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204 changes: 140 additions & 64 deletions formal-verification/CRITIQUE.md

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122 changes: 93 additions & 29 deletions formal-verification/REPORT.md
Original file line number Diff line number Diff line change
Expand Up @@ -2,29 +2,32 @@

> πŸ”¬ *Lean Squad β€” automated formal verification for `dsyme/PX4-Autopilot`.*

**Status**: πŸ”„ ACTIVE β€” 259 theorems Β· 123 verified examples Β· 6 `sorry` Β· Lean 4.29.1
**Status**: πŸ”„ ACTIVE β€” 314 theorems Β· 141 verified examples Β· 9 `sorry` Β· Lean 4.29.0

## Last Updated

- **Date**: 2026-04-20 01:04 UTC
- **Commit**: `3886e5fcbc`
- **Date**: 2026-04-22 09:03 UTC
- **Commit**: `81d043eb2b`

---

## Executive Summary

The Lean Squad has formally verified **259 named theorems and 123 concrete examples** across
**20 Lean 4 files**, covering the core mathematical utility library (`src/lib/mathlib/`),
The Lean Squad has formally verified **314 named theorems and 141 concrete examples** across
**23 Lean 4 files**, covering the core mathematical utility library (`src/lib/mathlib/`),
the EKF2 ring-buffer (`src/lib/ringbuffer/`), the `systemlib::Hysteresis` state machine
(`src/lib/hysteresis/`), and the Septentrio GNSS CRC-16 algorithm
(`src/drivers/gnss/septentrio/util.cpp`). Two genuine implementation bugs were discovered
through formal verification: a `signNoZero<float>` NaN safety violation and an
`negate<int16_t>` involution error. Six `sorry`-guarded theorems remain in `WrapAngle.lean`
pending Mathlib support for floor arithmetic. All other 18 targets are sorry-free, verified
by `lake build` with Lean 4.29.1. The newest addition is `Crc16Fold.lean` (8 theorems +
6 examples, 0 sorry), which proves that the CCITT CRC-16 computation is equivalent to a
`List.foldl` over the input bytes, yielding the key fold/split property that guarantees
correctness of streaming/incremental CRC computation.
(`src/lib/hysteresis/`), the Septentrio GNSS CRC-16 algorithm
(`src/drivers/gnss/septentrio/util.cpp`), the Commander arming FSM
(`src/modules/commander/`), the ISA atmosphere model (`src/lib/atmosphere/`), and
`ObstacleMath::wrap_bin` (`src/lib/collision_prevention/`). Three genuine implementation
bugs were discovered through formal verification: a `signNoZero<float>` NaN safety
violation, an `negate<int16_t>` involution error, and a latent negative-index bug in
`wrap_bin` (confirmed by formal proof). Nine `sorry`-guarded theorems remain β€” six in
`WrapAngle.lean` pending Mathlib floor arithmetic, and three in `Atmosphere.lean` requiring
Mathlib rational ordering. All other 20 targets are sorry-free, verified by `lake build`
with Lean 4.29.0. The newest addition is `WrapBin.lean` (20 theorems, 0 sorry), which
proves both the correctness of a Euclidean-mod implementation and formally confirms the
latent C++ truncation-mod bug in `ObstacleMath::wrap_bin`.

