|
| 1 | +@misc{mcp2024, |
| 2 | + author = {{Anthropic}}, |
| 3 | + title = {Model Context Protocol: Specification}, |
| 4 | + year = {2024}, |
| 5 | + howpublished = {\url{https://modelcontextprotocol.io/specification}}, |
| 6 | + note = {Accessed 2026-04-20} |
| 7 | +} |
| 8 | + |
| 9 | +@misc{a2a2024, |
| 10 | + author = {{Google}}, |
| 11 | + title = {Agent-to-Agent (A2A) Protocol}, |
| 12 | + year = {2024}, |
| 13 | + howpublished = {\url{https://github.com/google/A2A}}, |
| 14 | + note = {Accessed 2026-04-20} |
| 15 | +} |
| 16 | + |
| 17 | +@misc{schema2020, |
| 18 | + author = {Austin Wright and Henry Andrews and Ben Hutton and Greg Dennis}, |
| 19 | + title = {{JSON Schema: A Media Type for Describing JSON Documents}}, |
| 20 | + howpublished = {Internet-Draft, IETF}, |
| 21 | + year = {2020}, |
| 22 | + url = {https://json-schema.org/draft/2020-12/json-schema-core} |
| 23 | +} |
| 24 | + |
| 25 | +@misc{finra_3110, |
| 26 | + author = {{Financial Industry Regulatory Authority}}, |
| 27 | + title = {{FINRA Rule 3110 — Supervision}}, |
| 28 | + year = {2014}, |
| 29 | + howpublished = {\url{https://www.finra.org/rules-guidance/rulebooks/finra-rules/3110}} |
| 30 | +} |
| 31 | + |
| 32 | +@misc{finra_4511, |
| 33 | + author = {{Financial Industry Regulatory Authority}}, |
| 34 | + title = {{FINRA Rule 4511 — General Requirements (Books and Records)}}, |
| 35 | + year = {2011}, |
| 36 | + howpublished = {\url{https://www.finra.org/rules-guidance/rulebooks/finra-rules/4511}} |
| 37 | +} |
| 38 | + |
| 39 | +@misc{finra_2210, |
| 40 | + author = {{Financial Industry Regulatory Authority}}, |
| 41 | + title = {{FINRA Rule 2210 — Communications with the Public}}, |
| 42 | + year = {2013}, |
| 43 | + howpublished = {\url{https://www.finra.org/rules-guidance/rulebooks/finra-rules/2210}} |
| 44 | +} |
| 45 | + |
| 46 | +@misc{finra_2409, |
| 47 | + author = {{Financial Industry Regulatory Authority}}, |
| 48 | + title = {{Regulatory Notice 24-09: FINRA Reminds Firms that FINRA Rules Apply to the Use of Generative AI and LLMs}}, |
| 49 | + year = {2024}, |
| 50 | + howpublished = {\url{https://www.finra.org/rules-guidance/notices/24-09}} |
| 51 | +} |
| 52 | + |
| 53 | +@misc{sec_17a_4, |
| 54 | + author = {{U.S. Securities and Exchange Commission}}, |
| 55 | + title = {{Rule 17a-4 — Electronic Storage and Records Retention}}, |
| 56 | + year = {1997}, |
| 57 | + howpublished = {\url{https://www.sec.gov/rules/final/34-38245.txt}} |
| 58 | +} |
| 59 | + |
| 60 | +@misc{sec_reg_bi, |
| 61 | + author = {{U.S. Securities and Exchange Commission}}, |
| 62 | + title = {{Regulation Best Interest (Reg BI)}}, |
| 63 | + year = {2019}, |
| 64 | + howpublished = {\url{https://www.sec.gov/regulation-best-interest}} |
| 65 | +} |
| 66 | + |
| 67 | +@misc{sec_reg_sp, |
| 68 | + author = {{U.S. Securities and Exchange Commission}}, |
| 69 | + title = {{Regulation S-P — Privacy of Consumer Financial Information}}, |
| 70 | + year = {2000}, |
| 71 | + howpublished = {\url{https://www.sec.gov/rules/final/34-42974.htm}} |
| 72 | +} |
| 73 | + |
| 74 | +@misc{sr_11_7, |
| 75 | + author = {{Board of Governors of the Federal Reserve System}}, |
| 76 | + title = {{SR 11-7: Guidance on Model Risk Management}}, |
| 77 | + year = {2011}, |
| 78 | + howpublished = {\url{https://www.federalreserve.gov/supervisionreg/srletters/sr1107.htm}} |
| 79 | +} |
| 80 | + |
| 81 | +@misc{sr_23_4, |
| 82 | + author = {{Board of Governors of the Federal Reserve System}}, |
| 83 | + title = {{SR 23-4: Interagency Guidance on Third-Party Relationships}}, |
| 84 | + year = {2023}, |
| 85 | + howpublished = {\url{https://www.federalreserve.gov/supervisionreg/srletters/SR2304.htm}} |
| 86 | +} |
| 87 | + |
| 88 | +@misc{cfpb_2022_03, |
| 89 | + author = {{Consumer Financial Protection Bureau}}, |
| 90 | + title = {{Circular 2022-03: Adverse Action Notification Requirements in Connection with Credit Decisions Based on Complex Algorithms}}, |
| 91 | + year = {2022}, |
| 92 | + howpublished = {\url{https://www.consumerfinance.gov/compliance/circulars/circular-2022-03-adverse-action-notification-requirements-in-connection-with-credit-decisions-based-on-complex-algorithms/}} |
| 93 | +} |
| 94 | + |
| 95 | +@misc{karpathy_llmwiki, |
| 96 | + author = {Andrej Karpathy}, |
| 97 | + title = {{LLM Wiki — a note on a pattern for LLM-managed knowledge bases}}, |
| 98 | + year = {2025}, |
| 99 | + howpublished = {GitHub Gist, \url{https://gist.github.com/karpathy/442a6bf555914893e9891c11519de94f}} |
| 100 | +} |
| 101 | + |
| 102 | +@misc{gitclose, |
| 103 | + author = {Priyanshu Priyam}, |
| 104 | + title = {{GitClose: A git-native reference implementation of the monthly financial close using OpenGAP}}, |
| 105 | + year = {2026}, |
| 106 | + howpublished = {\url{https://github.com/Priyanshu-Priyam/gitclose}} |
| 107 | +} |
| 108 | + |
| 109 | +@misc{rfc_38, |
| 110 | + author = {{OpenGAP Working Group}}, |
| 111 | + title = {{RFC \#38 — compliance.financial\_governance block (discussion thread)}}, |
| 112 | + year = {2026}, |
| 113 | + howpublished = {\url{https://github.com/open-gitagent/gitagent/issues/38}} |
| 114 | +} |
| 115 | + |
| 116 | +@misc{opengap_spec, |
| 117 | + author = {{OpenGAP Working Group}}, |
| 118 | + title = {{OpenGAP (GitAgentProtocol) Specification v0.1.0}}, |
| 119 | + year = {2026}, |
| 120 | + howpublished = {\url{https://github.com/open-gitagent/gitagent/blob/main/spec/SPECIFICATION.md}} |
| 121 | +} |
| 122 | + |
| 123 | +@misc{gapman_npm, |
| 124 | + author = {{OpenGAP Working Group}}, |
| 125 | + title = {{gapman (@open-gitagent/gapman) on npm}}, |
| 126 | + year = {2026}, |
| 127 | + howpublished = {\url{https://www.npmjs.com/package/@open-gitagent/gapman}} |
| 128 | +} |
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