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| 1 | +* TAP: 21 |
| 2 | +* Title: ML-DSA signing scheme for TUF metadata |
| 3 | +* Last-Modified: 2026-04-30 |
| 4 | +* Author: Fredrik Skogman |
| 5 | +* Status: Draft |
| 6 | +* Content-Type: text/markdown |
| 7 | +* Created: 2026-04-29 |
| 8 | + |
| 9 | +# Abstract |
| 10 | + |
| 11 | +This TAP proposes an application-level pre-hashing scheme to use with |
| 12 | +ML-DSA that minimizes the data sent to the signing device. Instead of |
| 13 | +passing the full canonicalized metadata, the application computes a |
| 14 | +cryptographic hash over the metadata and computes a pre-signing byte |
| 15 | +string (including domain separator and protocol version). The |
| 16 | +pre-signing byte string is what is sent to the signing device. This |
| 17 | +approach keeps the HSM interface simple and bounded while preserving |
| 18 | +the security properties required by FIPS 204. |
| 19 | + |
| 20 | +# Motivation |
| 21 | + |
| 22 | +TUF metadata can be large, particularly for targets metadata in |
| 23 | +repositories with many artifacts. ML-DSA pure mode signing requires |
| 24 | +the entire message to be available to the signing device. When private |
| 25 | +keys are held in hardware security modules (HSMs), the HSM must |
| 26 | +receive the full message to produce a pure mode signature. |
| 27 | +Transmitting large metadata payloads to an HSM introduces practical |
| 28 | +limitations on message size, and potential interface constraints that |
| 29 | +make pure mode ML-DSA unsuitable for some TUF deployments. |
| 30 | + |
| 31 | +# Specification |
| 32 | + |
| 33 | +Conventions used: |
| 34 | + |
| 35 | +* `0x__`: a raw byte value, specified as a hexadecimal number |
| 36 | +* `||`: byte concatenation |
| 37 | + |
| 38 | +The raw TUF metadata is NEVER signed, instead a pre-signing byte string is |
| 39 | +created with the following format, offering domain separation and |
| 40 | +versioning at the protocol level: |
| 41 | + |
| 42 | +``` |
| 43 | +0x74 || 0x75 || 0x66 || <version> || H(MSG) |
| 44 | +``` |
| 45 | + |
| 46 | +The domain separators are the ASCII codes for `tuf`. |
| 47 | + |
| 48 | +Version must be a single byte specifying the version. `0x01` is |
| 49 | +currently the only defined version. |
| 50 | + |
| 51 | +The hash function and the canonicalization scheme for the message are |
| 52 | +specified by the version. |
| 53 | + |
| 54 | +Pure ML-DSA MUST be used with an **empty context**. |
| 55 | + |
| 56 | +## Rationale |
| 57 | + |
| 58 | +Why not use the `scheme` to specify the hash algorithm and instead use |
| 59 | +the version? The version specifies the entire set of choices and |
| 60 | +cryptographically binds those choices to the signature which would |
| 61 | +reduce risks of misuse. This allows for easier updates of the |
| 62 | +versioning scheme as it's an all-or-nothing approach. By providing |
| 63 | +some details via the scheme and others via some versioning opens up |
| 64 | +for possible confusion. |
| 65 | + |
| 66 | +Why not use HashML-DSA? With Ed25519 the ecosystem support has been |
| 67 | +much better for the pure version, and it's likely it will be the same |
| 68 | +for ML-DSA. Based on this an application specific protocol is better |
| 69 | +suited for wider adoption. |
| 70 | + |
| 71 | +## Protocol versions |
| 72 | + |
| 73 | +To allow for future updates on hash algorithm selection to mitigate |
| 74 | +any collision or preimage attack the selection of hash algorithm is |
| 75 | +specified via a protocol version. This provides a layer of indirection |
| 76 | +where certain details can change over time without encoding too much |
| 77 | +information into the `scheme` parameter. |
| 78 | + |
| 79 | +### v1 |
| 80 | + |
| 81 | +* Version byte: `0x01` |
| 82 | +* Hash algorithm: SHA-512 |
| 83 | +* Implementations MUST support |
| 84 | + * `ML-DSA-44` |
| 85 | + * `ML-DSA-65` |
| 86 | + * `ML-DSA-87` |
| 87 | +* Metadata canonicalization scheme: encoded as "canonical JSON" as described |
| 88 | + in the [TUF |
| 89 | + Specification](https://theupdateframework.github.io/specification/v1.0.34/index.html#metaformat). |
| 90 | + |
| 91 | +## Signature generation |
| 92 | + |
| 93 | +1. Load the public key from TUF metadata |
| 94 | +2. Parse the version from the public key's `scheme` and prepare the |