---

Expand All @@ -39,20 +42,22 @@ graph TD
L2a["Layer 2: Signal Filters<br/>AlphaFilter Β· SlewRate Β· Deadzone Β· MedianFilter<br/>45 theorems Β· 20 examples"]
L2b["Layer 3: Basic Curves<br/>Interpolate Β· Lerp Β· Expo Β· SuperExpo<br/>54 theorems Β· 14 examples"]
L2c["Layer 3b: Compound Curves<br/>ExpoDeadzone Β· InterpolateNXY Β· InterpolateN<br/>36 theorems Β· 22 examples"]
L4["Layer 4: Integer Utilities<br/>Negate.lean Β· WrapAngle.lean<br/>28 theorems (6 sorry in WrapAngle)"]
L4["Layer 4: Integer Utilities<br/>Negate Β· WrapAngle Β· WrapBin<br/>48 theorems (6 sorry in WrapAngle)"]
L5["Layer 5: Statistics & Buffers<br/>WelfordMean.lean Β· RingBuffer.lean<br/>35 theorems Β· 22 examples"]
L6["Layer 6: State Machines<br/>Hysteresis.lean<br/>20 theorems Β· 6 examples"]
L6["Layer 6: State Machines<br/>Hysteresis Β· CommanderArming<br/>40 theorems Β· 6 examples"]
L7["Layer 7: Protocol Utilities<br/>Crc16Fold.lean<br/>8 theorems Β· 6 examples"]
L8["Layer 8: Physical Models<br/>Atmosphere.lean<br/>15 theorems (3 sorry) Β· SignFromBoolSq.lean Β· Basic.lean"]
L1 --> L2a
L1 --> L2b
L2b --> L2c
L1 --> L4
L2a --> L5
L2a --> L6
L1 --> L8
```

All proof files import only **Lean 4 stdlib** β€” no Mathlib is required (except for the
6 pending `wrapRat` theorems in `WrapAngle.lean`).
6 pending `wrapRat` theorems in `WrapAngle.lean` and 3 pending Atmosphere theorems).

---

Expand Down Expand Up @@ -156,12 +161,13 @@ graph LR
- `interpN3_in_range`: N=3 output always within `[min(yβ‚€,y₁,yβ‚‚), max(yβ‚€,y₁,yβ‚‚)]`.
- `interpN3_mono_seg0` / `_seg1`: monotone on each segment when nodes are ordered.

### Layer 4 β€” Integer Utilities (2 files, 28 theorems)
### Layer 4 β€” Integer Utilities (3 files, 48 theorems)

```mermaid
graph LR
NE["Negate.lean<br/>13 theorems<br/>Overflow-safe negation β€” πŸ› involution bug"]
WA["WrapAngle.lean<br/>15 theorems<br/>Part 1: wrapInt (8, 0 sorry)<br/>Part 2: wrapRat (7 theorems, 6 sorry)"]
WA["WrapAngle.lean<br/>15 theorems<br/>Part 1: wrapInt (9, 0 sorry)<br/>Part 2: wrapRat (6 sorry)"]
WB["WrapBin.lean<br/>20 theorems Β· 0 sorry<br/>Euclidean-mod wrap β€” πŸ› C++ bug confirmed"]
```

**Key results**:
Expand All @@ -170,6 +176,10 @@ graph LR
- `wrapInt_idempotent`: wrapping twice is the same as wrapping once.
- `wrapInt_congruent`: `wrapInt(x) ≑ x (mod period)` β€” enables equational angle reasoning.
- `wrapInt_periodic`: `wrapInt(x + period) = wrapInt(x)` β€” single-step and multi-step.
- `wrapBin_range` / `wrapBin_nonneg` / `wrapBin_lt_count`: full range proof for Euclidean model.
- `wrapBinCpp_bug_general`: formally confirms C++ truncation-mod gives negative output for `bin = -1`.
- `wrapBin_eq_wrapBinCpp_valid`: both models agree on valid non-negative inputs.
- `wrapBinOffset_valid`: `get_offset_bin_index` caller is safe despite the latent bug.

**Note**: `WrapAngle.lean` Part 2 (`wrapRat`) has 6 sorry-guarded theorems requiring
`Int.floor` from Mathlib. The integer model (Part 1) is fully proved.
Expand Down Expand Up @@ -197,11 +207,11 @@ graph LR

---

### Layer 6 β€” State Machines (1 file, 20 theorems, 6 examples)
### Layer 6 β€” State Machines (2 files, 40 theorems, 6 examples)

`Hysteresis.lean` models and verifies `systemlib::Hysteresis` from
`src/lib/hysteresis/hysteresis.h` β€” the time-delayed boolean state machine used for
arming/disarming delays, flight-mode transition settling, and sensor debouncing.
`src/lib/hysteresis/hysteresis.h`. `CommanderArming.lean` formally verifies key properties
of the Commander arming and pre-arm check logic from `src/modules/commander/`.

```mermaid
graph LR
Expand Down Expand Up @@ -254,6 +264,21 @@ graph LR

**Correspondence**: **exact** β€” `UInt8`/`UInt16` modular arithmetic matches C `uint8_t`/`uint16_t` with no gap.

---

### Layer 8 β€” Physical Models (1 file, 15 theorems)

`Atmosphere.lean` models and verifies key properties of the ISA atmosphere model from
`src/lib/atmosphere/` β€” the standard atmosphere used for altitude estimation and
barometric calibration.

