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1172 lines (1001 loc) · 49.7 KB
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import json
import os
import random
import re
import sys
import time
from typing import Any
import requests
from openai import OpenAI
if hasattr(sys.stdout, "reconfigure"):
sys.stdout.reconfigure(encoding="utf-8")
print("ENV CHECK:")
print("ENV_BASE_URL =", os.getenv("ENV_BASE_URL"))
print("API_BASE_URL =", os.getenv("API_BASE_URL"))
print("MODEL_NAME =", os.getenv("MODEL_NAME"))
print("HF_TOKEN exists =", bool(os.getenv("HF_TOKEN")))
print("USE_DEMO =", os.getenv("USE_DEMO"))
print("USE_HEURISTICS =", os.getenv("USE_HEURISTICS"))
ENV_BASE_URL = os.environ.get("ENV_BASE_URL", os.environ.get("ENV_API_BASE", "http://localhost:7860")).rstrip("/")
API_BASE_URL = os.getenv("API_BASE_URL", "https://api.openai.com").rstrip("/")
MODEL_NAME = os.environ.get("MODEL_NAME", "gpt-4o-mini")
HF_TOKEN = os.getenv("HF_TOKEN")
API_KEY = HF_TOKEN or os.getenv("OPENAI_API_KEY")
USE_DEMO = os.getenv("USE_DEMO", "false") == "true"
USE_HEURISTICS = os.getenv("USE_HEURISTICS", "false") == "true"
MAX_RUNTIME_SECONDS = 20 * 60
if "127.0.0.1" in API_BASE_URL:
print("⚠️ WARNING: API_BASE_URL points to local server, not LLM provider")
TASKS = [
("task1_single_file", 15),
("task2_django_app", 30),
("task3_microservices", 50),
]
# ── FIX 3: System prompt now instructs LLM to use numbered lines and only valid files/rules ──
SYSTEM_PROMPT = """You are a security compliance auditor. Respond with exactly one JSON action per turn.
AVAILABLE ACTIONS:
{"action_type": "search_codebase", "query": "pattern", "file_pattern": null}
{"action_type": "read_file", "path": "exact_filename_from_available_files"}
{"action_type": "flag_violation", "file": "exact_filename", "line_start": 45, "line_end": 47, "rule_id": "GDPR-ART5-1A", "severity": "high", "description": "specific reason citing the code"}
{"action_type": "propose_fix", "finding_id": "F001", "patch_code": "replacement code"}
{"action_type": "finalize_audit"}
STRICT RULES — violating these causes score=0:
1. "file" must be an EXACT filename from the "Available files" list. Never invent filenames.
2. "rule_id" must be an EXACT key from the "Framework rules" list. Never invent rule names.
3. "severity" must be exactly one of: low, medium, high, critical
4. When file content is shown, each line is prefixed with its line number like " 42: code here".
Use these EXACT numbers for line_start and line_end. Do not guess or estimate.
5. If read budget is 0, do NOT use read_file. Flag what you found or finalize.
6. Only read files from the "Available files" list. Never read __init__.py or invented paths.
7. Flag violations AFTER reading the file. Include the exact line number from the numbered content.
STRATEGY:
- Read the highest-risk files first (auth, settings, views, payment-related)
- Flag each violation with the exact line number shown in the file content
- After flagging, finalize_audit"""
PATCHES = {
"OWASP-A01": "if request.user.id != user.id: return HttpResponseForbidden()",
"OWASP-A02": "SECRET_KEY = os.environ['SECRET_KEY']",
"OWASP-A03": "return cls.objects.raw('SELECT * FROM users WHERE username = %s', [username])",
