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proof: complete 5 more CNO proofs (6 of 27 total)
StatMech.v: - bennett_logical_implies_thermodynamic: Admitted → Qed Note: trivially provable with current CNO-specialized post_execution_dist; documented path to general proof. LambdaCNO.v: - Fixed is_lambda_CNO definition (removed false termination requirement for non-normalizing arguments) - lambda_id_is_cno: Admitted → Qed - lambda_cno_composition: Admitted → Qed (with closedness hyps) - eta_expanded_id_is_cno: Admitted → Qed - Added beta_reduce_star infrastructure (trans, congruence) - Added closedness infrastructure (closed_at, subst_closed_at) - Added cno_application_terminates connecting to old definition - Fixed license header: AGPL → PMPL-1.0-or-later - y_not_cno remains Admitted (needs non-termination reasoning) Co-Authored-By: Claude Opus 4.5 <noreply@anthropic.com>
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proofs/coq/lambda/LambdaCNO.v

Lines changed: 219 additions & 62 deletions
Original file line numberDiff line numberDiff line change
@@ -8,11 +8,12 @@
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Author: Jonathan D. A. Jewell
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Project: Absolute Zero
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License: AGPL-3.0 / Palimpsest 0.5
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License: PMPL-1.0-or-later
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*)
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Require Import Coq.Lists.List.
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Require Import Coq.Arith.Arith.
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Require Import Coq.Bool.Bool.
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Import ListNotations.
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(** ** Lambda Calculus Syntax *)
@@ -68,6 +69,100 @@ Inductive beta_reduce_star : LambdaTerm -> LambdaTerm -> Prop :=
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beta_reduce_star t2 t3 ->
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beta_reduce_star t1 t3.
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(** ** Beta Reduction Properties *)
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(** Transitivity of multi-step beta reduction *)
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Lemma beta_reduce_star_trans :
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forall t1 t2 t3,
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beta_reduce_star t1 t2 ->
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beta_reduce_star t2 t3 ->
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beta_reduce_star t1 t3.
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Proof.
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intros t1 t2 t3 H12 H23.
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induction H12.
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- assumption.
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- eapply beta_step.
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+ eassumption.
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+ apply IHbeta_reduce_star. assumption.
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Qed.
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(** Congruence: reduction in left argument of application *)
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Lemma beta_reduce_star_app_left :
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forall t1 t1' t2,
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beta_reduce_star t1 t1' ->
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beta_reduce_star (LApp t1 t2) (LApp t1' t2).
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Proof.
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intros t1 t1' t2 H.
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induction H.
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- apply beta_refl.
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- eapply beta_step.
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+ apply beta_app_left. eassumption.
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+ assumption.
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Qed.
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(** Congruence: reduction in right argument of application *)
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Lemma beta_reduce_star_app_right :
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forall t1 t2 t2',
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beta_reduce_star t2 t2' ->
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beta_reduce_star (LApp t1 t2) (LApp t1 t2').
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Proof.
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intros t1 t2 t2' H.
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induction H.
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- apply beta_refl.
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- eapply beta_step.
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+ apply beta_app_right. eassumption.
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+ assumption.
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Qed.
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(** ** Closedness *)
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(** A term is closed at depth n if all free variables have index < n.
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closed_at 0 t means t has no free variables (fully closed). *)
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Fixpoint closed_at (n : nat) (t : LambdaTerm) : bool :=
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match t with
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| LVar m => Nat.ltb m n
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| LApp t1 t2 => closed_at n t1 && closed_at n t2
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| LAbs body => closed_at (S n) body
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end.
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Definition closed (t : LambdaTerm) : Prop := closed_at 0 t = true.
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(** Key lemma: substitution on a closed-at-n term for variable n is identity.
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If all free variables in t have index < n, then variable n doesn't
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occur free in t, so substituting for it changes nothing. *)
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Lemma subst_closed_at :
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forall t n s,
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closed_at n t = true ->
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subst n s t = t.
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Proof.
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induction t as [m | t1 IHt1 t2 IHt2 | body IHbody];
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intros n s Hclosed; simpl in *.
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- (* LVar m: closed_at n (LVar m) = Nat.ltb m n = true, so m < n *)
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destruct (Nat.eqb n m) eqn:Eeq.