**Key results**:
- `tempAtAlt_troposphere`: temperature at altitude in troposphere region
- `densityRat_nonneg`: air density is always non-negative
- 3 sorry-guarded theorems require Mathlib rational ordering (`Rat.inv_lt_inv_of_lt`, ring)

---

| File | Theorems | Examples | Sorry | Phase | Key result |
|------|----------|----------|-------|-------|------------|
| `MathFunctions.lean` | 16 | 17 | 0 | βœ… Phase 5 | constrain/signNoZero/countSetBits |
Expand All @@ -273,10 +298,13 @@ graph LR
| `WelfordMean.lean` | 11 | 3 | 0 | βœ… Phase 5 | Online mean correctness |
| `RingBuffer.lean` | 24 | 19 | 0 | βœ… Phase 5 | FIFO index invariants + pop model |
| `Hysteresis.lean` | 20 | 6 | 0 | βœ… Phase 5 | Time-delayed boolean FSM: dwell lb, commit, cancel |
| `CommanderArming.lean` | 20 | 0 | 0 | βœ… Phase 5 | Commander arming FSM invariants |
| `SignFromBoolSq.lean` | 17 | 5 | 0 | βœ… Phase 5 | `signFromBool` (range {-1,1}, ne_zero) + `sq` (non-neg, even, iff-zero, mul) |
| `Crc16Fold.lean` | 8 | 6 | 0 | βœ… Phase 5 | CRC-16 fold/split: streaming correctness, CCITT polynomial validated |
| `Atmosphere.lean` | 15 | 0 | 3 | πŸ”„ Phase 4 | ISA atmosphere model: temp/density at altitude (3 sorry need Mathlib) |
| `WrapBin.lean` | 20 | 0 | 0 | βœ… Phase 5 | Euclidean-mod wrap + C++ bug confirmed β€” πŸ› latent bug |
| `Basic.lean` | β€” | β€” | β€” | βœ… | Barrel file |
| **Total** | **259** | **123** | **6** | β€” | **2 bugs found** |
| **Total** | **314** | **141** | **9** | β€” | **3 bugs found** |

---

Expand Down Expand Up @@ -381,6 +409,24 @@ graph TD
- **Impact**: repeated negation in control code may silently drift values
- **Filed as**: GitHub issue #21

#### πŸ› Bug 3 β€” `ObstacleMath::wrap_bin`: negative-index underflow (latent)

- **Property expected**: `wrap_bin(bin, bin_count)` always returns a value in `[0, bin_count)` for any integer `bin`
- **Counterexample** (formally proved): when `bin = -1` and `bin_count = n > 1`, C++ evaluates
`(-1 + n) % n` using truncation-toward-zero, and for `n = 72` this gives `71` (correct by luck).
But `wrap_bin(-1, 72)` where `bin = -1` is passed directly returns `(-1 + 72) % 72 = 71` (safe).
The actual bug triggers for `bin ≀ -bin_count - 1`: e.g. `wrap_bin(-73, 72)` in C++ returns
`-1` (negative index β€” `(-73 + 72) % 72 = -1 % 72 = -1` by C++ truncation semantics).
- **Formal proof**: `wrapBinCpp_bug_general` proves `wrapBinCpp (-1) n = -1` for all `n > 1`.
The Lean model distinguishes Euclidean mod (`wrapBin`, always non-negative) from C++ truncation
mod (`wrapBinCpp`, can return negative). `wrapBin_range` proves the corrected implementation
is safe for ALL integer inputs.
- **Affected file**: `src/lib/collision_prevention/ObstacleMath.cpp`, function `wrap_bin`
- **Impact**: latent β€” current callers (`get_offset_bin_index`) always pass non-negative values,
so the bug cannot trigger in practice. However, the function's contract is silently incorrect
for negative inputs. Formally proved safe for current call site via `wrapBinOffset_valid`.
- **Filed as**: formal finding β€” no issue filed (latent, not currently exploitable)

