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Paper: add Austin's speech act theory as foundational framework
Austin's How to Do Things with Words (1962) provides the most direct theoretical grounding for Layer 4: - Locutionary act → syntax (Layer 1) - Illocutionary act → operational semantics (Layer 3) - Perlocutionary act → decision trace consequences (Layer 4) - Felicity conditions → type system (what makes a speech act valid) - Preparatory conditions → given clause (when a branch is appropriate) De Man extends Austin: performatives can turn on themselves (parabasis). In 007, this is agents overriding given predicates — infelicitous but type-safe speech acts recorded in the trace. Also added Peirce to bibliography (pragmatist semantics). Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
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docs/paper/007-agent-meta-language.tex

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@@ -205,6 +205,55 @@ \subsection{Layer 4: The Hermeneutic Layer}
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that agent interpretation resists formalisation entirely. Either result is
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valuable.
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\subsection{Austin's Speech Acts and Agent Performatives}
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Austin's speech act theory \cite{austin1962} provides the most direct
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theoretical foundation for Layer 4. Every 007 statement is a
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\emph{performative utterance}---it does not describe the world but acts
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upon it. \texttt{spawn Worker()} creates an agent. \texttt{send message to
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target} performs communication. \texttt{branch traced "triage"} enacts a
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decision and simultaneously records the enactment.
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Austin's three-part analysis maps precisely to 007's architecture:
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\begin{itemize}
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\item \textbf{Locutionary act} (what is said): the syntax---the parsed
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grammar, Layer 1.
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\item \textbf{Illocutionary act} (what is done in saying it): the
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operational semantics---spawn, send, branch---Layer 3. The
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\emph{force} of the speech act.
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\item \textbf{Perlocutionary act} (what happens because of saying it):
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the decision trace---the consequence observed after the fact. This
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is Layer 4's territory. The perlocutionary effect depends on context,
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other agents, accumulated state---it is not determined by the
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illocutionary force alone.
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\end{itemize}
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Austin's \textbf{felicity conditions}---the conditions under which a
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speech act succeeds---are precisely the type system. A \texttt{send\_final}
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is only \emph{felicitous} if the handle is linear and unconsumed (L7).
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A \texttt{spawn} is only felicitous if capabilities do not escalate beyond
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the parent's. The type checker verifies felicity conditions on
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performative utterances.
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The \texttt{given} clause corresponds to Austin's \textbf{preparatory
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conditions}---the circumstances that should obtain for the speech act to
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be appropriate (not merely valid). The predicates in \texttt{given} are
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suggestions about when the branch is felicitous, but the agent may
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override---exactly as Austin noted that performative utterances can be
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\emph{infelicitous} (misfires, abuses) without being syntactically invalid.
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The trace records whether the felicity conditions were met or overridden,
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providing data for Layer 4 analysis.
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De Man \cite{deman1979} extends Austin's performatives by showing they can
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\emph{turn on themselves}---the parabasis where figurative language turns
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away from its stated meaning. In 007, this is the agent overriding a
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\texttt{given} predicate: the language game suggested one reading, the
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agent performed a different one. The types guarantee the override is safe.
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The trace records that it happened. But the act itself---the turning
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away---is de Man's authentic language operating inside Austin's
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speech act framework.
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The \texttt{given} clause is the bridge between Data and Control---where
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knowledge shapes action without determining it. It is Harvard-separated
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(contains only Data expressions), may include predicates that are
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in the Computing Process,'' \emph{IBM J.\ Res.\ Dev.}, 5(3):183--191, 1961.
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\bibitem{bruner1987} J.~Bruner, ``Life as Narrative,'' \emph{Social Research},
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54(1):11--32, 1987.
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\bibitem{austin1962} J.L.~Austin, \emph{How to Do Things with Words},
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Oxford UP, 1962.
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\bibitem{peirce1878} C.S.~Peirce, ``How to Make Our Ideas Clear,''
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\emph{Popular Science Monthly}, 12:286--302, 1878.
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\end{thebibliography}
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\end{document}

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