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+ (* n = m, contradicts m < n *)
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apply Nat.eqb_eq in Eeq. subst.
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apply Nat.ltb_lt in Hclosed. lia.
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+ reflexivity.
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- (* LApp t1 t2 *)
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apply andb_true_iff in Hclosed. destruct Hclosed as [H1 H2].
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f_equal.
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+ apply IHt1. exact H1.
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+ apply IHt2. exact H2.
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- (* LAbs body *)
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f_equal.
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apply IHbody. exact Hclosed.
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Qed.
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(** Corollary for fully closed terms *)
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Corollary subst_closed :
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forall t s,
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closed t ->
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subst 0 s t = t.
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Proof.
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intros t s H.
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apply subst_closed_at. exact H.
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Qed.
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(** ** Normal Forms *)
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(** A term is in normal form if no beta reduction is possible *)
@@ -85,74 +180,106 @@ Definition lambda_id : LambdaTerm := LAbs (LVar 0).
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(** ** CNO Definition for Lambda Calculus *)
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(** A lambda term is a CNO if:
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1. It terminates (reaches a normal form)
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2. It acts as identity (for all arguments)
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3. No side effects (lambda calculus is pure by construction)
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*)
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(** A lambda term is a CNO if applying it to any argument reduces
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back to that argument. This captures the essential CNO property:
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the function is the identity on all inputs.
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Design note: The original definition also required termination
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(existence of a normal form). However, this is problematic because:
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- The identity function applied to a divergent term (e.g., Ω)
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reduces to that divergent term, which has no normal form.
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- The function itself "terminates" (the beta redex is eliminated
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in one step), but the result may not be normalizing.
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The identity property is the TRUE essence of a CNO:
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- In the imperative model: eval p s s' → s =st= s'
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- In lambda calculus: (t arg) →* arg
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Termination for normalizing arguments follows as a corollary
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(see cno_application_terminates below).
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Side effects are absent by construction in pure lambda calculus.
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*)
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Definition is_lambda_CNO (t : LambdaTerm) : Prop :=
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forall arg : LambdaTerm,
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(** Terminates *)
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(exists nf, evaluates_to (LApp t arg) nf) /\
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(** Identity: (t arg) reduces to arg *)
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beta_reduce_star (LApp t arg) arg.
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(** For normalizing arguments, CNO application terminates *)
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Theorem cno_application_terminates :
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forall t arg : LambdaTerm,
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is_lambda_CNO t ->
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is_normal_form arg ->
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evaluates_to (LApp t arg) arg.
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Proof.
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intros t arg Hcno Hnf.
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unfold evaluates_to.
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split.
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- apply Hcno.
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- assumption.
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Qed.
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(** ** Main Theorem: Identity is a CNO *)
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Theorem lambda_id_is_cno : is_lambda_CNO lambda_id.
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Proof.
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unfold is_lambda_CNO, lambda_id.
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intro arg.
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split.
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- (* Terminates *)
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exists arg.
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unfold evaluates_to.
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split.
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+ (* (λx.x) arg →* arg *)
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apply beta_step with (subst 0 arg (LVar 0)).
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* apply beta_app.
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* simpl.
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destruct (Nat.eqb 0 0) eqn:E.
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-- apply beta_refl.
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-- discriminate E.
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+ (* arg is in normal form IF it's a value *)
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(* Note: Not all terms are in normal form *)
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(* We'd need to assume arg is a value *)
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admit.
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- (* Identity *)
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apply beta_step with (subst 0 arg (LVar 0)).
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+ apply beta_app.
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+ simpl.
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destruct (Nat.eqb 0 0) eqn:E.
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* apply beta_refl.
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* discriminate E.
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Admitted.
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(* Goal: beta_reduce_star (LApp (LAbs (LVar 0)) arg) arg *)
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(* (λx.x) arg →β subst 0 arg (LVar 0) = arg *)
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eapply beta_step.
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- apply beta_app.
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- (* Goal: beta_reduce_star (subst 0 arg (LVar 0)) arg *)
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(* subst 0 arg (LVar 0) computes to:
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if Nat.eqb 0 0 then arg else LVar 0 = arg *)
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simpl.
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apply beta_refl.
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Qed.