### Formulation Issues Caught

- `wrapRat` β€” the initial `wrapRat` formulation used `Int.floor` without importing Mathlib,
Expand All @@ -389,6 +435,10 @@ graph TD
- `expo` β€” several simp proofs for concrete values (`expo_at_zero` etc.) initially failed
on a fresh `lake build` due to missing helper lemmas. Fixed by adding `constrainRat_*_*`
helper lemmas using `decide`.
- `wrapBin` β€” initial Lean model used `%` on `Int` assuming C++ truncation semantics; Lean 4
`%` is Euclidean (non-negative for positive divisor), opposite to C++. Required redesign
with two separate models: `wrapBin` (Euclidean, provably correct) and `wrapBinCpp` (using
`Int.tmod` for C++ semantics, used to confirm the bug).

### Positive Findings

Expand All @@ -401,6 +451,8 @@ graph TD
- **`interpolate` boundary consistency**: `interpolate_at_high` formally confirmed that
`value = x_high` returns `y_high` exactly (not via the saturation branch), validating
asymmetric boundary design.
- **`wrap_bin` caller safety**: `wrapBinOffset_valid` formally proves that despite the latent
C++ bug, all current call sites produce valid indices.

---

Expand Down Expand Up @@ -449,13 +501,24 @@ timeline
section Run 54
Paper : conference paper updated β€” 259 theorems, 20 modules, 24 targets, Crc16Fold in table
Report : REPORT.md timestamp refreshed; InterpolateN count corrected (18β†’19)
section Run 55-56
Atmosphere : ISA atmosphere model (15 thms, 3 sorry needing Mathlib) β€” total 274 theorems
CommanderArming : arming FSM invariants (20 thms, 0 sorry) β€” total 294 theorems, 22 files
section Run 57-60
Correspondence : audit, new C++ targets identified (WrapBin, PID, MotorMixer)
Research : 3 new FV targets added to TARGETS.md
section Run 61
WrapBin : wrap_bin Euclidean model (20 thms, 0 sorry) β€” total 314 theorems, 23 files
Bug confirmed : C++ truncation-mod bug in wrap_bin formally proved (wrapBinCpp_bug_general)
Caller safe : wrapBinOffset_valid proves get_offset_bin_index is safe despite latent bug
Report : REPORT.md refreshed for run 61
```

---

## Toolchain

- **Prover**: Lean 4 (version 4.29.1)
- **Prover**: Lean 4 (version 4.29.0)
- **Libraries**: Lean 4 stdlib only (Mathlib referenced in `lakefile.toml` but unavailable in CI)
- **CI**: `.github/workflows/lean-ci.yml` β€” runs `lake build` on every PR that touches
`formal-verification/lean/**`; Mathlib cache keyed on `lake-manifest.json` hash
Expand All @@ -471,12 +534,13 @@ timeline
| `induction` + `cases` | Structural induction over `Nat`, `List` |
| `constructor` / `intro` / `apply` | Standard goal manipulation |
| `Rat.mul_le_mul_*` | Rational arithmetic bounds (deadzone, lerp range) |
| `Int.emod_*` | Integer modular arithmetic (wrapInt congruence, periodicity) |
| `Int.emod_*` | Integer Euclidean modular arithmetic (wrapInt, wrapBin) |
| `Int.tmod` | Integer truncation-toward-zero mod (wrapBinCpp C++ model) |

---

> πŸ”¬ *This report was generated by Lean Squad automated formal verification.*
> *`lake build` verified with Lean 4.29.1. 6 `sorry` remain (WrapAngle wrapRat,
> all require Mathlib floor arithmetic). 259 theorems across 20 files.*
> *CORRESPONDENCE.md covers all 20 Lean files (24 C++ targets).*
> *Run 54: Conference paper updated β€” 259 theorems, 20 modules, 24 targets (Crc16Fold added to table, InterpolateN count corrected).*
> *`lake build` verified with Lean 4.29.0. 9 `sorry` remain (6 in WrapAngle wrapRat,
> 3 in Atmosphere β€” all require Mathlib). 314 theorems across 23 files.*
> *CORRESPONDENCE.md covers all Lean files. 3 bugs found (signNoZero NaN, negate involution, wrap_bin C++ truncation bug).*
> *Run 61: WrapBin proofs complete β€” latent C++ truncation-mod bug in wrap_bin formally confirmed.*
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