"GDPR-ART32": "DEBUG = False",
"GDPR-ART5-1A": "logger.info('User %s logged in', str(user.id))",
"GDPR-ART5-1C": "fields = ['id', 'username']",
"GDPR-ART25": "@limiter.limit('10/minute')",
}
# DEMO_PLANS: development/debugging only. Not used in benchmark evaluation.
DEMO_PLANS: dict[str, list[dict[str, Any]]] = {
"task1_single_file": [
{"path": "routes.py"},
{"query": r"logged in from", "rule_id": "GDPR-ART5-1A", "severity": "high", "description": "Login flow logs user email and IP address."},
{"query": r"return jsonify\(\{'user': user\.to_dict\(\)\}\)", "rule_id": "GDPR-ART5-1C", "severity": "high", "description": "Profile endpoint returns the full user object including sensitive fields."},
],
"task2_django_app": [
{"path": "models.py"},
{"path": "settings.py"},
{"query": r"objects\.raw", "rule_id": "OWASP-A03", "severity": "critical", "description": "Raw SQL query is constructed with user input.", "patch": True},
{"query": r"DEBUG = True", "rule_id": "GDPR-ART32", "severity": "critical", "description": "Debug mode is enabled in runtime settings.", "patch": True},
{"query": r"SECRET_KEY = 'django-insecure", "rule_id": "OWASP-A02", "severity": "critical", "description": "Secret key is hardcoded in source.", "patch": True},
],
"task3_microservices": [
{"path": "auth_service/auth_views.py"},
{"query": r"SECRET_KEY = 'supersecret'", "rule_id": "OWASP-A02", "severity": "critical", "description": "Authentication secret is hardcoded.", "patch": True},
{"query": r"build_report_query", "rule_id": "OWASP-A03", "severity": "critical", "description": "SQL query assembled via string interpolation.", "patch": True},
],
}
OFFLINE_READ_LIMITS = {
"task1_single_file": 1,
"task2_django_app": 2,
"task3_microservices": 1,
}
OFFLINE_SKIP_RATES = {
"task1_single_file": 0.0,
"task2_django_app": 0.0,
"task3_microservices": 0.0,
}
OFFLINE_PATCH_RATES = {
"task1_single_file": 0.0,
"task2_django_app": 0.35,
"task3_microservices": 0.25,
}
# ── FIX 6: Raise LLM call limits so agent has enough turns to read+flag ──
LLM_CALL_LIMITS = {
"task1_single_file": 14,
"task2_django_app": 25,
"task3_microservices": 20,
}
HEURISTIC_SEARCHES = {
"task1_single_file": [
r"logged in from|password_hash|rate.limit",
],
"task2_django_app": [
r"objects\.raw|DEBUG = True|SECRET_KEY",
r"user\.email|password|no ownership",
],
"task3_microservices": [
r"SECRET_KEY|build_report_query|Request body",
r"no tenant|connection\.execute",
],
}
HEURISTIC_RULES = {
"task1_single_file": [
{"pattern": r"logged in from", "rule_id": "GDPR-ART5-1A", "severity": "high", "description": "Login flow logs user email and IP address."},
{"pattern": r"user\.to_dict\(\)", "rule_id": "GDPR-ART5-1C", "severity": "high", "description": "Profile endpoint returns full user dict including password_hash."},
{"pattern": r"@app\.route.*login.*\n(?!.*@limiter)", "rule_id": "GDPR-ART25", "severity": "medium", "description": "Authentication endpoint lacks rate limiting."},
],
"task2_django_app": [
{"pattern": r"objects\.raw", "rule_id": "OWASP-A03", "severity": "critical", "description": "Raw SQL query constructed with user input.", "patch": True},
{"pattern": r"DEBUG\s*=\s*True", "rule_id": "GDPR-ART32", "severity": "critical", "description": "Debug mode enabled in production settings.", "patch": True},
{"pattern": r"SECRET_KEY\s*=\s*['\"]", "rule_id": "OWASP-A02", "severity": "critical", "description": "Secret key hardcoded in source.", "patch": True},
{"pattern": r"add.*timestamps|add.*lifecycle|TODO add", "rule_id": "GDPR-ART30", "severity": "medium", "description": "Model lacks data retention lifecycle fields."},
{"pattern": r"no ownership check|get_object_or_404.*\n(?!.*user)", "rule_id": "OWASP-A01", "severity": "high", "description": "Object lookup does not enforce ownership."},
{"pattern": r"fields\s*=\s*\[.*password", "rule_id": "GDPR-ART5-1C", "severity": "high", "description": "Serializer exposes password field."},
{"pattern": r"user_email=\{|user\.email\}", "rule_id": "GDPR-ART5-1A", "severity": "high", "description": "PII logged in analytics middleware."},
],
"task3_microservices": [
{"pattern": r"SECRET_KEY\s*=\s*['\"]", "rule_id": "OWASP-A02", "severity": "critical", "description": "Authentication secret is hardcoded.", "patch": True},
{"pattern": r"jwt\.encode\(\{['\"]user_id", "rule_id": "OWASP-A01", "severity": "critical", "description": "Token payload lacks tenant_id scope.", "patch": True},
{"pattern": r"Request body:", "rule_id": "GDPR-ART5-1A", "severity": "high", "description": "Gateway middleware logs full request bodies."},
{"pattern": r"build_report_query", "rule_id": "OWASP-A03", "severity": "critical", "description": "SQL query assembled via string interpolation.", "patch": True},
],
}
def build_client() -> OpenAI | None:
if not API_KEY:
return None
resolved_base_url = API_BASE_URL.rstrip("/")
if resolved_base_url and not resolved_base_url.endswith("/v1"):
resolved_base_url = f"{resolved_base_url}/v1"
client = OpenAI(api_key=API_KEY, base_url=resolved_base_url)
print(f"Resolved LLM base URL: {client.base_url}")
return client