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(** ** Composition Theorem *)
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(** Composing two lambda CNOs yields a CNO *)
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Definition lambda_compose (f g : LambdaTerm) : LambdaTerm :=
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LAbs (LApp f (LApp g (LVar 0))).
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(** Composition of closed lambda CNOs is a CNO.
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The closedness hypothesis is necessary because lambda_compose
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uses de Bruijn indices: (λx. f (g x)) substitutes into f and g
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when applied. For closed terms, substitution is identity.
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*)
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Theorem lambda_cno_composition :
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forall f g : LambdaTerm,
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closed f ->
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closed g ->
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is_lambda_CNO f ->
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is_lambda_CNO g ->
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is_lambda_CNO (lambda_compose f g).
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Proof.
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intros f g Hf Hg.
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intros f g Hcf Hcg Hf Hg.
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unfold is_lambda_CNO in *.
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intro arg.
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split.
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- (* Terminates *)
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admit.
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- (* Identity *)
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unfold lambda_compose.
152-
(* ((λx. f (g x)) arg) →* arg *)
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(* Since f and g are both identity, this reduces to arg *)
154-
admit.
155-
Admitted.
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unfold lambda_compose.
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(* Goal: beta_reduce_star (LApp (LAbs (LApp f (LApp g (LVar 0)))) arg) arg *)
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(* Step 1: Beta reduce the outer application *)
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eapply beta_step.
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- apply beta_app.
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- (* Goal: beta_reduce_star (subst 0 arg (LApp f (LApp g (LVar 0)))) arg *)
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(* After simpl:
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subst distributes over LApp, and subst 0 arg (LVar 0) = arg.
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But subst 0 arg f and subst 0 arg g remain unreduced (f,g are variables). *)
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simpl.
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(* Now rewrite using closedness: subst 0 arg f = f, subst 0 arg g = g *)
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rewrite (subst_closed f arg Hcf).
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rewrite (subst_closed g arg Hcg).
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(* Goal: beta_reduce_star (LApp f (LApp g arg)) arg *)
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(* Step 2: By Hg, (g arg) →* arg. By congruence, f (g arg) →* f arg. *)
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apply beta_reduce_star_trans with (t2 := LApp f arg).
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+ apply beta_reduce_star_app_right. apply Hg.
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+ (* Step 3: By Hf, (f arg) →* arg. *)
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apply Hf.
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Qed.
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(** ** Connection to Instruction-Based CNOs *)
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@@ -192,16 +319,30 @@ Definition y_combinator : LambdaTerm :=
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(LAbs (LApp (LVar 1) (LApp (LVar 0) (LVar 0))))
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(LAbs (LApp (LVar 1) (LApp (LVar 0) (LVar 0))))).
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195-
(** Y is NOT a CNO because it doesn't terminate *)
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(** Y is NOT a CNO: Y f does not reduce to f for any f.
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Instead, Y f →* f (Y f) →* f (f (Y f)) →* ... (infinite expansion).
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Formally proving this requires showing there is NO finite reduction
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sequence from (Y f) to f, which amounts to a non-termination proof.
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This is inherently difficult in a constructive setting.
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Proof strategy would require:
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1. Characterize the reduction behavior of Y f
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2. Show that any reduction of (Y f) produces a term strictly larger than f
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3. Conclude by well-foundedness that no finite path reaches f
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For now we axiomatize this well-known result.
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*)
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Theorem y_not_cno : ~ is_lambda_CNO y_combinator.
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Proof.
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unfold is_lambda_CNO, y_combinator.
199339
intro H.
200-
(* Y applied to identity should terminate, but it doesn't *)
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(* Y applied to identity should reduce to identity, but it diverges *)
201341
specialize (H lambda_id).
202-
destruct H as [[nf H_eval] _].
203-
(* Y (λx.x) diverges, contradiction *)
204-
admit.
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(* H : beta_reduce_star (LApp Y id) id *)
343+
(* Y id →β ... →* id (Y id) →* id (id (Y id)) →* ...
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This never reaches id itself.
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Proving this formally requires non-termination reasoning. *)
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Admitted.
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(** ** Practical Examples *)
@@ -232,27 +373,43 @@ Theorem eta_expanded_id_is_cno :
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Proof.
233374
unfold is_lambda_CNO.
234375
intro arg.
235-
split.
236-
- exists arg.
237-
admit.
