88
99 Author: Jonathan D. A. Jewell
1010 Project: Absolute Zero
11- License: AGPL-3.0 / Palimpsest 0.5
11+ License: PMPL-1.0-or-later
1212 *)
1313
1414Require Import Coq.Lists.List.
1515Require Import Coq.Arith.Arith.
16+ Require Import Coq.Bool.Bool.
1617Import ListNotations.
1718
1819(** ** Lambda Calculus Syntax *)
@@ -68,6 +69,100 @@ Inductive beta_reduce_star : LambdaTerm -> LambdaTerm -> Prop :=
6869 beta_reduce_star t2 t3 ->
6970 beta_reduce_star t1 t3.
7071
72+ (** ** Beta Reduction Properties *)
73+
74+ (** Transitivity of multi-step beta reduction *)
75+ Lemma beta_reduce_star_trans :
76+ forall t1 t2 t3,
77+ beta_reduce_star t1 t2 ->
78+ beta_reduce_star t2 t3 ->
79+ beta_reduce_star t1 t3.
80+ Proof .
81+ intros t1 t2 t3 H12 H23.
82+ induction H12.
83+ - assumption.
84+ - eapply beta_step.
85+ + eassumption.
86+ + apply IHbeta_reduce_star. assumption.
87+ Qed .
88+
89+ (** Congruence: reduction in left argument of application *)
90+ Lemma beta_reduce_star_app_left :
91+ forall t1 t1' t2,
92+ beta_reduce_star t1 t1' ->
93+ beta_reduce_star (LApp t1 t2) (LApp t1' t2).
94+ Proof .
95+ intros t1 t1' t2 H.
96+ induction H.
97+ - apply beta_refl.
98+ - eapply beta_step.
99+ + apply beta_app_left. eassumption.
100+ + assumption.
101+ Qed .
102+
103+ (** Congruence: reduction in right argument of application *)
104+ Lemma beta_reduce_star_app_right :
105+ forall t1 t2 t2',
106+ beta_reduce_star t2 t2' ->
107+ beta_reduce_star (LApp t1 t2) (LApp t1 t2').
108+ Proof .
109+ intros t1 t2 t2' H.
110+ induction H.
111+ - apply beta_refl.
112+ - eapply beta_step.
113+ + apply beta_app_right. eassumption.
114+ + assumption.
115+ Qed .
116+
117+ (** ** Closedness *)
118+
119+ (** A term is closed at depth n if all free variables have index < n.
120+ closed_at 0 t means t has no free variables (fully closed). *)
121+ Fixpoint closed_at (n : nat) (t : LambdaTerm) : bool :=
122+ match t with
123+ | LVar m => Nat.ltb m n
124+ | LApp t1 t2 => closed_at n t1 && closed_at n t2
125+ | LAbs body => closed_at (S n) body
126+ end .
127+
128+ Definition closed (t : LambdaTerm) : Prop := closed_at 0 t = true.
129+
130+ (** Key lemma: substitution on a closed-at-n term for variable n is identity.
131+ If all free variables in t have index < n, then variable n doesn't
132+ occur free in t, so substituting for it changes nothing. *)
133+ Lemma subst_closed_at :
134+ forall t n s,
135+ closed_at n t = true ->
136+ subst n s t = t.
137+ Proof .
138+ induction t as [m | t1 IHt1 t2 IHt2 | body IHbody];
139+ intros n s Hclosed; simpl in *.
140+ - (* LVar m: closed_at n (LVar m) = Nat.ltb m n = true, so m < n *)
141+ destruct (Nat.eqb n m) eqn:Eeq.
142+ + (* n = m, contradicts m < n *)
143+ apply Nat.eqb_eq in Eeq. subst.
144+ apply Nat.ltb_lt in Hclosed. lia.
145+ + reflexivity.
146+ - (* LApp t1 t2 *)
147+ apply andb_true_iff in Hclosed. destruct Hclosed as [H1 H2].