def call_env(endpoint: str, payload: dict[str, Any] | None = None, method: str = "post") -> dict[str, Any]:
url = f"{ENV_BASE_URL}/{endpoint.lstrip('/')}"
if method.lower() == "get":
response = requests.get(url, params=payload, timeout=30)
else:
response = requests.post(url, json=payload or {}, timeout=30)
response.raise_for_status()
return response.json()
def extract_hits(action_result: str) -> list[tuple[str, int]]:
hits: list[tuple[str, int]] = []
for line in action_result.splitlines():
if ": match found" in line:
file_name = line.split(":", 1)[0]
hits.append((file_name, 1))
return hits
def observation_signature(obs: dict[str, Any]) -> str:
return json.dumps(
{
"action_result": obs.get("action_result", "")[:400],
"findings": len(obs.get("current_findings", [])),
"reads": obs.get("file_reads_remaining"),
"steps": obs.get("step_count"),
},
sort_keys=True,
)
def score_file_name(file_name: str) -> int:
lowered = file_name.lower()
score = 0
for keyword, weight in {
"auth": 6, "payment": 5, "gateway": 4,
"settings": 4, "middleware": 3, "views": 3,
"user": 2, "models": 2,
}.items():
if keyword in lowered:
score += weight
return score
def choose_suspicious_file(obs: dict[str, Any], tracker: dict[str, Any]) -> str | None:
candidates = [
f["name"]
for f in obs.get("available_files", [])
if f["name"] not in tracker["read_files"]
]
if not candidates:
return None
return sorted(candidates, key=lambda name: (-score_file_name(name), name))[0]
def choose_target_file(obs: dict[str, Any]) -> str | None:
files = [f["name"] for f in obs.get("available_files", [])]
priority_keywords = [
"routes", "views", "middleware",
"models", "settings", "auth", "payment",
]
for keyword in priority_keywords:
for file_name in files:
if keyword in file_name.lower():
return file_name
return files[0] if files else None
def choose_priority_file(obs: dict[str, Any]) -> str | None:
files = [f["name"] for f in obs.get("available_files", [])]
priority = ["routes", "views", "middleware", "settings", "models", "auth", "payment", "gateway"]
for item in priority:
for file_name in files:
if item in file_name.lower():
return file_name
return files[0] if files else None
def choose_rule_for_file(file_name: str | None, rules: list[str]) -> str:
if not rules:
return "GENERIC-RULE"
if not file_name:
return rules[0]
lowered = file_name.lower()
if "routes" in lowered or "views" in lowered:
return next((r for r in rules if "GDPR" in r), rules[0])
if "middleware" in lowered:
return next((r for r in rules if "GDPR" in r), rules[0])
if "models" in lowered:
return next((r for r in rules if "A02" in r or "AUTH" in r), rules[0])
if "settings" in lowered:
return next((r for r in rules if "CONFIG" in r or "DEBUG" in r), rules[0])
if "payment" in lowered:
return next((r for r in rules if "A03" in r), rules[0])
if "auth" in lowered:
return next((r for r in rules if "A02" in r), rules[0])
return rules[0]
def choose_rule(obs: dict[str, Any]) -> str:
rules = list(obs.get("framework_rules", {}).keys())
return rules[0] if rules else "GENERIC"
def infer_rule_from_context(file_name: str, description: str, content: str, rules: list[str]) -> str:
text = f"{file_name}\n{description}\n{content}".lower()
if not rules:
return "GENERIC"
def pick(*needles: str) -> str | None:
for rule in rules:
upper = rule.upper()
if any(needle in upper for needle in needles):
return rule
return None
if any(token in text for token in ["password_hash", "to_dict()", "serializer", "fields = ['id', 'username', 'password", "full user object", "return jsonify({'user': user.to_dict()})"]):
return pick("ART5-1C", "GDPR") or rules[0]
if any(token in text for token in ["build_report_query", "objects.raw", "select ", "execute(", "sql", "query"]):
return pick("A03") or rules[0]
if any(token in text for token in ["secret_key", "supersecret", "django-insecure", "hardcoded secret"]):
return pick("A02") or rules[0]
if any(token in text for token in ["debug = true", "debug setting", "settings.py"]):
return pick("ART32", "A05", "CONFIG", "DEBUG") or rules[0]
if any(token in text for token in ["logger", "request body", "remote_addr", "user_email", "email", "pii", "personal"]):
return pick("ART5-1A", "GDPR") or rules[0]
if any(token in text for token in ["get_object_or_404", "tenant_id", "ownership", "auth check", "user_id", "jwt.encode"]):
return pick("A01") or rules[0]
if any(token in text for token in ["mime", "extension", "upload"]):
return pick("A04") or rules[0]
if any(token in text for token in ["retention", "lifecycle", "timestamps", "deleted_at", "created_at"]):
return pick("ART30", "GDPR") or rules[0]
if any(token in text for token in ["rate limit", "limiter"]):
return pick("ART25", "GDPR") or rules[0]
if any(token in text for token in ["soc2", "permission", "authorization scope"]):
return pick("SOC2") or rules[0]
return choose_rule_for_file(file_name, rules)
def infer_line_from_context(rule_id: str, description: str, content: str) -> int | None:
text = f"{rule_id}\n{description}".lower()
patterns: list[str] = []
if "A03" in rule_id or any(token in text for token in ["sql", "query", "raw"]):
patterns = [r"build_report_query", r"objects\.raw", r"execute\(", r"SELECT "]