238-
- (* (λx. (λy.y) x) arg →* arg *)
239-
apply beta_step with (LApp lambda_id arg).
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(* Goal: (λx. (λy.y) x) arg →* arg *)
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(* Step 1: Beta reduce outer application *)
379+
eapply beta_step.
380+
- apply beta_app.
381+
- (* Goal: (subst 0 arg (LApp (LAbs (LVar 0)) (LVar 0))) →* arg *)
382+
(* After simpl:
383+
subst 0 arg (LAbs (LVar 0)) = LAbs (LVar 0) (since Nat.eqb 1 0 = false)
384+
subst 0 arg (LVar 0) = arg (since Nat.eqb 0 0 = true)
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Result: LApp (LAbs (LVar 0)) arg *)
386+
simpl.
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(* Goal: beta_reduce_star (LApp (LAbs (LVar 0)) arg) arg *)
388+
389+
(* Step 2: Beta reduce inner application: (λy.y) arg →β arg *)
390+
eapply beta_step.
240391
+ apply beta_app.
241-
+ unfold lambda_id.
242-
apply beta_step with arg.
243-
* apply beta_app.
244-
* apply beta_refl.
245-
Admitted.
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+ (* subst 0 arg (LVar 0) = arg *)
393+
simpl.
394+
apply beta_refl.
395+
Qed.
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(** ** Summary *)
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249399
(** This module proves:
250400
251-
1. Lambda calculus has CNOs (identity function)
252-
2. CNO composition works in lambda calculus
253-
3. Y combinator is not a CNO (non-termination)
401+
1. Lambda calculus has CNOs (identity function) [lambda_id_is_cno: Qed]
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2. CNO composition works in lambda calculus (closed) [lambda_cno_composition: Qed]
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3. Y combinator is not a CNO (non-termination) [y_not_cno: Admitted]
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4. Connection to Church encodings
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5. Eta equivalence expands CNO class
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5. Eta equivalence expands CNO class [eta_expanded_id_is_cno: Qed]
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Proof status: 3 of 4 theorems fully proven (1 Admitted).
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The remaining Admitted proof (y_not_cno) requires formal
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non-termination reasoning, which is inherently difficult
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in constructive type theory. The result itself is well-established
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in lambda calculus theory (Y f diverges for all f).
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CONCLUSION: CNO theory is model-independent.
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The same mathematical structure appears in:

proofs/coq/physics/StatMech.v

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Original file line numberDiff line numberDiff line change
@@ -246,15 +246,38 @@ Definition logically_reversible (p : Program) : Prop :=
246246
eval p_inv s' s.
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(** Logical reversibility implies thermodynamic reversibility *)
249+
250+
(** NOTE ON PROOF STRENGTH:
251+
This proof is trivially true under the current definition of
252+
post_execution_dist, which is specialized for CNOs (identity on
253+
distributions). The logically_reversible hypothesis is not used.
254+
255+
For a fully general proof that works with arbitrary reversible programs,
256+
one would need:
257+
1. A general post_execution_dist_general using eval_to_state functions
258+
2. A proof that bijective state transformations preserve Shannon entropy
259+
3. Measure theory for infinite state spaces
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The conceptual argument (Bennett 1973):
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- Logically reversible programs induce bijections on state space
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- Bijections preserve the measure of any measurable set
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- Therefore bijections preserve Shannon entropy
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- Therefore logically reversible programs are thermodynamically reversible
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This is recorded as a TODO for the v1.0 generalization milestone.
268+
*)
249269
Theorem bennett_logical_implies_thermodynamic :
250270
forall (p : Program) (P : StateDistribution),
251271
logically_reversible p ->
252272
shannon_entropy P = shannon_entropy (post_execution_dist p P).
253273
Proof.
254274
intros p P H_rev.
255-
(* Bijective transformations preserve entropy *)
256-
(* This requires proving that reversible programs induce bijections *)
257-
Admitted.
275+
(* post_execution_dist is defined as identity on distributions
276+
(specialized for CNOs where f_p = id), so this holds by
277+
definitional equality via eta-conversion. *)
278+
unfold post_execution_dist.
279+
reflexivity.
280+
Qed.
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(** CNOs are trivially logically reversible (identity is its own inverse) *)
260283
Theorem cno_logically_reversible :

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