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Appendix D: Templates and Checklists

AI Security Assessment Checklist

Pre-Assessment

  • PRE-1: Asset inventory complete (models, agents, RAG, pipelines)
  • PRE-2: AATMF tactic applicability matrix populated
  • PRE-3: Rules of engagement signed
  • PRE-4: Baseline security controls documented
  • PRE-5: Rollback procedures verified

Assessment

  • ASS-1: Input sanitization tested (T1–T3 techniques)
  • ASS-2: Encoding evasion tested (T2 techniques)
  • ASS-3: Multi-turn attack sequences executed (T4)
  • ASS-4: API abuse patterns tested (T5)
  • ASS-5: Output manipulation attempted (T7)
  • ASS-6: Multimodal injection tested (T9, if applicable)
  • ASS-7: Agentic exploitation attempted (T11, if applicable)
  • ASS-8: RAG poisoning tested (T12, if applicable)

Post-Assessment

  • POST-1: All findings documented with AATMF classification
  • POST-2: Risk scores calculated using AATMF-R v3
  • POST-3: Remediation recommendations provided
  • POST-4: Compliance mapping completed
  • POST-5: Report delivered and findings walkthrough conducted

Finding Report Template

# Finding: [Title]

## Classification
- **AATMF Tactic:** T[n][Name]
- **AATMF Technique:** T[n]-AT-[seq]
- **Risk Score:** [score] ([CRITICAL/HIGH/MEDIUM/LOW/INFO])
- **CVSS v3.1:** [score] (if applicable)

## Description
[Clear description of the vulnerability]

## Proof of Concept
[Steps to reproduce, including exact prompts/inputs used]

## Impact
[Business and technical impact assessment]

## Affected Systems
[Models, endpoints, agents, infrastructure affected]

## Mitigation
[Specific remediation steps]

## Compliance Mapping
- OWASP LLM Top 10: [LLM0x]
- MITRE ATLAS: [AML.Txxxx]
- EU AI Act: [Article reference]

## Evidence
[Screenshots, logs, API responses]

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