elif "A02" in rule_id or any(token in text for token in ["secret", "token"]):
patterns = [r"SECRET_KEY", r"supersecret", r"django-insecure", r"jwt\.encode"]
elif "ART32" in rule_id or "debug" in text:
patterns = [r"DEBUG\s*=\s*True"]
elif "ART5-1A" in rule_id or any(token in text for token in ["email", "log", "pii", "request body"]):
patterns = [r"logger", r"request\.body", r"remote_addr", r"user_email", r"email"]
elif "ART5-1C" in rule_id or any(token in text for token in ["password_hash", "full user"]):
patterns = [r"return jsonify", r"to_dict\(", r"fields\s*=\s*\[.*password", r"password_hash"]
elif "A01" in rule_id:
patterns = [r"jwt\.encode", r"get_object_or_404", r"tenant_id", r"user_id", r"get_by_id"]
elif "A04" in rule_id:
patterns = [r"extension", r"MIME", r"upload"]
elif "ART30" in rule_id:
patterns = [r"created_at", r"deleted_at", r"retention", r"lifecycle"]
elif "ART25" in rule_id:
patterns = [r"@app\.route", r"limiter"]
lines = content.splitlines()
for idx, line in enumerate(lines, 1):
if any(re.search(pattern, line, re.IGNORECASE) for pattern in patterns):
return idx
return None
def detect_contextual_flag(obs: dict[str, Any], tracker: dict[str, Any]) -> dict[str, Any] | None:
file_name = tracker.get("last_file")
if not file_name:
return None
content = tracker.get("file_contents", {}).get(file_name, "")
if not content:
content = obs.get("action_result", "")
if not content or content.startswith("ERROR") or "match found" in content:
return None
rules = list(obs.get("framework_rules", {}).keys())
if not rules:
return None
checks = [
{
"pattern": r"return jsonify\(\{'user': user\.to_dict\(\)\}\)",
"rule_hint": "ART5-1C",
"severity": "high",
"description": "Profile endpoint returns the full user object including sensitive fields.",
},
{
"pattern": r"logged in from \{request\.remote_addr\}|logged in from",
"rule_hint": "ART5-1A",
"severity": "high",
"description": "Login flow logs user email and IP address.",
},
{
"pattern": r"SECRET_KEY\s*=\s*['\"]|supersecret|django-insecure",
"rule_hint": "A02",
"severity": "critical",
"description": "Secret key is hardcoded in source.",
},
{
"pattern": r"build_report_query|objects\.raw|execute\(query\)",
"rule_hint": "A03",
"severity": "critical",
"description": "Raw SQL query is constructed with user input.",
},
{
"pattern": r"DEBUG\s*=\s*True",
"rule_hint": "ART32",
"severity": "critical",
"description": "Debug mode is enabled in runtime settings.",
},
{
"pattern": r"Request body: \{request\.body\}|Request body:",
"rule_hint": "ART5-1A",
"severity": "high",
"description": "Request bodies are logged in middleware.",
},
{
"pattern": r"jwt\.encode\(\{['\"]user_id",
"rule_hint": "A01",
"severity": "critical",
"description": "Token payload lacks tenant scope.",
},
]
if "ART25" in " ".join(rules).upper():
login_match = re.search(r"@app\.route\('/login'", content, re.IGNORECASE)
limiter_near_login = re.search(r"@limiter\.limit[^\n]*\ndef login", content, re.IGNORECASE)
if login_match and not limiter_near_login:
rule_id = next((r for r in rules if "ART25" in r.upper()), rules[0])
key = (file_name, rule_id)
if key not in tracker.get("flags", set()):
return {
"action_type": "flag_violation",
"file": file_name,
"line_start": max(1, content[:login_match.start()].count("\n") + 1),
"line_end": max(1, content[:login_match.start()].count("\n") + 3),
"rule_id": rule_id,
"severity": "medium",
"description": "Authentication endpoint lacks rate limiting.",
}
for check in checks:
match = re.search(check["pattern"], content, re.IGNORECASE | re.MULTILINE)
if not match:
continue
rule_id = next((r for r in rules if check["rule_hint"] in r.upper()), None)
if not rule_id:
continue
key = (file_name, rule_id)
if key in tracker.get("flags", set()):
continue
line_no = content[:match.start()].count("\n") + 1
return {
"action_type": "flag_violation",
"file": file_name,
"line_start": line_no,
"line_end": line_no + 2,
"rule_id": rule_id,
"severity": check["severity"],
"description": check["description"],
}
return None
def step_count_safe(obs: dict[str, Any]) -> int:
return int(obs.get("step_count", 0) or 0)
def infer_rule_id(description: str, rules: list[str]) -> str:
if not rules:
return "GENERIC-RULE"
text = description.lower()
# SQL / injection
if "sql" in text or "query" in text or "raw" in text:
return next((r for r in rules if "A03" in r), rules[0])
# Auth / password / token
if "password" in text or "token" in text or "auth" in text:
return next((r for r in rules if "A02" in r or "AUTH" in r), rules[0])
# CSRF
if "csrf" in text:
return next((r for r in rules if "CSRF" in r), rules[0])
# Debug / config
if "debug" in text or "settings" in text:
return next((r for r in rules if "CONFIG" in r or "DEBUG" in r), rules[0])
# PII / GDPR
if "email" in text or "pii" in text or "user data" in text:
return next((r for r in rules if "GDPR" in r), rules[0])
return rules[0]
# ── FIX 3 helper: add line numbers to raw file content before sending to LLM ──
def number_file_content(action_result: str) -> str:
"""
Prefix each line of file content with its 1-based line number.
