|
10 | 10 | *STATUS: living draft, not for submission.* Written 2026-05-17 while |
11 | 11 | the formal result is fresh, so the narrative is captured at full |
12 | 12 | strength now. Sections tagged *[EXPAND]* are deliberate stubs to be |
13 | | -filled as more context accrues (broader worked examples, deeper |
14 | | -related-work comparison, the ordinal/Buchholz consumer-evidence |
15 | | -appendix, an evaluation section). Do not submit until the *[EXPAND]* |
16 | | -tags are cleared and the venue/template are chosen (Pillar E logistics |
17 | | -are offline/author-driven). The TYPES extended abstract |
| 13 | +filled as more context accrues; only the ordinal/Buchholz |
| 14 | +consumer-evidence appendix remains, and is gated on the ordinal |
| 15 | +track reaching Bachmann–Howard (see <<ordinal-appendix>>). Do not |
| 16 | +submit until that tag clears and the venue/template are chosen |
| 17 | +(Pillar E logistics are offline/author-driven). The TYPES extended |
| 18 | +abstract |
18 | 19 | (`types-abstract.adoc`) is the short, already-submission-ready |
19 | 20 | companion; this is the full CPP/ITP-style mechanised-metatheory |
20 | 21 | paper it grows into. |
@@ -542,16 +543,236 @@ present "funext-free" as a feature. We still argue the gate / |
542 | 543 | retraction discipline is a contribution — and this very reframing, |
543 | 544 | logged in `docs/retractions.adoc`, is the discipline working. |
544 | 545 |
|
545 | | -== Evaluation and discussion [EXPAND] |
| 546 | +== Evaluation and discussion |
546 | 547 |
|
547 | | -NOTE: *[EXPAND]* — proof-size / proof-cost table per pillar; the |
548 | | -common-upper-bound idiom analysed honestly (it removes `subst` |
549 | | -*because* the equations carry no comonadic coherence, not as a clever |
550 | | -saving); a discussion of where the construction does *not* extend |
551 | | -(the EI-2 negative result; the funext-relative mediator property; the |
552 | | -thinness-only content) stated as honest bounds, *not* spun as |
553 | | -strengths; threats to validity, including the Gate-2 audit's own |
554 | | -"single recipe" finding. |
| 548 | +This section reports proof size and the load-bearing cost of each |
| 549 | +pillar, then discusses three honest bounds on the construction and |
| 550 | +the threats to validity carried over from the Gate-2 audit. The |
| 551 | +posture throughout is the one the retraction note (<<reframing-note>>; |
| 552 | +`docs/retractions.adoc` R-2026-05-18) committed to: claim the |
| 553 | +mechanised strength, neither less nor more. |
| 554 | + |
| 555 | +=== Proof size per pillar |
| 556 | + |
| 557 | +The four pillars together occupy ~930 lines across six modules, with |
| 558 | +zero postulates and three `rewrite` sites (one in the foundational |
| 559 | +`degrade-compose`; one in its `rel-model` lift; one in |
| 560 | +`EchoGraded` proper). The single `subst` site that appears in |
| 561 | +`EchoPullback.agda` is in the *definitional shape* of the |
| 562 | +`IsMediator` record's `coherent` field — the |
| 563 | +`subst (λ a → f a ≡ y) (factor v) (proj₂ (m v)) ≡ square c v` |
| 564 | +equation that any mediator must witness — and not a transport |
| 565 | +inserted to make a proof go through. |
| 566 | + |
| 567 | +[cols="1,3,1,1,1,1", options="header"] |
| 568 | +|=== |
| 569 | +| Pillar | Module | LOC | Top decls | `subst`/`rewrite` (code) | Postulates |
| 570 | + |
| 571 | +| A |
| 572 | +| `EchoFiberBridge.agda` |
| 573 | +| 56 |
| 574 | +| `fiber`, `echo→fib`, `fib→echo`, `echo↔fib` |
| 575 | +| 0 / 0 |
| 576 | +| 0 |
| 577 | + |
| 578 | +| B (pullback) |
| 579 | +| `EchoPullback.agda` |
| 580 | +| 143 |
| 581 | +| `EchoCone`, `echo-cone`, `IsMediator`, `echo-pullback-univ`, plus the cone↔SliceHom bridge |
| 582 | +| 1 / 0 (the lone `subst` is in `IsMediator.coherent`'s *shape*, not in a proof body) |
| 583 | +| 0 |
| 584 | + |
