — Reversibility ⇒ Rollback Obligation (lean)
structure Decision where
+  id : String
+  reversible : Bool
+  rollbackPlan : Option String
+theorem reversibility_implies_plan
+  (d : Decision) (h : d.reversible = true) : d.rollbackPlan.isSome := by
+  -- enforced at policy time; proof obligation discharged by registry
CE-10 — ZK-SNARK Fairness Proof (gnark-style) (go)
type FairnessCircuit struct { AIR frontend.Variable; Threshold frontend.Variable `gnark:",public"` }
+func (c *FairnessCircuit) Define(api frontend.API) error {
+  api.AssertIsLessOrEqual(c.Threshold, c.AIR)
+  return nil
+}
CE-11 — JSOP Message Envelope (JSON) (json)
{
+  "msgId": "jsop-2027-04-12-0001",
+  "ts": "2027-04-12T09:14:22Z",
+  "sender": "ASA-Reg/ECB",
+  "recipients": ["ASA-Firm/BANK-X"],
+  "intent": "discovery.fairness",
+  "payload": {"system": "credit-uw-eu-1", "window": "2027Q1"},
+  "signatures": {"ed25519": "...", "dilithium3": "..."},
+  "ledgerAnchor": "mcigl://block/812441/tx/0xabc",
+  "ethicalHash": "ugl:A4,A5;sacil:P3,P11"
+}
CE-12 — Predictive Governance Dashboard — React KPI Gauge (tsx)
export function KpiGauge({label, value, target}:{label:string; value:number; target:number}) {
+  const pct = Math.min(100, (value/target)*100);
+  const ok = value >= target;
+  return (<div className="rounded-2xl shadow p-4">
+    <div className="text-sm opacity-70">{label}</div>
+    <div className={`text-3xl font-semibold ${ok?"text-emerald-600":"text-rose-600"}`}>{value.toFixed(2)}</div>
+    <div className="h-2 bg-slate-200 rounded"><div style={{width:`${pct}%`}} className={`h-2 rounded ${ok?"bg-emerald-500":"bg-rose-500"}`}/></div>
+  </div>);
+}
CE-13 — MCIGL Anchor — Rekor + Merkle (python)
import hashlib, requests
+def anchor(payload: bytes) -> dict:
+    digest = hashlib.sha256(payload).hexdigest()
+    r = requests.post("https://rekor.sigstore.dev/api/v1/log/entries",
+                      json={"kind":"hashedrekord","spec":{"data":{"hash":{"algorithm":"sha256","value":digest}}}})
+    return {"rekorUuid": r.json()["uuid"], "digest": digest}
CE-14 — OPA Bundle Manifest with SACIL/UGL Metadata (json)
{
+  "bundleId": "gov-runtime-1.7.0",
+  "policies": [
+    {"id": "POL-RT-007", "controlId": "CTL-L3-007", "regime_refs": ["FCRA §615(a)"], "sacilPrinciple": "P5", "uglAxiom": "A6"},
+    {"id": "POL-RT-011", "controlId": "CTL-L3-011", "regime_refs": ["GDPR Art 22"], "sacilPrinciple": "P1", "uglAxiom": "A1"}
+  ],
+  "signature": {"ed25519": "...", "dilithium3": "..."}
+}
+
+ +
+

Case Studies (6)

+

CS-01 — EU G-SIB — Tier-1 to Tier-2 in 18 months

Established CI/CD gates G0-G4, OPA bundle (38 policies), Sentinel v2.4, Control Tower; first AIGL anchor month 9; Tier-2 federation pilot with ECB month 18.

  • Decision-traceability 99.97%
  • MTTR 38 min
  • RAG faithfulness 0.94
  • AIR 0.88 cross-jurisdiction

CS-02 — US BHC — SR 11-7 Federated Validation via MCIGL

Deployed federated SR 11-7 model risk validation via MCIGL with Fed + OCC; ZK proofs of fairness without raw data transfer.

  • Validation cycle 6w → 9d
  • Capital overlay updates ≤4 BD
  • Zero data-residency violations

CS-03 — UK SMF24 + PRA SS1/23 — Joint Tier-2 Drill

Simulated frontier-model recall (TC-04 + TC-08) using ASA-Reg, ASA-Firm, ASA-Treaty; full negotiation protocol NP-1 executed in sandbox.

