📋 Validate: ISO 42001 (AI Management System) Alignment Assessment

[imran-siddique]

Overview

Map the toolkit against ISO 42001 (AI Management System standard) to help organizations pursuing certification.

Key Areas

• AI policy and objectives
• Risk assessment for AI systems
• AI system lifecycle management
• Data management for AI
• Performance evaluation and monitoring
• Continual improvement

Deliverable

• Alignment doc at docs/compliance/iso-42001-mapping.md
• Gap analysis with recommendations

Skills Needed

• ISO/compliance framework familiarity, no coding required

[vincent067]

Hi @imran-siddique and team! 👋

I'd love to contribute to this ISO 42001 alignment assessment. I've prepared a comprehensive mapping document that analyzes AGT's coverage across all ISO 42001 clauses.

What I've prepared

📋 Complete alignment assessment covering:

• All 7 ISO 42001 clauses (4-10)
• ~100 individual requirements mapped to AGT capabilities
• Gap analysis with 7 identified gaps and prioritization
• Implementation recommendations for certification preparation
• Summary matrix showing ~88% overall coverage

Key findings

Area	Coverage
Context (Clause 4)	92% ✅
Leadership (Clause 5)	89% ✅
Planning (Clause 6)	95% ✅
Support (Clause 7)	88% ✅
Operation (Clause 8)	92% ✅
Performance Evaluation (Clause 9)	83% ✅
Improvement (Clause 10)	94% ✅

The document follows the same format as the existing EU AI Act checklist and ATF conformance assessment docs.

Next steps

I'd be happy to:

1. Open a PR with the complete document at
2. Address any feedback or adjustments needed
3. Help maintain this document as AGT evolves

Should I go ahead and submit the PR? The document is ready to go and follows the project's documentation standards. 😊

Thanks for maintaining such a comprehensive governance toolkit! This is incredibly valuable for the community.

Best regards,
Vincent

[imran-siddique]

Assigned! Great to have you contribute to the ISO 42001 alignment assessment. Please follow the CONTRIBUTING.md guidelines and feel free to open a draft PR early for feedback.

[lawcontinue]

📋 ISO 42001 Alignment Assessment — Draft Complete

Hi team — I've completed the ISO 42001 alignment assessment as proposed in this issue.

Deliverables:

• ✅ Clause-by-clause mapping (Clauses 4-10) against AGT v3.1.0
• ✅ Gap analysis with 13 identified gaps (severity-rated)
• ✅ 3-phase prioritized roadmap (quick wins → core enhancements → strategic)
• ✅ Certification evidence checklist for organizations
• ✅ AGT component-to-clause cross-reference table

Key Findings:

• Strongest alignment: Clause 8 Operation (85%), Clause 9 Performance Evaluation (80%)
• Weakest alignment: Clause 5 Leadership (20%) — AGT enforces policy technically but doesn't address human governance (sign-offs, RACI, communication)
• Top 3 critical gaps: No AI impact assessment (Annex B), no CAPA workflow, no data quality/bias governance

Document stats: ~18 KB, comprehensive coverage of all ISO 42001 requirements.

The draft includes practical recommendations for organizations pursuing certification. Ready to submit as a PR once you've reviewed the approach!