| 585 | +| B (graded comonad) |
| 586 | +| `EchoGradedComonad.agda` |
| 587 | +| 159 |
| 588 | +| `gextract`, `gduplicate`, `gcomonad-counit-l`, `gcomonad-counit-r`, `gcomonad-coassoc` |
| 589 | +| 0 / 0 |
| 590 | +| 0 |
| 591 | + |
| 592 | +| B (graded foundation) |
| 593 | +| `EchoGraded.agda` |
| 594 | +| 169 |
| 595 | +| `Grade`, `_≤g_`, `≤g-prop`, `_⊔g_`, `GEcho`, `degrade`, `degrade-comp`, `degrade-compose`, `degrade-via-join`, plus the ⊔ universal-property trio |
| 596 | +| 0 / 1 (`degrade-compose` rewrites by `≤g-prop`) |
| 597 | +| 0 |
| 598 | + |
| 599 | +| C |
| 600 | +| `EchoSeparating.agda` |
| 601 | +| 139 |
| 602 | +| `Sep`, `s₀`, `s₁`, `sep-order-not-prop`, `SepGEcho`, `sep-map-over-{id,comp}`, `SepDegradeCompose`, `sep-degrade-compose-fails` |
| 603 | +| 0 / 0 |
| 604 | +| 0 |
| 605 | + |
| 606 | +| D |
| 607 | +| `EchoRelModel.agda` |
| 608 | +| 261 |
| 609 | +| `GradedLossModel`, `GCLaws`, `set-model`, `rel-model`, `model-agreement`, `bridge-natural` |
| 610 | +| 0 / 1 |
| 611 | +| 0 |
| 612 | +|=== |
| 613 | + |
| 614 | +The two F-2026-05-18a earn-back modules (`EchoPullbackUnivF4.agda` |
| 615 | +for the funext-conditional terminal-cone property, and |
| 616 | +`EchoStepNDModelF2.agda` for the second model of the *bare* Echo |
| 617 | +functor) ride the same budget: each typechecks `--safe --without-K` |
| 618 | +with zero postulates, the funext dependency in F4 is a module |
| 619 | +parameter rather than a postulate, and both are pinned in `Smoke.agda`. |
| 620 | + |
| 621 | +What this table is, and what it is not. It is a fingerprint of the |
| 622 | +mechanised content — useful for a reader who wants to see, before |
| 623 | +reading any proof, that the trusted base is small (zero postulates, |
| 624 | +one definitional `subst`, three uses of `rewrite`). It is *not* a |
| 625 | +claim of being "small relative to" any comparator; we know of no |
| 626 | +fair comparator in the graded-modal literature and decline to |
| 627 | +manufacture one. |
| 628 | + |
| 629 | +=== The common-upper-bound idiom, honestly |
| 630 | + |
| 631 | +The three graded coherence equations (`gcomonad-counit-l`, |
| 632 | +`gcomonad-counit-r`, `gcomonad-coassoc`) are each phrased so that |
| 633 | +both sides land in the *same* `GEcho g'` for a free common bound |
| 634 | +`g'`, post-composed by an arbitrary degrade into `g'`. In that |
| 635 | +phrasing, every proof reduces to two calls of `degrade-compose` |
| 636 | +chained through one application of `≤g-prop`, with no `subst` |
| 637 | +anywhere. The full coassociativity proof is 17 lines of |
| 638 | +`≡-Reasoning` (`EchoGradedComonad.agda`:135–158); each counit proof |
| 639 | +is two lines (`:112–113`, `:122–123`). |
| 640 | + |
| 641 | +It is tempting — and earlier drafts of this paper did — to read this |
| 642 | +as a clever encoding trick that saves transport. That reading is |
| 643 | +wrong, and the honest reading is uncomfortable. |
| 644 | + |
| 645 | +The naive grade-equality phrasing of coassociativity would compare |
| 646 | +`GEcho ((g₁⊔g₂)⊔g₃)` with `GEcho (g₁⊔(g₂⊔g₃))`, forcing a |
| 647 | +`subst GEcho (⊔g-assoc …)` to make the two sides typecheck against |
| 648 | +one another. That `subst` then has to be coherent with the comonadic |
| 649 | +laws — i.e. one would have to prove that `degrade` commutes with the |
| 650 | +transport, that the transport is functorial along `_⊔g_`, and that |
| 651 | +the resulting square serialises into the pentagon. All of that is |
| 652 | +what a genuine graded comonad in the Petriček–Orchard–Mycroft sense |
| 653 | +would carry: a nested family `D_{r·s} ⇒ D_r D_s` whose coherence |
| 654 | +*is* the pentagon and triangle of a categorical comonad object. |
| 655 | + |
| 656 | +The common-upper-bound idiom removes those obligations because there |
| 657 | +is no such nested family to be coherent about. `EchoGradedComonad` |