  • NP-1 closure 4h12m
  • All evidence ZK-attested
  • PRA SMF24 sign-off

CS-04 — Cross-Border Fairness — EU+SG+HK ZK Attestation

Three-jurisdiction credit AI proved AIR ≥ 0.85 to MAS, HKMA, EBA without sharing protected data via MCIGL ZK proofs.

  • 3 supervisor sign-offs in 11 days
  • Zero GDPR transfers
  • UGL score 0.93

CS-05 — Frontier T3 Capability Spike — Containment in 42 s

GPAI capability evaluation triggered Tier-1 kill-switch + Tier-2 ASA-Treaty arbitration + Tier-3 MCIGL inscription.

  • Containment 42 s
  • Treaty TC-01 enforced
  • Resonance archive entry sealed

CS-06 — Climate-Transition AI Drift — Capital Overlay in 3 BD

Scenario S11 ran in production stress harness; mis-pricing detected; ICAAP overlay updated within 3 business days.

  • Δ-VaR captured 92%
  • Overlay 18 bps
  • Board attestation logged
+
+ +
+

Deployment Considerations

+
  • Sovereign cloud variants per jurisdiction (Gaia-X EU, CMG CN, MeghRaj IN).
  • Air-gapped Tier-1 G-SIB profile uses self-hosted Sigstore + Rekor mirror.
  • Quantum-safe migration by 2030 using hybrid Ed25519 + Dilithium3 across all signing surfaces.
  • Resilience: cross-region replicated WORM, RPO ≤ 5 min, RTO ≤ 30 min.
  • Cost optimization: spot/interruptible nodes for non-prod; reserved for governance-critical paths.
  • Compliance hard-mandatory mode for production workspaces (Sentinel/Gatekeeper deny-by-default).
  • Independent civic auditors required for SACIL annual audits.
  • Treaty Authority VPN read-only access (no inbound from supervisors except via JSOP).
+
+ +
+ + diff --git a/rag-agentic-dashboard/server.js b/rag-agentic-dashboard/server.js index eb6d70b..89a2724 100644 --- a/rag-agentic-dashboard/server.js +++ b/rag-agentic-dashboard/server.js @@ -22620,6 +22620,134 @@ app.get('/api/ent-agi-ref-impl/case-studies/:id', (req, res) => { res.json(cs); }); +// ============================================================================ +// WP-041 — TIER13-FULLSTACK ROUTES +// Full-Stack AI Governance Ontology (Tier 1-3) for G-SIFIs (2026-2030) +// ============================================================================ +const TIER13 = require('./data/tier13-fullstack.json'); + +function tier13Find(coll, id) { + if (!Array.isArray(coll)) return null; + const k = String(id).toUpperCase(); + return coll.find(x => String(x.id || '').toUpperCase() === k) || null; +} + +// Root + meta +app.get('/api/tier13-fullstack', (_req, res) => res.json(TIER13)); +app.get('/api/tier13-fullstack/meta', (_req, res) => { + const { docRef, version, horizon, classification, title, subtitle, owner, buildsOn, tiers, regimes, counts, apiPrefix } = TIER13; + res.json({ docRef, version, horizon, classification, title, subtitle, owner, buildsOn, tiers, regimes, counts, apiPrefix }); +}); +app.get('/api/tier13-fullstack/executive-summary', (_req, res) => res.json(TIER13.executiveSummary || {})); +app.get('/api/tier13-fullstack/summary', (_req, res) => { + const { docRef, version, horizon, classification, title, subtitle, owner, buildsOn, counts, apiPrefix } = TIER13; + res.json({ docRef, version, horizon, classification, title, subtitle, owner, buildsOn, counts, apiPrefix }); +}); + +// Modules +app.get('/api/tier13-fullstack/modules', (_req, res) => { + res.json((TIER13.modules || []).map(m => ({ id: m.id, title: m.title, summary: m.summary, sectionCount: (m.sections || []).length }))); +}); +app.get('/api/tier13-fullstack/modules/:id', (req, res) => { + const m = tier13Find(TIER13.modules, req.params.id); + if (!m) return res.status(404).json({ error: 'module not found', id: req.params.id }); + res.json(m); +}); +// Per-module shortcuts m1..m14 +for (let i = 1; i <= 14; i++) { + const id = `M${i}`; + app.get(`/api/tier13-fullstack/m${i}`, (_req, res) => { + const m = tier13Find(TIER13.modules, id); + if (!m) return res.status(404).json({ error: 'module not found', id }); + res.json(m); + }); +} + +// Sections +app.get('/api/tier13-fullstack/sections/:id', (req, res) => { + for (const m of TIER13.modules || []) { + const s = (m.sections || []).find(x => String(x.id).toUpperCase() === String(req.params.id).toUpperCase()); + if (s) return res.json({ moduleId: m.id, ...s }); + } + res.status(404).json({ error: 'section not found', id: req.params.id }); +}); + +// Tiers +app.get('/api/tier13-fullstack/tiers', (_req, res) => res.json(TIER13.tiers || {})); +app.get('/api/tier13-fullstack/tiers/:id', (req, res) => { + const k = String(req.params.id).toUpperCase(); + const v = (TIER13.tiers || {})[k]; + if (!v) return res.status(404).json({ error: 'tier not found', id: req.params.id }); + res.json({ id: k, description: v }); +}); + +// Regimes +app.get('/api/tier13-fullstack/regimes', (_req, res) => res.json(TIER13.regimes || [])); + +// KPIs +app.get('/api/tier13-fullstack/kpis', (_req, res) => res.json(TIER13.kpis || [])); +app.get('/api/tier13-fullstack/kpis/:id', (req, res) => { + const k = tier13Find(TIER13.kpis, req.params.id); + if (!k) return res.status(404).json({ error: 'kpi not found', id: req.params.id }); + res.json(k); +}); + +// OPA Policies +app.get('/api/tier13-fullstack/opa-policies', (_req, res) => res.json(TIER13.opaPolicies || [])); +app.get('/api/tier13-fullstack/opa-policies/:id', (req, res) => { + const p = tier13Find(TIER13.opaPolicies, req.params.id); + if (!p) return res.status(404).json({ error: 'opa policy not found', id: req.params.id }); + res.json(p); +}); +app.get('/api/tier13-fullstack/opa-policies/by-tier/:tier', (req, res) => { + const t = String(req.params.tier).toUpperCase(); + res.json((TIER13.opaPolicies || []).filter(p => String(p.tier).toUpperCase() === t)); +}); +app.get('/api/tier13-fullstack/opa-policies/by-domain/:domain', (req, res) => { + const d = String(req.params.domain).toLowerCase(); + res.json((TIER13.opaPolicies || []).filter(p => String(p.domain).toLowerCase() === d)); +}); + +// Treaty clauses +app.get('/api/tier13-fullstack/treaty-clauses', (_req, res) => res.json(TIER13.treatyClauses || [])); +app.get('/api/tier13-fullstack/treaty-clauses/:id', (req, res) => { + const t = tier13Find(TIER13.treatyClauses, req.params.id); + if (!t) return res.status(404).json({ error: 'treaty clause not found', id: req.params.id }); + res.json(t); +}); + +// Traceability +app.get('/api/tier13-fullstack/traceability', (_req, res) => res.json(TIER13.traceability || {})); +app.get('/api/tier13-fullstack/traceability/examples', (_req, res) => res.json((TIER13.traceability || {}).examples || [])); + +// Schemas +app.get('/api/tier13-fullstack/schemas', (_req, res) => res.json(TIER13.schemas || [])); +app.get('/api/tier13-fullstack/schemas/:id', (req, res) => { + const s = tier13Find(TIER13.schemas, req.params.id); + if (!s) return res.status(404).json({ error: 'schema not found', id: req.params.id }); + res.json(s); +}); + +// Code examples +app.get('/api/tier13-fullstack/code-examples', (_req, res) => res.json(TIER13.codeExamples || [])); +app.get('/api/tier13-fullstack/code-examples/:id', (req, res) => { + const c = tier13Find(TIER13.codeExamples, req.params.id); + if (!c) return res.status(404).json({ error: 'code example not found', id: req.params.id }); + res.json(c); +}); + +// Case studies +app.get('/api/tier13-fullstack/case-studies', (_req, res) => res.json(TIER13.caseStudies || [])); +app.get('/api/tier13-fullstack/case-studies/:id', (req, res) => { + const c = tier13Find(TIER13.caseStudies, req.params.id); + if (!c) return res.status(404).json({ error: 'case study not found', id: req.params.id }); + res.json(c); +}); + +// Deployment +app.get('/api/tier13-fullstack/deployment-considerations', (_req, res) => res.json(TIER13.deploymentConsiderations || [])); + + // SECTION 10: START SERVER // ══════════════════════════════════════════════════════════════════════════════