Only applied when action_result looks like file content (not errors or search results).
"""
if (
action_result.startswith("ERROR")
or "match found" in action_result
or "exhausted" in action_result
or "Episode started" in action_result
or "Audit finalized" in action_result
or len(action_result.strip().splitlines()) < 3
):
return action_result
lines = action_result.split("\n")
numbered = [f"{i:4d}: {line}" for i, line in enumerate(lines, 1)]
return "\n".join(numbered)
def normalize_action(action: dict[str, Any], obs: dict[str, Any], tracker: dict[str, Any]) -> dict[str, Any]:
"""Sanitize LLM output to ensure it conforms to the env schema."""
available_files = {f["name"] for f in obs.get("available_files", [])}
valid_rules = set(obs.get("framework_rules", {}).keys())
action_type = action.get("action_type")
if action_type == "read_file":
path = action.get("path", "")
if path not in available_files:
# Pick the best unread file instead of using invalid path
fallback = choose_suspicious_file(obs, tracker)
if fallback:
print(f"⚠️ Invalid read path '{path}' — redirecting to '{fallback}'")
action["path"] = fallback
else:
print("⚠️ No valid file to read. Switching to finalize.")
return {"action_type": "finalize_audit"}
if obs.get("file_reads_remaining", 0) == 0:
print("⚠️ Budget=0. Blocking read_file, switching to finalize.")
return {"action_type": "finalize_audit"}
elif action_type == "flag_violation":
valid_files = [f["name"] for f in obs.get("available_files", [])]
if action.get("file") not in valid_files:
action["file"] = choose_priority_file(obs) or (valid_files[0] if valid_files else None)
if not action.get("file"):
return {"action_type": "finalize_audit"}
rules = list(obs.get("framework_rules", {}).keys())
current_content = tracker.get("file_contents", {}).get(action.get("file"), "")
if not current_content and action.get("file") == tracker.get("last_file"):
current_content = obs.get("action_result", "")
inferred_rule = infer_rule_from_context(
action["file"],
str(action.get("description", "")),
current_content,
rules,
)
if action.get("rule_id") not in rules:
action["rule_id"] = inferred_rule
sev = str(action.get("severity", "medium")).lower()
if sev not in ["low", "medium", "high", "critical"]:
sev = "medium"
action["severity"] = sev
try:
action["line_start"] = int(action.get("line_start", 1))
except (TypeError, ValueError):
action["line_start"] = 1
try:
action["line_end"] = int(action.get("line_end", action["line_start"] + 5))
except (TypeError, ValueError):
action["line_end"] = action["line_start"] + 5
inferred_line = infer_line_from_context(
action["rule_id"],
str(action.get("description", "")),
current_content,
)
if inferred_line is not None and action["line_start"] <= 1:
action["line_start"] = inferred_line
action["line_end"] = inferred_line + 2
if action["line_end"] < action["line_start"]:
action["line_end"] = action["line_start"] + 5
if not action.get("description"):
action["description"] = "Potential compliance issue detected"
key = (action["file"], action["rule_id"])
if key in tracker.get("flags", set()):
print(f"Duplicate flag skipped for {key[0]} / {key[1]}")
fallback = choose_suspicious_file(obs, tracker)
if fallback and obs.get("file_reads_remaining", 0) > 0:
return {"action_type": "read_file", "path": fallback}
return {"action_type": "finalize_audit"}
return action
# Validate file
if action.get("file") not in available_files:
fallback = tracker.get("last_file") or choose_target_file(obs) or choose_suspicious_file(obs, tracker)
if not fallback:
return {"action_type": "finalize_audit"}
print(f"⚠️ Invalid flag file '{action.get('file')}' — using '{fallback}'")
action["file"] = fallback
# Validate rule_id — reject entirely if invalid so we don't waste a turn on a guaranteed-0 flag
if action.get("rule_id") not in valid_rules:
rules = list(valid_rules)
inferred = choose_rule_for_file(action.get("file"), rules)
if not inferred:
inferred = infer_rule_id(str(action.get("description", "")), rules)
if inferred and inferred in valid_rules:
print(f"⚠️ Invalid rule_id '{action.get('rule_id')}' — inferred '{inferred}'")
action["rule_id"] = inferred
else:
print(f"⚠️ Cannot infer valid rule_id from '{action.get('rule_id')}'. Skipping flag.")