| 658 | +does not exhibit a graded comonad in that sense — that claim was |
| 659 | +retracted on 2026-05-18 — and the coherence content is exactly |
| 660 | +*thinness of the order* (`≤g-prop`) propagated by a single |
| 661 | +path-independence lemma (`degrade-compose`). The proofs are short |
| 662 | +because the structure they discharge is thin, not because the |
| 663 | +encoding is clever. Said sharply: in a hypothetical setting where |
| 664 | +`_≤g_` had non-trivial path content, the common-upper-bound idiom |
| 665 | +would not save us; we would have to track the path data, and the |
| 666 | +mechanisation would look like the literature's graded-comonad |
| 667 | +mechanisations rather than like ours. |
| 668 | + |
| 669 | +The separating model (`EchoSeparating.agda`) is the operational |
| 670 | +witness for this reading. It is `EchoGraded` minus `≤g-prop`; every |
| 671 | +generic Σ-functoriality law (`sep-map-over-id`, `sep-map-over-comp`, |
| 672 | +the functorial-unit triad) still holds by the same definitional |
| 673 | +collapse, and `sep-degrade-compose-fails` exhibits a checked |
| 674 | +`true ≢ false` refutation of `SepDegradeCompose`. The single |
| 675 | +two-line refutation `sep-degrade-compose-fails law = true≢false (law |
| 676 | +rfl-lo s₀ s₁ true)` measures exactly the cost of removing |
| 677 | +propositionality of the order: one degenerate composition pair |
| 678 | +disagrees. That is the only content there is to remove `subst` from |
| 679 | +in the first place. |
| 680 | + |
| 681 | +=== Where the construction does *not* extend |
| 682 | + |
| 683 | +Three boundaries are mechanised, and we state them as bounds rather |
| 684 | +than as features re-spun. |
| 685 | + |
| 686 | +==== The five-axis simultaneous-integration claim (EI-2) is settled negatively |
| 687 | + |
| 688 | +Gate-2's identity claim that the five axes (loss, role, linearity, |
| 689 | +indexing, modality) integrate *simultaneously* in a non-trivial way |
| 690 | +was killed by an explicit falsifier (the `IntegrationAudit.agda` |
| 691 | +counterexample family; see `docs/integration-audit.adoc` and |
| 692 | +`docs/retractions.adoc` R-2026-04 for the negative-result entry). |
| 693 | +The four "characteristic" survivors integrate pairwise at most. This |
| 694 | +is recorded as a falsifiable-gate negative, not as a "future work" |
| 695 | +deferral; reopening it requires producing a witness that the audit's |
| 696 | +falsifier rules out, and we know of none. |
| 697 | + |
| 698 | +==== The mediator property is funext-relative |
| 699 | + |
| 700 | +`echo-pullback-univ` discharges *pointwise* uniqueness `∀ v → m' v ≡ |
| 701 | +m v` and nothing more (`EchoPullback.agda`:131–143). The |
| 702 | +unconditional terminal-cone equality `m' ≡ m` is unstatable in |
| 703 | +`--safe --without-K` without funext, and so it is not stated. The |
| 704 | +F-2026-05-18a earn-back at `EchoPullbackUnivF4.agda` recovers the |
| 705 | +terminal-cone equality *conditionally on an explicit `funext` module |
| 706 | +parameter* — never a postulate, and never silently — and is exactly |
| 707 | +as strong as that conditional form. The retraction stands for the |
| 708 | +unconditional claim. |
| 709 | + |
| 710 | +==== The content is thinness of the order, full stop |
| 711 | + |
| 712 | +The coherence equations collapse to `degrade-compose` + `≤g-prop`; |
| 713 | +the separating model shows that over generic Σ-functoriality, the |
| 714 | +only load-bearing hypothesis is `≤g-prop`. The `GradedLossModel` |
| 715 | +interface bakes `⊑-prop` in as a field, and both `set-model` and |
| 716 | +`rel-model` fix the *same* grade poset (the second is the first |
| 717 | +`× ⊤`, agreeing by `refl`). This is carrier-parametricity over a |
| 718 | +fixed thin poset, not semantic model-independence — and was |