| 95 | + hash function `H` |
| 96 | +3. Compute the canonicalized metadata representation `MSG` |
| 97 | +4. Create the pre-signing byte string: |
| 98 | + ``` |
| 99 | + 0x74 || 0x75 || 0x66 || version || H(MSG) |
| 100 | + ``` |
| 101 | +5. Sign the pre-signing byte string using an empty context |
| 102 | +
|
| 103 | +## Verification steps: |
| 104 | +
|
| 105 | +1. Compute canonical metadata representation |
| 106 | +2. Load up the public key for verification |
| 107 | +3. Parse `scheme` into parameter set and version |
| 108 | + * Reject if the protocol version is not supported |
| 109 | + * Implementations MUST NOT infer or select an ML-DSA |
| 110 | + parameter set or version from the signature bytes alone |
| 111 | +4. Verifier must reconstruct the exact signed bytes itself |
| 112 | + * It should not accept a caller-supplied digest/prefix blindly |
| 113 | + * The `version` MUST be taken from the trusted TUF metadata's |
| 114 | + `scheme` parameter |
| 115 | + * The version binds hash function to use |
| 116 | + * It should compute: `digest = H(MSG)` |
| 117 | + * Then verify over `0x74 || 0x75 || 0x66 || version || digest` |
| 118 | + using an empty context |
| 119 | +5. Reject unknown or mismatched versions |
| 120 | + * Do not fall back |
| 121 | + * Do not try multiple interpretations |
| 122 | + * Do not accept the same signature under HashML-DSA or another scheme |
| 123 | +
|
| 124 | +## TUF metadata parameters: |
| 125 | +
|
| 126 | +* `keytype`: `ml-dsa` |
| 127 | +* `scheme`: (`ml-dsa-<parameter set>/<version>`) |
| 128 | + * `ml-dsa-44/1` |
| 129 | + * `ml-dsa-65/1` |
| 130 | + * `ml-dsa-87/1` |
| 131 | +* `keyval.public`: PEM encoding of DER-encoded `SubjectPublicKeyInfo` |
| 132 | + structures as defined for ML-DSA in RFC 9881 |
| 133 | +* `signature.sig`: Hex-encoded signature byte string as per FIPS 204 |
| 134 | + §7.2 |
| 135 | +
|
| 136 | +# Security considerations |
| 137 | +
|
| 138 | +1. SHA-512 length extension: Not a concern. The signature is made over `domain |
| 139 | + || version || digest`. Length extension is more a concern when the |
| 140 | + digest is computed to be used as a MAC |
| 141 | +2. SHA-512 vs ML-DSA-87 margin. SHA-512 has zero margin, but is |
| 142 | + valid. Future versions can increase the margin if deemed necessary |
| 143 | +3. Signature confusion/replay: With the domain separation a valid |
| 144 | + signature over the raw digest from another domain would not be |
| 145 | + valid in the TUF metadata domain (collisions on the domain and |
| 146 | + version bytes are _very_ unlikely) |
| 147 | +
|
| 148 | +# Appendix |
| 149 | +
|
| 150 | +## ML-DSA parameter sets |
| 151 | +
|
| 152 | +This is an excerpt only, see FIPS-204 §4 for a complete parameter set. |
| 153 | +
|
| 154 | +| Parameter | ML-DSA-44 | ML-DSA-65 | ML-DSA-87 | |
| 155 | +|-----------|-----------|-----------|-----------| |
| 156 | +| 𝜆 | 128 | 192 | 256 | |
| 157 | +
|
| 158 | +## Notes on application level hashing |
| 159 | +
|
| 160 | +From FIPS 204 on application level hashing (§5.4): |
| 161 | +
|
| 162 | +> In order to maintain the same level of security strength when the |
| 163 | +> content is hashed at the application level or using HashML-DSA , the |
| 164 | +> digest that is signed needs to be generated using an approved hash |
| 165 | +> function or XOF (e.g., from FIPS 180 [8] or FIPS 202 [7]) that |
| 166 | +> provides at least 𝜆 bits of classical security strength against both |
| 167 | +> collision and second preimage attacks [7, Table 4]<sup>6</sup>. |
| 168 | +> |
| 169 | +> The verification of a signature that is created in this way will |
| 170 | +> require the verify function to generate a digest from the message in |
| 171 | +> the same way to be used as input for the verification function. |
| 172 | +> |
| 173 | +> 6. Obtaining at least 𝜆 bits of classical security strength against |
| 174 | +> collision attacks requires that the digest to be signed be at least 2𝜆 |
| 175 | +> bits in length. |
| 176 | +
|
| 177 | +# References |
| 178 | +
|
| 179 | +* [FIPS-204](https://nvlpubs.nist.gov/nistpubs/FIPS/NIST.FIPS.204.pdf) |
| 180 | +* [TUF Specification](https://theupdateframework.github.io/specification/v1.0.34/index.html) |
| 181 | +* [RFC 9881](https://datatracker.ietf.org/doc/html/rfc9881) |
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