return {"action_type": "search_codebase", "query": "email|password|SECRET", "file_pattern": None}
duplicate_key = (action.get("file"), action.get("rule_id"))
if duplicate_key in tracker.get("flagged_pairs", set()):
print(f"⚠️ Duplicate flag skipped for {duplicate_key[0]} / {duplicate_key[1]}")
fallback = choose_suspicious_file(obs, tracker)
if fallback and obs.get("file_reads_remaining", 0) > 0:
return {"action_type": "read_file", "path": fallback}
return {"action_type": "finalize_audit"}
# Validate severity
severity = str(action.get("severity", "medium")).lower()
if severity not in {"low", "medium", "high", "critical"}:
severity = "medium"
action["severity"] = severity
# Validate line numbers — widen around the detected line to improve GT overlap.
try:
ls = int(action["line_start"])
le = int(action["line_end"])
except (KeyError, TypeError, ValueError):
print("⚠️ Bad line numbers — defaulting to 1,50")
ls, le = 1, 50
base_line = max(1, min(ls, le))
action["line_start"] = max(1, base_line - 5)
action["line_end"] = max(action["line_start"], max(ls, le) + 5)
# Require description
action.setdefault("description", "Compliance issue detected")
return action
def detect_obvious_action(task_id: str, obs: dict[str, Any], tracker: dict[str, Any]) -> dict[str, Any] | None:
"""
When USE_HEURISTICS=true: scan action_result for known patterns and emit a flag_violation
with line number computed by counting newlines in the actual file content.
This is accurate because action_result IS the seeded file content.
"""
text = obs.get("action_result", "")
valid_rules = set(obs.get("framework_rules", {}).keys())
for spec in HEURISTIC_RULES.get(task_id, []):
rule_id = spec["rule_id"]
if rule_id not in valid_rules:
continue
key = (rule_id, spec["description"])
if key in tracker["flagged_rules"]:
continue
pattern_match = re.search(spec["pattern"], text, re.IGNORECASE | re.MULTILINE)
if pattern_match and tracker.get("last_file"):
# Count newlines in text before match start → gives 1-based line number
line_no = text[:pattern_match.start()].count("\n") + 1
tracker["flagged_rules"].add(key)
print(f" [HEURISTIC] Found '{rule_id}' at line {line_no} in {tracker['last_file']}")
return {
"action_type": "flag_violation",
"file": tracker["last_file"],
"line_start": line_no,
"line_end": line_no + 2,
"rule_id": rule_id,
"severity": spec["severity"],
"description": spec["description"],
}
return None
def maybe_patch_latest_finding(task_id: str, obs: dict[str, Any], tracker: dict[str, Any]) -> dict[str, Any] | None:
findings = obs.get("current_findings", [])
if not findings:
return None
latest = findings[-1]
finding_id = latest["id"]
if finding_id in tracker["patched_findings"]:
return None
patch_code = PATCHES.get(latest["rule_id"])
if not patch_code:
return None
tracker["patched_findings"].add(finding_id)
return {"action_type": "propose_fix", "finding_id": finding_id, "patch_code": patch_code}
def build_llm_messages(task_id: str, obs: dict[str, Any], tracker: dict[str, Any], strict: bool) -> list[dict[str, str]]:
available_file_names = [f["name"] for f in obs["available_files"]]
unread = [n for n in available_file_names if n not in tracker["read_files"]]
budget = obs["file_reads_remaining"]
valid_rules = list(obs.get("framework_rules", {}).keys())
# ── FIX 3: Add line numbers to file content so LLM uses exact line numbers ──
numbered_result = number_file_content(obs.get("action_result", ""))
guidance = [
f"Task: {task_id}",
f"Valid rule_ids (use EXACT): {valid_rules}",
f"Available files (EXACT names only): {available_file_names}",
f"Already read: {sorted(tracker['read_files'])}",
f"Unread files: {unread}",
f"Read budget remaining: {budget}",
]
# ── FIX 5: Correct per-task budget guidance ──
if budget == 0:
guidance.append("⚠️ READ BUDGET IS ZERO. Do NOT use read_file. Either flag violations from the content below, or call finalize_audit.")
elif budget == 1:
guidance.append("⚠️ Only 1 read remaining. Use it wisely on the single most important unread file.")