| 719 | +retracted under that earlier framing. A category theorist reading |
| 720 | +this paper should expect the strength of a thin Grothendieck |
| 721 | +fibration with a propositional order, not the strength of a graded |
| 722 | +comonad in a non-thin lattice. |
| 723 | + |
| 724 | +=== Threats to validity |
| 725 | + |
| 726 | +==== The Gate-2 "single recipe" finding |
| 727 | + |
| 728 | +The Gate-2 handoff (`docs/gate-2-handoff.adoc` Observation G) records |
| 729 | +that all four (and the candidate fifth, `RoleGraded`) Gate-2 |
| 730 | +"characteristic" survivors instantiate the same recipe: a custom |
| 731 | +propositional decoration order on a finite type, an echo-indexed |
| 732 | +family whose carrier varies per decoration, and a transport action |
| 733 | +along the order. The recipe is useful as organising vocabulary, and |
| 734 | +we treat it as such; what it does *not* do is independently |
| 735 | +corroborate the modality across decorations — the four instances |
| 736 | +are not four independent witnesses, they are one structural pattern |
| 737 | +applied four times. Cross-axis distinctness arguments |
| 738 | +(`docs/gate-1-handoff.adoc`) supply the per-decoration independence |
| 739 | +the recipe itself cannot. Anyone reading the four-instance |
| 740 | +table in §"Worked examples" as a robustness check should weaken that |
| 741 | +reading accordingly. |
| 742 | + |
| 743 | +==== Sample-size on consumer evidence |
| 744 | + |
| 745 | +The two consumer-evidence streams (`absolute-zero` for compute-side |
| 746 | +identity programs; the planned Buchholz ordinal-notation track) are |
| 747 | +each *one* downstream; the ordinal track is gated on reaching |
| 748 | +Bachmann–Howard and is not yet in scope (see <<ordinal-appendix>>). |
| 749 | +A failure mode of this paper would be over-reading either as |
| 750 | +external validation of the *thesis*; both are validations of |
| 751 | +particular technical bridges (the Echo–CNO bridge and the eventual |
| 752 | +Echo–`<ᵇ` bridge respectively), and not of "Echo as a recognised |
| 753 | +modality" in the field. |
| 754 | + |
| 755 | +==== Conservativity is evidence, not a theorem |
| 756 | + |
| 757 | +`docs/echo-types/conservativity.adoc` was retracted from |
| 758 | +"metatheorem" framing on 2026-05-18. The postulate-free `--safe |
| 759 | +--without-K` build plus the definitional Σ-identity are *evidence |
| 760 | +for* conservativity over MLTT+Σ, in the same sense any |
| 761 | +typechecking artefact is evidence for the propositions whose proofs |
| 762 | +it carries — they are not, and are not claimed to be, a discharged |
| 763 | +metatheorem over all propositions. Anyone citing this paper as |
| 764 | +"echo is conservative over MLTT+Σ" is citing more than the |
| 765 | +mechanisation discharges. |
| 766 | + |
| 767 | +==== Audit re-runs and gate discipline |
| 768 | + |
| 769 | +The reframing on 2026-05-18 was triggered by an adversarial-review |
| 770 | +re-run of Gate-2. The retraction log is append-only; a *future* |
| 771 | +re-run could surface a further finding, and the gate discipline |
| 772 | +commits us to recording it the same way. This is presented as a |
| 773 | +methodological strength only to the extent that the discipline |
| 774 | +*succeeds in catching* mis-claims; a reader is entitled to treat |
| 775 | +the existence of one retraction as licence to suspect another. |
555 | 776 |
|
556 | 777 | == Related work |
557 | 778 |
|
@@ -977,6 +1198,7 @@ falsifiable retraction discipline — of which this reframing is an |
977 | 1198 | instance. External validation is the remaining step. |
978 | 1199 |
|
979 | 1200 | [appendix] |
| 1201 | +[#ordinal-appendix] |
980 | 1202 | == Ordinal / Buchholz consumer-evidence [EXPAND] |
981 | 1203 |
|
982 | 1204 | NOTE: *[EXPAND]* — the ordinal-notation / Buchholz collapsing track |
|
0 commit comments