148+ f_equal.
149+ + apply IHt1. exact H1.
150+ + apply IHt2. exact H2.
151+ - (* LAbs body *)
152+ f_equal.
153+ apply IHbody. exact Hclosed.
154+ Qed .
155+
156+ (** Corollary for fully closed terms *)
157+ Corollary subst_closed :
158+ forall t s,
159+ closed t ->
160+ subst 0 s t = t.
161+ Proof .
162+ intros t s H.
163+ apply subst_closed_at. exact H.
164+ Qed .
165+
71166(** ** Normal Forms *)
72167
73168(** A term is in normal form if no beta reduction is possible *)
@@ -85,74 +180,106 @@ Definition lambda_id : LambdaTerm := LAbs (LVar 0).
85180
86181(** ** CNO Definition for Lambda Calculus *)
87182
88- (** A lambda term is a CNO if:
89- 1. It terminates (reaches a normal form)
90- 2. It acts as identity (for all arguments)
91- 3. No side effects (lambda calculus is pure by construction)
92- *)
183+ (** A lambda term is a CNO if applying it to any argument reduces
184+ back to that argument. This captures the essential CNO property:
185+ the function is the identity on all inputs.
186+
187+ Design note: The original definition also required termination
188+ (existence of a normal form). However, this is problematic because:
189+ - The identity function applied to a divergent term (e.g., Ω)
190+ reduces to that divergent term, which has no normal form.
191+ - The function itself "terminates" (the beta redex is eliminated
192+ in one step), but the result may not be normalizing.
193+
194+ The identity property is the TRUE essence of a CNO:
195+ - In the imperative model: eval p s s' → s =st= s'
196+ - In lambda calculus: (t arg) →* arg
93197
198+ Termination for normalizing arguments follows as a corollary
199+ (see cno_application_terminates below).
200+
201+ Side effects are absent by construction in pure lambda calculus.
202+ *)
94203Definition is_lambda_CNO (t : LambdaTerm) : Prop :=
95204 forall arg : LambdaTerm,
96- (** Terminates *)
97- (exists nf, evaluates_to (LApp t arg) nf) /\
98- (** Identity: (t arg) reduces to arg *)
99205 beta_reduce_star (LApp t arg) arg.
100206
207+ (** For normalizing arguments, CNO application terminates *)
208+ Theorem cno_application_terminates :
209+ forall t arg : LambdaTerm,
210+ is_lambda_CNO t ->
211+ is_normal_form arg ->
212+ evaluates_to (LApp t arg) arg.
213+ Proof .
214+ intros t arg Hcno Hnf.
215+ unfold evaluates_to.
216+ split.
217+ - apply Hcno.
218+ - assumption.
219+ Qed .
220+
101221(** ** Main Theorem: Identity is a CNO *)
102222
103223Theorem lambda_id_is_cno : is_lambda_CNO lambda_id.
104224Proof .
105225 unfold is_lambda_CNO, lambda_id.
106226 intro arg.
107- split.
108- - (* Terminates *)
109- exists arg.
110- unfold evaluates_to.
111- split.
112- + (* (λx.x) arg →* arg *)
113- apply beta_step with (subst 0 arg (LVar 0)).
114- * apply beta_app.
115- * simpl.
116- destruct (Nat.eqb 0 0) eqn:E.
117- -- apply beta_refl.
118- -- discriminate E.
119- + (* arg is in normal form IF it's a value *)
120- (* Note: Not all terms are in normal form *)
121- (* We'd need to assume arg is a value *)
122- admit.
123- - (* Identity *)
124- apply beta_step with (subst 0 arg (LVar 0)).
125- + apply beta_app.
126- + simpl.
127- destruct (Nat.eqb 0 0) eqn:E.
128- * apply beta_refl.
129- * discriminate E.
130- Admitted .
227+ (* Goal: beta_reduce_star (LApp (LAbs (LVar 0)) arg) arg *)
228+ (* (λx.x) arg →β subst 0 arg (LVar 0) = arg *)
229+ eapply beta_step.
230+ - apply beta_app.
231+ - (* Goal: beta_reduce_star (subst 0 arg (LVar 0)) arg *)
232+ (* subst 0 arg (LVar 0) computes to:
233+ if Nat.eqb 0 0 then arg else LVar 0 = arg *)
234+ simpl.
235+ apply beta_refl.
236+ Qed .
131237
132238(** ** Composition Theorem *)
133239
134240(** Composing two lambda CNOs yields a CNO *)
135241Definition lambda_compose (f g : LambdaTerm) : LambdaTerm :=
136242 LAbs (LApp f (LApp g (LVar 0))).
137243
244+ (** Composition of closed lambda CNOs is a CNO.
245+
246+ The closedness hypothesis is necessary because lambda_compose
247+ uses de Bruijn indices: (λx. f (g x)) substitutes into f and g
248+ when applied. For closed terms, substitution is identity.
249+ *)
138250Theorem lambda_cno_composition :
139251 forall f g : LambdaTerm,
252+ closed f ->
253+ closed g ->
140254 is_lambda_CNO f ->
141255 is_lambda_CNO g ->
142256 is_lambda_CNO (lambda_compose f g).
143257Proof .
144- intros f g Hf Hg.
258+ intros f g Hcf Hcg Hf Hg.
145259 unfold is_lambda_CNO in *.
146260 intro arg.
147- split.
148- - (* Terminates *)
149- admit.
150- - (* Identity *)
151- unfold lambda_compose.
152- (* ((λx. f (g x)) arg) →* arg *)
153- (* Since f and g are both identity, this reduces to arg *)
154- admit.
155- Admitted .
261+ unfold lambda_compose.
262+ (* Goal: beta_reduce_star (LApp (LAbs (LApp f (LApp g (LVar 0)))) arg) arg *)
263+
264+ (* Step 1: Beta reduce the outer application *)
265+ eapply beta_step.
266+ - apply beta_app.
267+ - (* Goal: beta_reduce_star (subst 0 arg (LApp f (LApp g (LVar 0)))) arg *)
268+ (* After simpl:
269+ subst distributes over LApp, and subst 0 arg (LVar 0) = arg.
270+ But subst 0 arg f and subst 0 arg g remain unreduced (f,g are variables). *)
271+ simpl.
272+ (* Now rewrite using closedness: subst 0 arg f = f, subst 0 arg g = g *)
273+ rewrite (subst_closed f arg Hcf).
274+ rewrite (subst_closed g arg Hcg).
275+ (* Goal: beta_reduce_star (LApp f (LApp g arg)) arg *)
276+
277+ (* Step 2: By Hg, (g arg) →* arg. By congruence, f (g arg) →* f arg. *)
278+ apply beta_reduce_star_trans with (t2 := LApp f arg).
279+ + apply beta_reduce_star_app_right. apply Hg.
280+ + (* Step 3: By Hf, (f arg) →* arg. *)
281+ apply Hf.
282+ Qed .
156283
157284(** ** Connection to Instruction-Based CNOs *)
158285
@@ -192,16 +319,30 @@ Definition y_combinator : LambdaTerm :=
192319 (LAbs (LApp (LVar 1) (LApp (LVar 0) (LVar 0))))
193320 (LAbs (LApp (LVar 1) (LApp (LVar 0) (LVar 0))))).
194321
195- (** Y is NOT a CNO because it doesn't terminate *)
322+ (** Y is NOT a CNO: Y f does not reduce to f for any f.
323+ Instead, Y f →* f (Y f) →* f (f (Y f)) →* ... (infinite expansion).
324+
325+ Formally proving this requires showing there is NO finite reduction
326+ sequence from (Y f) to f, which amounts to a non-termination proof.
327+ This is inherently difficult in a constructive setting.
328+
329+ Proof strategy would require:
330+ 1. Characterize the reduction behavior of Y f
331+ 2. Show that any reduction of (Y f) produces a term strictly larger than f
332+ 3. Conclude by well-foundedness that no finite path reaches f
333+
334+ For now we axiomatize this well-known result.
335+ *)
196336Theorem y_not_cno : ~ is_lambda_CNO y_combinator.
197337Proof .
198338 unfold is_lambda_CNO, y_combinator.
199339 intro H.
200- (* Y applied to identity should terminate , but it doesn't *)
340+ (* Y applied to identity should reduce to identity , but it diverges *)
201341 specialize (H lambda_id).
202- destruct H as [[nf H_eval] _].
203- (* Y (λx.x) diverges, contradiction *)
204- admit.
342+ (* H : beta_reduce_star (LApp Y id) id *)
343+ (* Y id →β ... →* id (Y id) →* id (id (Y id)) →* ...
344+ This never reaches id itself.
345+ Proving this formally requires non-termination reasoning. *)
205346Admitted .
206347
207348(** ** Practical Examples *)
@@ -232,27 +373,43 @@ Theorem eta_expanded_id_is_cno :
232373Proof .
233374 unfold is_lambda_CNO.
234375 intro arg.
235- split.
236- - exists arg.
237- admit.
238- - (* (λx. (λy.y) x) arg →* arg *)
239- apply beta_step with (LApp lambda_id arg).
376+ (* Goal: (λx. (λy.y) x) arg →* arg *)
377+
378+ (* Step 1: Beta reduce outer application *)
379+ eapply beta_step.
380+ - apply beta_app.
381+ - (* Goal: (subst 0 arg (LApp (LAbs (LVar 0)) (LVar 0))) →* arg *)
382+ (* After simpl:
383+ subst 0 arg (LAbs (LVar 0)) = LAbs (LVar 0) (since Nat.eqb 1 0 = false)
384+ subst 0 arg (LVar 0) = arg (since Nat.eqb 0 0 = true)
385+ Result: LApp (LAbs (LVar 0)) arg *)
386+ simpl.
387+ (* Goal: beta_reduce_star (LApp (LAbs (LVar 0)) arg) arg *)
388+
389+ (* Step 2: Beta reduce inner application: (λy.y) arg →β arg *)
390+ eapply beta_step.
240391 + apply beta_app.
241- + unfold lambda_id.
242- apply beta_step with arg.
243- * apply beta_app.
244- * apply beta_refl.
245- Admitted .
392+ + (* subst 0 arg (LVar 0) = arg *)
393+ simpl.
394+ apply beta_refl.
395+ Qed .
246396
247397(** ** Summary *)
248398
249399(** This module proves:
250400
251- 1. Lambda calculus has CNOs (identity function)
252- 2. CNO composition works in lambda calculus
253- 3. Y combinator is not a CNO (non-termination)
401+ 1. Lambda calculus has CNOs (identity function) [lambda_id_is_cno: Qed]
402+ 2. CNO composition works in lambda calculus (closed) [lambda_cno_composition: Qed]
403+ 3. Y combinator is not a CNO (non-termination) [y_not_cno: Admitted]
254404 4. Connection to Church encodings
255- 5. Eta equivalence expands CNO class
405+ 5. Eta equivalence expands CNO class [eta_expanded_id_is_cno: Qed]
406+
407+ Proof status: 3 of 4 theorems fully proven (1 Admitted).
408+
409+ The remaining Admitted proof (y_not_cno) requires formal
410+ non-termination reasoning, which is inherently difficult
411+ in constructive type theory. The result itself is well-established
412+ in lambda calculus theory (Y f diverges for all f).
256413
257414 CONCLUSION: CNO theory is model-independent.
258415 The same mathematical structure appears in:
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