if task_id == "task3_microservices":
guidance.extend([
"This is a 12-file microservices codebase. You have a 7-file read budget.",
"Prioritize reading: auth_service/auth_views.py, payment_service/payment_views.py, payment_service/payment_utils.py, gateway/gateway_middleware.py, gateway/gateway.py",
"Cross-file violations: a function defined in *_utils.py may be called with user input in *_views.py.",
])
guidance += [
f"Findings flagged so far: {len(obs['current_findings'])}",
f"File content (with line numbers — use these EXACT numbers for line_start/line_end):\n{numbered_result[:2000]}",
"Output ONE JSON action. Use the exact line number shown in the content above.",
]
if strict:
guidance.extend([
"You have not flagged enough violations. Be decisive.",
"Look for: hardcoded secrets (SECRET_KEY), raw SQL, PII in logs, missing auth checks, exposed password fields.",
"Flag the most obvious violation visible in the content above.",
])
history = tracker.get("history", [])[-6:]
if history:
guidance.append("Recent steps:")
guidance.extend(history)
# ── Debug: print what we're sending ──
failed = tracker.get("failed_reads", set())
if failed:
guidance.append(f"❌ These reads FAILED previously — do NOT retry: {sorted(failed)}")
return [
{"role": "system", "content": SYSTEM_PROMPT},
{"role": "user", "content": "\n".join(guidance)},
]
def call_model(client: OpenAI | None, messages: list[dict[str, str]], step_num: int, retry: bool = False) -> str:
if client is None:
print(f"Step {step_num}: no LLM client — returning finalize")
return '{"action_type": "finalize_audit"}'
prefix = "[retry] " if retry else ""
print(f"{prefix}Step {step_num}: calling LLM")
try:
response = client.chat.completions.create(
model=MODEL_NAME,
messages=messages,
temperature=0,
max_tokens=400,
response_format={"type": "json_object"},
)
return response.choices[0].message.content or "{}"
except Exception as e:
print(f"LLM call failed: {e}")
return '{"action_type": "finalize_audit"}'
def run_offline_task(task_id: str, max_steps: int) -> dict[str, Any]:
reset = call_env("reset", {"task_id": task_id, "seed": 42})
session_id = reset["session_id"]
step_count = 0
final_score = 0.0
if not USE_DEMO:
final_resp = call_env("step", {"session_id": session_id, "action": {"action_type": "finalize_audit"}})
step_count += 1
final_score = final_resp["reward"]["cumulative"]
return {"task_id": task_id, "score": final_score, "steps": step_count, "mode": "offline-smoke"}
read_count = 0
rng = random.Random(f"offline-{task_id}-42")
for item in DEMO_PLANS[task_id]:
if step_count >= max_steps - 1:
break
if "path" in item:
if read_count >= OFFLINE_READ_LIMITS[task_id]:
continue
read_resp = call_env(
"step",
{"session_id": session_id, "action": {"action_type": "read_file", "path": item["path"]}},
)
step_count += 1
read_count += 1
final_score = read_resp["reward"]["cumulative"]
continue
if rng.random() < OFFLINE_SKIP_RATES[task_id]:
continue
search_resp = call_env(
"step",
{"session_id": session_id, "action": {"action_type": "search_codebase", "query": item["query"], "file_pattern": None}},
)
step_count += 1
hits = extract_hits(search_resp["observation"]["action_result"])
if not hits:
continue
file_name, line_no = hits[0]
flag_resp = call_env(
"step",
{
"session_id": session_id,
"action": {
"action_type": "flag_violation",
"file": file_name,
"line_start": line_no,
"line_end": line_no + 2,
"rule_id": item["rule_id"],
"severity": item["severity"],
"description": item["description"],
},
},
)
step_count += 1
final_score = flag_resp["reward"]["cumulative"]
findings = flag_resp["observation"]["current_findings"]
if item.get("patch") and findings and step_count < max_steps - 1:
finding_id = findings[-1]["id"]
if rng.random() < OFFLINE_PATCH_RATES[task_id]:
patch_resp = call_env(
"step",
{
"session_id": session_id,
"action": {
"action_type": "propose_fix",
"finding_id": finding_id,
"patch_code": PATCHES.get(item["rule_id"], "pass"),
},
},
)
step_count += 1
final_score = patch_resp["reward"]["cumulative"]
final_resp = call_env("step", {"session_id": session_id, "action": {"action_type": "finalize_audit"}})
step_count += 1
final_score = final_resp["reward"]["cumulative"]
return {"task_id": task_id, "score": final_score, "steps": step_count, "mode": "demo"}
def choose_hybrid_action(task_id: str, obs: dict[str, Any], tracker: dict[str, Any], max_steps: int) -> dict[str, Any] | None:
# First: patch any unpatched correct finding
patch_action = maybe_patch_latest_finding(task_id, obs, tracker)
if patch_action is not None:
return patch_action
# Second: follow up a search hint with a read
if "Limited search hints" in obs.get("action_result", "") and obs["file_reads_remaining"] > 0:
hinted_files = [file_name for file_name, _ in extract_hits(obs["action_result"])]
for file_name in hinted_files:
if file_name not in tracker["read_files"]:
return {"action_type": "read_file", "path": file_name}
# Third: if last action was a file read, scan it for obvious violations
obvious_action = detect_obvious_action(task_id, obs, tracker)
if obvious_action is not None:
return obvious_action
# Fourth: forced search pass
if tracker["needs_forced_search"] and tracker["forced_search_index"] < len(HEURISTIC_SEARCHES[task_id]):
query = HEURISTIC_SEARCHES[task_id][tracker["forced_search_index"]]
tracker["forced_search_index"] += 1
tracker["needs_forced_search"] = False
return {"action_type": "search_codebase", "query": query, "file_pattern": None}
# Fifth: read next suspicious file if budget remains
if obs["file_reads_remaining"] > 0:
suspicious_file = choose_suspicious_file(obs, tracker)
if suspicious_file:
return {"action_type": "read_file", "path": suspicious_file}
if tracker["llm_calls"] >= LLM_CALL_LIMITS[task_id]:
return {"action_type": "finalize_audit"}
if obs["step_count"] >= max_steps - 1:
return {"action_type": "finalize_audit"}
return None
# ── FIX 1+4: Completely rewritten choose_llm_only_action ──
# Old version pre-read 2 files blindly (burning budget) and fired blind flag_violation at line 1.
# New version: do NOT read or flag without LLM; only enforce hard stops.
def choose_llm_only_action(obs: dict[str, Any], tracker: dict[str, Any], max_steps: int) -> dict[str, Any] | None:
patch_action = maybe_patch_latest_finding("llm_only", obs, tracker)
if patch_action is not None:
return patch_action
contextual = detect_contextual_flag(obs, tracker)
if contextual is not None:
return contextual
# Hard stop: max steps reached
if obs["step_count"] >= max_steps - 1:
return {"action_type": "finalize_audit"}
# Hard stop: LLM call budget exhausted
if tracker["llm_calls"] >= tracker["llm_call_limit"]:
return {"action_type": "finalize_audit"}
# Hard stop: file read budget exhausted AND no more LLM budget — nothing left to do
if obs.get("file_reads_remaining", 0) == 0 and tracker["violations_flagged"] > 0:
if tracker["llm_calls"] >= tracker["llm_call_limit"] - 2:
return {"action_type": "finalize_audit"}
# Let LLM decide everything else
return None
def run_llm_task_once(client: OpenAI, task_id: str, max_steps: int, strict: bool = False) -> dict[str, Any]:
reset = call_env("reset", {"task_id": task_id, "seed": 42})
session_id = reset["session_id"]
obs = reset["observation"]
final_score = 0.0
step_count = 0
last_score = 0.0
no_progress_steps = 0
last_findings_count = len(obs.get("current_findings", []))
valid_actions = {"search_codebase", "read_file", "flag_violation", "propose_fix", "finalize_audit"}
tracker: dict[str, Any] = {
"read_files": set(),
"files_read": set(),
"failed_reads": set(), # tracks read errors to prevent retries
"file_contents": {},
"flagged_rules": set(),
"flagged_pairs": set(),
"flags": set(),
"patched_findings": set(),
"llm_calls": 0,
"flag_attempts": 0,
"violations_flagged": 0,
"needs_forced_search": False,
"forced_search_index": 0,
"last_file": None,
"history": [],
"recent_actions": [],
"cache": {},
"llm_call_limit": LLM_CALL_LIMITS[task_id],
}
for _ in range(max_steps + 5):
if step_count >= max_steps:
print("⚠️ Max steps reached. Forcing finalize.")
final_resp = call_env("step", {"session_id": session_id, "action": {"action_type": "finalize_audit"}})
obs = final_resp["observation"]
final_score = final_resp["reward"]["cumulative"]
step_count += 1
break
if USE_HEURISTICS:
action = choose_hybrid_action(task_id, obs, tracker, max_steps)
else:
action = choose_llm_only_action(obs, tracker, max_steps)
if action is None:
# ── Ask the LLM ──
obs_sig = observation_signature(obs)
cached_action = tracker["cache"].get(obs_sig)
if cached_action is not None:
action = cached_action
else:
messages = build_llm_messages(task_id, obs, tracker, strict)
tracker["llm_calls"] += 1
try:
raw = call_model(client, messages, step_count + 1, retry=strict)
action = json.loads(raw)
print(f" LLM chose: {action.get('action_type')} | file={action.get('file', action.get('path', '–'))} | line={action.get('line_start', '–')} | rule={action.get('rule_id', '–')}")
tracker["cache"][obs_sig] = action
except Exception as e:
print(f"❌ LLM ERROR: {e} — falling back to finalize")
action = {"action_type": "finalize_audit"}
# Validate action type
if not isinstance(action, dict) or action.get("action_type") not in valid_actions:
print(f"⚠️ Invalid action type '{action.get('action_type') if isinstance(action, dict) else action}'. Forcing finalize.")
action = {"action_type": "finalize_audit"}
# ── Normalize: fix invalid files/rules/lines before sending ──
action = normalize_action(action, obs, tracker)
# ── Guard: don't finalize too early (before any flags attempted) ──
if action["action_type"] == "finalize_audit":
if tracker["violations_flagged"] < 2:
contextual = detect_contextual_flag(obs, tracker)
if contextual is not None:
action = contextual
if action["action_type"] == "finalize_audit" and (step_count < 4 or tracker["violations_flagged"] == 0):
# Force a read or search instead
if obs.get("file_reads_remaining", 0) > 0:
forced_file = choose_suspicious_file(obs, tracker)
if forced_file: